Thorofare, Llc
SEC-registered
Private Fund Manager · Mid-sized ($1B–$10B)
CRD 171293
· SEC file 801-80373
· El Segundo, CA
· x.com
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ADV data as of Mar 31, 2026
- Regulatory AUM
- $1.4B
- Discretionary
- $1.4B
- Clients
- 2
- Avg AUM / client
- $702M
- Accounts
- 2
- Employees
- 27
AUM over time
$195M
$1.6B
Sep 2014
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 2 | $1.4B | 100.0% |
People (8)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Miller, Kevin, Howard | Ceo | Jun 2010 (16y) | Less than 5% | |
| Miller, Brendan, Wapple | Cio | May 2011 (15y) | Less than 5% | |
| Cooper, Robert, Jason | General Counsel Of Thorofare Holdings, Llc | Apr 2015 (11y) | Less than 5% | |
| Pegula, Kim, S | Owner | Jan 2018 (9y) | ≈ 9.38% – 37.5% via East Asset Management, Llc | |
| Pegula, Terrence, M | Owner | Jan 2018 (9y) | ≈ 9.38% – 37.5% via East Asset Management, Llc | |
| Morrow, James, Stuart | Member | Oct 2020 (6y) | ≈ 17.8% – 100% via Callodine Group, Llc | |
| Prosser, Edward | Chief Operating Officer | Jan 2022 (5y) | Less than 5% | |
| Cammarata, Kristen, Marie | Chief Compliance Officer | Feb 2023 (4y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Thorofare Holdings, Llc | Owner | Mar 2015 | A | 75% or more |
| Callodine Thorofare Holding, Llc | Owner | Dec 2021 | B | ≈ 42.19% – 100% via Callodine Thorofare, Llc |
| Callodine Credit, Llc | Owner | Dec 2021 | B | ≈ 31.64% – 100% via Callodine Thorofare Holding, Llc |
| Callodine Group, Llc | Owner | May 2021 | B | ≈ 23.73% – 100% via Callodine Credit, Llc |
| Callodine Thorofare, Llc | Owner | Dec 2021 | B | ≈ 56.25% – 100% via Thorofare Holdings, Llc |
| East Asset Management, Llc | Owner | Mar 2022 | B | ≈ 18.75% – 50% via Thorofare Holdings, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Pegula, Kim, S: 50% – 75% of East Asset Management, Llc × 25% – 50% of Thorofare Holdings, Llc × 75% – 100% direct ≈ 9.38% – 37.5% of the firm
- Pegula, Terrence, M: 50% – 75% of East Asset Management, Llc × 25% – 50% of Thorofare Holdings, Llc × 75% – 100% direct ≈ 9.38% – 37.5% of the firm
- Morrow, James, Stuart: 75% – 100% of Callodine Group, Llc × 75% – 100% of Callodine Credit, Llc × 75% – 100% of Callodine Thorofare Holding, Llc × 75% – 100% of Callodine Thorofare, Llc × 75% – 100% of Thorofare Holdings, Llc × 75% – 100% direct ≈ 17.8% – 100% of the firm
- Callodine Thorofare Holding, Llc: 75% – 100% of Callodine Thorofare, Llc × 75% – 100% of Thorofare Holdings, Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Callodine Credit, Llc: 75% – 100% of Callodine Thorofare Holding, Llc × 75% – 100% of Callodine Thorofare, Llc × 75% – 100% of Thorofare Holdings, Llc × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Callodine Group, Llc: 75% – 100% of Callodine Credit, Llc × 75% – 100% of Callodine Thorofare Holding, Llc × 75% – 100% of Callodine Thorofare, Llc × 75% – 100% of Thorofare Holdings, Llc × 75% – 100% direct ≈ 23.73% – 100% of the firm
- Callodine Thorofare, Llc: 75% – 100% of Thorofare Holdings, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- East Asset Management, Llc: 25% – 50% of Thorofare Holdings, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 2.09 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
- • Other fees
- • ORIGINATION, DEFERRED ORIGINATION, MODIFICATION, EXIT FEES
Services
- • Portfolio management for pooled investment vehicles
- • Other services
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗