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Investment Adviser · Large ($10B–$100B)
CRD 17117
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ADV data as of Jul 31, 2025
- Regulatory AUM
- $13.6B
- Discretionary
- $10.1B
- Clients
- 6,631
- Avg AUM / client
- $2.1M
- Accounts
- 9,076
- Employees
- 239
AUM over time
$3.4B
$13.6B
Sep 2013
Jul 2025
Annual snapshots from Form ADV filings · as of Jul 31, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 5,562 | $1.7B | 12.5% |
| High net worth individuals | 863 | $2.0B | 14.6% |
| Banking or thrift institutions | Fewer than 5 | $6.2B | 45.7% |
| Pension and profit sharing plans | 51 | $3.4B | 25.2% |
| Charitable organizations | 53 | $139M | 1.02% |
| State or municipal government entities | Fewer than 5 | $217K | 0.0% |
| Insurance companies | 13 | $30.5M | 0.22% |
| Corporations and other businesses | 89 | $107M | 0.79% |
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- First Horizon Bank $6.3B (46% of AUM) Jul 2025
- National Financial Services (Fidelity) $3.9B (29% of AUM) Jul 2025
- First Tennessee Bank National Association $2.6B (42% of AUM) Mar 2019
- Bank Of America Merrill Trust Services $2.0B (15% of AUM) Jul 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 31, 2025.