Htaa, Llc
- Regulatory AUM
- $177M
- Discretionary
- $177M
- Clients
- 2
- Avg AUM / client
- $88.5M
- Accounts
- 2
- Employees
- 11
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 1 | $50.0M | 28.3% |
| Investment companies | 1 | $127M | 71.7% |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Hull, Marson, Blair | Chairman | Sep 1999 (27y) | ≈ 14.06% – 50% via Mbh Trust | |
| Bakosova, Petra | Chief Executive Officer | Jan 2022 (5y) | Less than 5% | |
| Kleinschmidt, Eric, Joseph | Chief Compliance Officer | Feb 2023 (4y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Htaa Holdings Llc | Parent Company | May 2014 | A | 75% or more |
| Hull Investments, Llc | Parent Company | May 2014 | B | ≈ 37.5% – 75% via Htaa Holdings Llc |
| Mbh Trust | Trust | Jan 2022 | B | ≈ 18.75% – 50% via Htaa Holdings Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Hull, Marson, Blair: 75% – 100% of Mbh Trust × 25% – 50% of Htaa Holdings Llc × 75% – 100% direct ≈ 14.06% – 50% of the firm
- Hull Investments, Llc: 50% – 75% of Htaa Holdings Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
- Mbh Trust: 25% – 50% of Htaa Holdings Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 945 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
Custody
Reported custodians
- Advantage Futures Llc $24.1M (50% of AUM) Sep 2021
- Brown Brothers Harriman & Co. $23.5M (47% of AUM) Nov 2022
- Abn Amro Clearing Bank N.V. $12.0M (7% of AUM) Mar 2026
- Clear Street Llc $100 (0% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗