Leicht Financial Planning And Wealth Management, Inc.
- Regulatory AUM
- $237M
- Discretionary
- $237M
- Clients
- 194
- Avg AUM / client
- $1.2M
- Accounts
- 197
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026
Investments (13F portfolio — 15 positions, $220,482,028)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Spdr Series Trust | STATE STREET SPD | $49,433,394 | 504,886 | 22.4% | 20.8% |
| 2 | Spdr Series Trust | STATE STREET SPD | $46,445,510 | 820,882 | 21.1% | 19.6% |
| 3 | Spdr Series Trust | STATE STREET SPD | $26,958,845 | 940,643 | 12.2% | 11.4% |
| 4 | Spdr Index Shs Fds | STATE STREET SPD | $20,665,044 | 452,684 | 9.37% | 8.7% |
| 5 | Spdr Series Trust | STATE STREET SPD | $20,517,368 | 916,363 | 9.31% | 8.64% |
| 6 | Spdr Series Trust | STATE STREET SPD | $18,197,898 | 376,612 | 8.25% | 7.67% |
| 7 | Spdr Series Trust | STATE STREET SPD | $13,725,401 | 409,225 | 6.23% | 5.78% |
| 8 | Spdr Index Shs Fds | STATE STREET SPD | $10,685,025 | 227,777 | 4.85% | 4.5% |
| 9 | Spdr Series Trust | STATE STREET SPD | $5,516,032 | 57,090 | 2.5% | 2.32% |
| 10 | Ishares Tr | 0-3 MNTH TREASRY | $4,424,356 | 43,953 | 2.01% | 1.86% |
| 11 | Apple Inc | COM | $2,046,309 | 8,063 | 0.93% | 0.86% |
| 12 | Berkshire Hathaway Inc Del | CL B NEW | $1,106,952 | 2,310 | 0.5% | 0.47% |
| 13 | Schwab Strategic Tr | US DIVIDEND EQ | $435,195 | 14,185 | 0.2% | 0.18% |
| 14 | Vanguard Index Fds | TOTAL STK MKT | $312,469 | 974 | 0.14% | 0.13% |
| 15 | Datavault Ai Inc | COM SHS | $12,230 | 19,780 | 0.01% | 0.01% |
Top 25 of 15 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 109 | $39.2M | 16.5% |
| High net worth individuals | 85 | $195M | 82.3% |
| Pension and profit sharing plans | Fewer than 5 clients | $523K | 0.22% |
| Charitable organizations | Fewer than 5 clients | $2.3M | 0.97% |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Andrew James Leicht | Chief Executive Officer/Chief Compliance Officer | CFP Chartered Financial Consultant | Jun 2014 (12y) | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 946 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- LPL Financial $237M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗