Berenberg Asset Management Llc
- Regulatory AUM
- $34.8M
- Discretionary
- $34.8M
- Clients
- —
- Avg AUM / client
- —
- Accounts
- 1
- Employees
- 30
AUM over time
Annual snapshots from Form ADV filings · as of Jul 17, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Corporations and other businesses | Fewer than 5 clients | $34.8M | 100.0% |
People (7)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Riehmer, Hendrik | Managing Partner | Jan 2009 (18y) | GP / trustee / elected manager of Joh. Berenberg, Gossler & Co. Kg (indirect) | |
| Schwartau, Lars | Director | Oct 2019 (7y) | Less than 5% | |
| Brantly, Zachary, Dalton | Director | Dec 2020 (6y) | Less than 5% | |
| Kuhn, Aaron, Christian | Managing Partner | Dec 2020 (6y) | GP / trustee / elected manager of Joh. Berenberg, Gossler & Co. Kg (indirect) | |
| Mortlock, David, Anthony Francis | Managing Partner | Dec 2020 (6y) | GP / trustee / elected manager of Joh. Berenberg, Gossler & Co. Kg (indirect) | |
| Willershausen, Jens | Chief Compliance Officer | Sep 2022 (4y) | Less than 5% | |
| Shamalov, Gregory | Chief Executive Officer | Feb 2024 (3y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Berenberg Beteiligungsholding Gmbh | Member | Dec 2010 | A | 75% or more |
| Joh. Berenberg, Gossler & Co. Kg | Shareholder | Dec 2010 | B | ≈ 56.25% – 100% via Berenberg Beteiligungsholding Gmbh |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Joh. Berenberg, Gossler & Co. Kg: 75% – 100% of Berenberg Beteiligungsholding Gmbh × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/17/2026 | 1.16 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- Societe Generale $100M (48% of AUM) Feb 2020
- Principal Custody Solutions $34.8M (100% of AUM) Jul 2026
- Wells Fargo $31.5M (100% of AUM) Apr 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 17, 2026.
View current Form ADV (SEC/IAPD) ↗