Dutch Asset Corporation
- Regulatory AUM
- $187M
- Discretionary
- $182M
- Clients
- 228
- Avg AUM / client
- $820K
- Accounts
- 441
- Employees
- 10
AUM over time
Annual snapshots from Form ADV filings · as of Jun 16, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 159 | $44.5M | 23.8% |
| High net worth individuals | 60 | $127M | 68.1% |
| Pension and profit sharing plans | 5 | $6.7M | 3.6% |
| Insurance companies | 1 | $5.3M | 2.84% |
| Corporations and other businesses | 3 | $3.0M | 1.59% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Cullen Breen | Presdent/Chief Compliance Officer | CFP | Feb 2014 (13y) | 75% or more |
| Richard L Oxford | Registered representative | Feb 2016 (10y) | ||
| Thomas J. Geraghty | Registered representative | CFP | Oct 2022 (4y) | |
| Tyler William Rapp | Registered representative | Jun 2025 (1y) | ||
| Gary William Barkman | Registered representative | CFP | Dec 2025 (1y) | |
| Phillip Kay Lyman | Registered representative | Feb 2026 (0y) | ||
| Eric Jhonsa | Registered representative | Mar 2026 (0y) | ||
| David Christopher Jeram | Registered representative | Apr 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/16/2026 | 1.09 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Interactive Brokers $182M (98% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 16, 2026.
View current Form ADV (SEC/IAPD) ↗