Twelve Points Wealth Management Llc
SEC-registered
Institutional / Pension Advisor · Mid-sized ($1B–$10B)
CRD 171107
· SEC file 801-108967
· Concord, MA
· www.linkedin.com
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ADV data as of May 30, 2026
- Regulatory AUM
- $2.2B
- Discretionary
- $2.1B
- Clients
- 821
- Avg AUM / client
- $2.7M
- Accounts
- 1,928
- Employees
- 25
AUM over time
$160M
$2.2B
Dec 2016
May 2026
Annual snapshots from Form ADV filings · as of May 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 511 | $316M | 14.1% |
| High net worth individuals | 83 | $338M | 15.1% |
| Pension and profit sharing plans | 202 | $1.6B | 69.8% |
| Charitable organizations | 9 | $6.2M | 0.28% |
| Corporations and other businesses | 12 | $16.9M | 0.75% |
| Other | 4 | $2.1K | 0.0% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
People (21)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Emanuel Nmn Frangiadakis | Owner | Mar 2014 (12y) | 10% – 25% | |
| Francesca Eileen Federico | President And Wealth Advisor; | Jul 2014 (12y) | 25% – 50% | |
| David Matthew Clayman | Ceo & Wealth Advisor | Jul 2014 (12y) | 25% – 50% | |
| Van Winkle, Kimberly, Ann | Chief Compliance Officer | Nov 2015 (11y) | Less than 5% | |
| Christopher Alan Cahill | Registered representative | CFP | Jan 2016 (11y) | |
| Gregory Alan Phillips | Registered representative | May 2017 (9y) | ||
| Deborah North Cartisser | Registered representative | Jun 2020 (6y) | ||
| Andrew Mcgill | Registered representative | Oct 2021 (5y) | ||
| Jeffrey Stuart King | Registered representative | Dec 2021 (5y) | ||
| Tracey Beauregard Hartford | Registered representative | Sep 2023 (3y) | ||
| Igor Tiguy | Registered representative | CFP | Aug 2024 (2y) | |
| Joel Douglas Fearon | Registered representative | Nov 2024 (2y) | ||
| Barbara Becker Maietta | Registered representative | CFP | Nov 2024 (2y) | |
| Neil Joseph Tremblay | Registered representative | Dec 2024 (2y) | ||
| William George Koshivas | Registered representative | Mar 2025 (1y) | ||
| Joseph Paul Montana | Registered representative | May 2025 (1y) | ||
| Stephen John Bruno | Registered representative | CFA | Jul 2025 (1y) | |
| Robert Philip Natale | Registered representative | Jul 2025 (1y) | ||
| Carolyn Brenda Mullins | Registered representative | Oct 2025 (1y) | ||
| Joseph Michael Belsanti | Registered representative | Nov 2025 (1y) | ||
| Vikram Konanki | Registered representative | May 2026 (0y) |
Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (24)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Westview Nursing Care & Rehabilitation Center, Inc. Savings & Retirement Plan | Westview Nursing Care & Rehabilitation Center, Inc. | 208 | $8.7M | 10/01/2024 |
| Cogito Corporation, Inc. 401(k) Retirement Plan | Cogito Corporation, Inc. | 0 | $0 | 01/01/2024 |
| Jellyfish 401(k) Plan | Orthogonal Networks, Inc. (D/B/A Jellyfish) | 224 | $11.2M | 01/01/2024 |
| Boston Va Research Institute, Inc. 403(b) Plan | Boston Va Research Institute, Inc. | 76 | $8.1M | 01/01/2024 |
| Rhi Services Co. , Inc. 401(k) Plan | Rhi Services Co., Inc. | 46 | $14.9M | 01/01/2024 |
| Twelve Points Pooled Employer Plan | Newport Group, Inc. | 1,164 | $49.8M | 01/01/2024 |
| Formlabs Retirement Trust | Formlabs, Inc. | 388 | $17.8M | 01/01/2024 |
| Lakeside Software 401(k) Plan | Lakeside Software, Llc | 131 | $13.1M | 01/01/2024 |
| Demiurge Studios Inc. 401 K And Profit Sharing Plan | Demiurge Studios Inc. | 91 | $12.1M | 01/01/2024 |
| Uphams Corner Health Committee, Inc. 403(b) Retirement Plan | Uphams Corner Health Committee, Inc. | 502 | $27.3M | 01/01/2024 |
| Cohere Health, Inc. 401(k) Plan | Cohere Health, Inc | 745 | $17.3M | 01/01/2024 |
| Xceedance, Inc. 401(k) Retirement Savings Plan | Xceedance, Inc. | 216 | $5.0M | 01/01/2024 |
| Cambridge Mobile Telematics 401(k) Plan | Cambridge Mobile Telematics, Inc. | 325 | $44.4M | 01/01/2024 |
| Clearview Healthcare Partners Retirement Savings Plan | Clearview Healthcare Partners | 425 | $45.1M | 01/01/2024 |
| Dgi Communications, Llc Retirement Plan | Dgi Communications, Llc | 95 | $10.6M | 01/01/2024 |
| Energy Federation, Inc. Savings Plan | The Energy Federation, Inc. | 0 | $0 | 01/01/2024 |
| Formax 401(k) Pension Plan And Trust | Formax, Llc | 81 | $15.0M | 01/01/2024 |
| Multi Flow Industries Llc 401(k) Plan | Multi Flow Industries Llc | 196 | $7.6M | 01/01/2024 |
| Immuta, Inc. 401(k) Plan | Immuta, Inc. | 163 | $14.5M | 01/01/2024 |
| Candela 401(k) Plan | Candela Corporation | 373 | $67.8M | 01/01/2024 |
| New England Historic Genealogical Society Defined Contribution Plan | New England Historic Genealogical Society | 98 | $16.7M | 01/01/2024 |
| Vista Higher Learning, Inc. 401(k) Plan | Vista Higher Learning, Inc. | 198 | $27.5M | 01/01/2024 |
| Work'n Gear 401(k) Savings Plan | Work'n Gear Llc | 175 | $5.6M | 01/01/2024 |
| The Callahan Companies 401(k) Savings Plan | Callahan, Inc. | 192 | $25.2M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/30/2026 | 1.09 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $440M (20% of AUM) May 2026
- Fidelity Brokerage Services $185M (8% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 30, 2026.
View current Form ADV (SEC/IAPD) ↗