Caerus Investment Advisors, Llc
- Regulatory AUM
- $117M
- Discretionary
- $24.5M
- Clients
- 54
- Avg AUM / client
- $2.2M
- Accounts
- 54
- Employees
- 5
AUM over time
Annual snapshots from Form ADV filings · as of Mar 26, 2026
Investments (13F portfolio — 278 positions, $240,264,062)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Vanguard Index Fds | S&P 500 ETF SHS | $17,079,174 | 28,582 | 7.11% | 14.6% |
| 2 | Alphabet Inc | CAP STK CL C | $12,453,453 | 43,413 | 5.18% | 10.6% |
| 3 | State Str Spdr S&P 500 Etf T | TR UNIT | $11,002,940 | 16,919 | 4.58% | 9.39% |
| 4 | Global X Fds | S&P 500 COVERED | $10,513,707 | 268,687 | 4.38% | 8.97% |
| 5 | Global X Fds | NASDAQ 100 COVER | $9,950,842 | 580,224 | 4.14% | 8.49% |
| 6 | J P Morgan Exchange Traded F | NASDAQ EQT PREM | $7,814,718 | 140,755 | 3.25% | 6.67% |
| 7 | Ishares Tr | RUSSELL 2000 ETF | $6,818,264 | 27,493 | 2.84% | 5.82% |
| 8 | Ishares Tr | MSCI EAFE ETF | $6,797,060 | 69,979 | 2.83% | 5.8% |
| 9 | Figma Inc | CLASS A COM STK | $5,830,518 | 275,805 | 2.43% | 4.98% |
| 10 | Apple Inc | COM | $5,096,508 | 20,082 | 2.12% | 4.35% |
| 11 | Nvidia Corporation | COM | $5,021,093 | 28,791 | 2.09% | 4.28% |
| 12 | Dimensional Etf Trust | US CORE EQUITY 2 | $4,897,953 | 126,041 | 2.04% | 4.18% |
| 13 | Alphabet Inc | CAP STK CL A | $4,519,005 | 15,715 | 1.88% | 3.86% |
| 14 | Dimensional Etf Trust | US EQUITY MARKET | $3,039,841 | 42,869 | 1.27% | 2.59% |
| 15 | Ishares Tr | CORE S&P500 ETF | $2,763,732 | 4,231 | 1.15% | 2.36% |
| 16 | Ishares Tr | SELECT DIVID ETF | $2,561,857 | 16,920 | 1.07% | 2.19% |
| 17 | Merck & Co Inc | COM | $2,232,943 | 18,563 | 0.93% | 1.91% |
| 18 | Microsoft Corp | COM | $2,094,815 | 5,659 | 0.87% | 1.79% |
| 19 | Amazon Com Inc | COM | $1,960,862 | 9,415 | 0.82% | 1.67% |
| 20 | J P Morgan Exchange Traded F | EQUITY PREMIUM | $1,874,861 | 33,078 | 0.78% | 1.6% |
| 21 | Edison Intl | COM | $1,863,309 | 25,462 | 0.78% | 1.59% |
| 22 | Fedex Corp | COM | $1,842,163 | 5,172 | 0.77% | 1.57% |
| 23 | Lam Research Corp | COM NEW | $1,833,844 | 8,583 | 0.76% | 1.56% |
| 24 | Comfort Sys Usa Inc | COM | $1,674,094 | 1,214 | 0.7% | 1.43% |
| 25 | Technipfmc Plc | COM | $1,660,848 | 24,025 | 0.69% | 1.42% |
Top 25 of 278 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 35 | $24.5M | 20.9% |
| Pooled investment vehicles (non-investment companies) | 19 | $92.7M | 79.1% |
Private funds (13)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $52.0M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Crsx Iii, Llc | Venture Capital Fund | Delaware | $10.3M | 18 |
| Crspin, Llc | Venture Capital Fund | Delaware | $7.7M | 21 |
| Crsnxt, Llc | Venture Capital Fund | Delaware | $6.0M | 16 |
| Crsstrp Ii, Llc | Venture Capital Fund | Delaware | $5.8M | 30 |
| Caerus Sx Sp I Llc | Venture Capital Fund | Delaware | $5.0M | 18 |
| Crsstrp Iii, Llc | Venture Capital Fund | Delaware | $4.8M | 23 |
| Caerus Ficc, Llc | Venture Capital Fund | Delaware | $3.0M | 7 |
| Crsstrp, Llc | Venture Capital Fund | Delaware | $2.6M | 25 |
| Crsx Iv, Llc | Venture Capital Fund | Delaware | $2.1M | 11 |
| Crsclm, Llc | Venture Capital Fund | Delaware | $1.8M | 18 |
| Crswin, Llc | Venture Capital Fund | Delaware | $1.3M | 11 |
| Crsub I, Llc | Venture Capital Fund | Delaware | $1.0M | 3 |
| Crsbb, Llc | Venture Capital Fund | Delaware | $800K | 7 |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Michael Hoi Ming Cheung | Managing Member | Sep 2014 (12y) | 75% or more | |
| Clark, Jessica, Nadine | Chief Compliance Officer | Mar 2019 (7y) | Less than 5% | |
| Veronika O Lysyanska | Registered representative | Mar 2022 (4y) | ||
| Yijie Tang | Registered representative | Mar 2025 (1y) | ||
| Shang Chou | Registered representative | Jun 2025 (1y) | ||
| Daniel Won Seo | Registered representative | Nov 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (13, $52.0M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Crsx Iii, Llc | Venture Capital Fund | $10.3M | $10.0K | 18 |
| Crspin, Llc | Venture Capital Fund | $7.7M | $78.8K | 21 |
| Crsnxt, Llc | Venture Capital Fund | $6.0M | $50.0K | 16 |
| Crsstrp Ii, Llc | Venture Capital Fund | $5.8M | $1.6K | 30 |
| Caerus Sx Sp I Llc | Venture Capital Fund | $5.0M | $5.0K | 18 |
| Crsstrp Iii, Llc | Venture Capital Fund | $4.8M | $35.0K | 23 |
| Caerus Ficc, Llc | Venture Capital Fund | $3.0M | $100K | 7 |
| Crsstrp, Llc | Venture Capital Fund | $2.6M | $55.0K | 25 |
| Crsx Iv, Llc | Venture Capital Fund | $2.1M | $50.0K | 11 |
| Crsclm, Llc | Venture Capital Fund | $1.8M | $10.0K | 18 |
| Crswin, Llc | Venture Capital Fund | $1.3M | $54.5K | 11 |
| Crsub I, Llc | Venture Capital Fund | $1.0M | $15.0K | 3 |
| Crsbb, Llc | Venture Capital Fund | $800K | $100K | 7 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/26/2026 | 3.73 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- TD Ameritrade $46.8M (23% of AUM) Jan 2022
- TradePMR $15.6M (13% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.
View current Form ADV (SEC/IAPD) ↗