AW
Arrowhead Wealth Management Corp.
State-registered
Wealth Manager · Boutique (under $100M)
CRD 171169
· Modesto, CA
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ADV data as of Mar 10, 2026
- Regulatory AUM
- $30.8M
- Discretionary
- $0
- Clients
- 149
- Avg AUM / client
- $207K
- Accounts
- 174
- Employees
- 2
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 149 | $30.8M | 99.8% |
| Charitable organizations | Fewer than 5 clients | $55.5K | 0.18% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Christopher Scott Dennis | Registered representative | May 2014 (12y) | ||
| David Wei Keung Wong | Registered representative | Jan 2025 (2y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/10/2026 | 1.1 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Other fees
- • INITIAL CONSULTING FEE
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Assetmark Brokerage, Llc $22.5M (73% of AUM) Mar 2026
- Charles Schwab & Co. $8.4M (27% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 10, 2026.
View current Form ADV (SEC/IAPD) ↗