AUMdb

Uscf Advisers Llc

SEC-registered Mutual Fund / Asset Manager · Small ($100M–$1B) CRD 171962 · SEC file 801-79985 · Walnut Creek, CA · WWW.USCFINVESTMENTS.COM
☆ Save with Pro ADV data as of Mar 11, 2026
Regulatory AUM
$715M
Discretionary
$715M
Clients
8
Avg AUM / client
$89.4M
Accounts
15
Employees
14

AUM over time

$2.5M $715M
Dec 2014 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 11, 2026

Who they serve

Client typeClientsAUM% of AUM
Investment companies 8 $715M 100.0%

People (6)

NameRole / titleCredentialsWith firm sinceOwnership
Gerber, Nicholas, Daniel Director & Vice President Jun 2013 (13y) Less than 5%
Crumbaugh, Stuart Chief Financial Officer, Secretary, Treasurer May 2015 (11y) Less than 5%
Love, John, Parish President, Chief Executive Officer, And Director Dec 2016 (10y) Less than 5%
Ngim, Andrew, F Director Dec 2016 (10y) Less than 5%
Frydman, Daphne Chief Legal Officer May 2018 (8y) Less than 5%
Kalina, Kenneth, Andrew Chief Compliance Officer Mar 2022 (4y) Less than 5%

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Uscf Investments, Inc. Owner Jun 2013 A 75% or more
Marygold Companies, Inc. Shareholder Dec 2016 B ≈ 56.25% – 100% via Uscf Investments, Inc.

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Marygold Companies, Inc.: 75% – 100% of Uscf Investments, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/11/2026 1.21 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

Civil judicial as of Mar 25, 2024

Allegations: PLAINTIFFS ALLEGE THAT UNITED STATES COMMODITY FUNDS, LLC ("USCF") AND ITS FUND UNITED STATES OIL FUND, LP ("USO") FAILED TO DISCLOSE TO INVESTORS IN USO CERTAIN EXTRAORDINARY MARKET CONDITIONS AND THE ATTENDANT RISKS THAT CAUSED THE DEMAND FOR OIL TO FALL PRECIPITOUSLY, INCLUDING THE COVID-19 GLOBAL PANDEMIC AND THE SAUDI ARABIA-RUSSIA OIL PRICE WAR. PLAINTIFF ALLEGES THAT USCF, USO, AND THE OTHER DEFENDANTS IN THE INITIAL LUCAS CLASS ACTION POSSESSED INSIDE KNOWLEDGE ABOUT THE CONSEQUENCES OF THESE CONVERGING ADVERSE EVENTS ON USO AND DID NOT SUFFICIENTLY ACKNOWLEDGE THEM UNTIL LATE APRIL AND MAY 2020, AFTER USO SUFFERED LOSSES AND WAS ALLEGEDLY FORCED TO ABANDON ITS INVESTMENT STRATEGY. Status: Pending Summary: PLAINTIFFS ALLEGE THAT UNITED STATES COMMODITY FUNDS, LLC ("USCF") AND ITS FUND UNITED STATES OIL FUND, LP ("USO") FAILED TO DISCLOSE TO INVESTORS IN USO CERTAIN EXTRAORDINARY MARKET CONDITIONS AND THE ATTENDANT RISKS THAT CAUSED THE DEMAND FOR OIL TO FALL PRECIPITOUSLY, INCLUDING THE COVID-19 GLOBAL PANDEMIC AND THE SAUDI ARABIA-RUSSIA OIL PRICE WAR. PLAINTIFF ALLEGES THAT USCF, USO, AND THE OTHER DEFENDANTS IN THE INITIAL LUCAS CLASS ACTION POSSESSED INSIDE KNOWLEDGE ABOUT THE CONSEQUENCES OF THESE CONVERGING ADVERSE EVENTS ON USO AND DID NOT SUFFICIENTLY ACKNOWLEDGE THEM UNTIL LATE APRIL AND MAY 2020, AFTER USO SUFFERED LOSSES AND WAS ALLEGEDLY FORCED TO ABANDON ITS INVESTMENT STRATEGY.

Disclosure text reproduced verbatim from the firm's own Form ADV filings.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for investment companies

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 11, 2026.

View current Form ADV (SEC/IAPD) ↗