Lwm Advisory Services, Llc
- Regulatory AUM
- $1.1B
- Discretionary
- $810M
- Clients
- 1,111
- Avg AUM / client
- $982K
- Accounts
- 1,987
- Employees
- 10
AUM over time
Annual snapshots from Form ADV filings · as of Apr 03, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 801 | $233M | 21.4% |
| High net worth individuals | 188 | $502M | 46.1% |
| Pension and profit sharing plans | 106 | $301M | 27.6% |
| Charitable organizations | 4 | $4.0M | 0.37% |
| Corporations and other businesses | 12 | $50.1M | 4.59% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Sanwa Growers, Inc 401(k) Plan Sanwa Growers, Inc. | 2024 | |
| Miami City Ballet 401(k) Plan Miami City Ballet, Inc. | 2024 | |
| Draftpros 401(k) Plan Draftpros, Llc | 2024 | |
| Flash Global Logistics, Inc. 401(k) Plan Flash Global Logistics, Inc. | 2024 | |
| Courier Network, Inc. 401(k) Plan Courier Network, Inc. | 2024 | |
| Early Learning Coalition Of Miami Dade Monroe Retirement Plan & Trust Early Learning Coalition Of Miami Dade/Monroe | 2024 |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Tony Edward Dubose | Trustee | Jun 2014 (12y) | 75% or more of Tony E. Dubose Declaration Trust (indirect) | |
| Reymann, Thomas, Gregory | Chief Compliance Officer | Jun 2021 (5y) | Less than 5% | |
| Barbara Eileen Sacharow | Registered representative | Aug 2014 (12y) | ||
| Sonja Koppenwallner | Registered representative | CFP | Aug 2014 (12y) | |
| Joel Angel Palatnik | Registered representative | Aug 2015 (11y) | ||
| Marco R Bohorquez | Registered representative | Apr 2016 (10y) | ||
| Claudia Nuri Rubenstein | Registered representative | May 2019 (7y) | ||
| Valeria Carolina Ortega | Registered representative | Aug 2022 (4y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Legacy Wealth Management Inc. | Member | Jun 2014 | A | 75% or more |
| Tony E. Dubose Declaration Trust | Shareholder | Jan 2016 | B | 75% or more of Legacy Wealth Management, Inc. (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (6)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Sanwa Growers, Inc 401(k) Plan | Sanwa Growers, Inc. | 175 | $2.4M | 01/01/2024 |
| Miami City Ballet 401(k) Plan | Miami City Ballet, Inc. | 139 | $3.6M | 01/01/2024 |
| Draftpros 401(k) Plan | Draftpros, Llc | 210 | $13.5M | 01/01/2024 |
| Flash Global Logistics, Inc. 401(k) Plan | Flash Global Logistics, Inc. | 207 | $11.6M | 01/01/2024 |
| Courier Network, Inc. 401(k) Plan | Courier Network, Inc. | 115 | $7.6M | 01/01/2024 |
| Early Learning Coalition Of Miami Dade Monroe Retirement Plan & Trust | Early Learning Coalition Of Miami Dade/Monroe | 293 | $14.5M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/03/2026 | 1.11 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- LPL Financial $662M (61% of AUM) Apr 2026
- Pershing $130M (12% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 03, 2026.
View current Form ADV (SEC/IAPD) ↗