AUMdb
RC

Record Currency Management (Us) Inc

SEC-registered Investment Adviser · Large ($10B–$100B) CRD 171338 · SEC file 801-79684 · New York, NY
☆ Save with Pro ADV data as of Jun 30, 2026
Regulatory AUM
$19.7B
Discretionary
$19.7B
Clients
1
Avg AUM / client
$19.7B
Accounts
8
Employees
3

AUM over time

$580M $19.7B
Mar 2014 Mar 2026

Annual snapshots from Form ADV filings · as of Jun 30, 2026

Asset allocation (SMA assets by investment type)

as of Jun 30, 2026
Derivatives
$19.7B 100%

Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.

Who they serve

Client typeClientsAUM% of AUM
Investment companies 1 $145M 0.74%
Pension and profit sharing plans Fewer than 5 clients $1.4B 7.04%
Charitable organizations Fewer than 5 clients $1.2B 6.01%
State or municipal government entities Fewer than 5 clients $15.8B 80.4%
Corporations and other businesses Fewer than 5 clients $1.1B 5.79%

People (4)

NameRole / titleCredentialsWith firm sinceOwnership
Laurie, Grady, Mcgown Cco Mar 2014 (12y) Less than 5%
Record, Neil, Peter Ex Chairman Mar 2023 (3y) ≈ 18.75% – 50% via Record Plc
Arnold, Thomas, Allan Quartermaine Director Apr 2023 (3y) Less than 5%
Heading, Richard, Anthony Cfo Jul 2024 (2y) Less than 5%

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Record Plc Parent Company (100% Owner) Jun 2011 A 75% or more

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Record, Neil, Peter: 25% – 50% of Record Plc × 75% – 100% direct ≈ 18.75% – 50% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 06/30/2026 1.16 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Fixed fees
  • Other fees
  • SALARY, MANAGEMENT FEE AGREEMENT, GROUP PROFIT SCHEME

Services

  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses/institutional clients
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other services

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 30, 2026.

View current Form ADV (SEC/IAPD) ↗