AUMdb

Powers Advisory Group, Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 172252 · SEC file 801-121109 · Highland, IL · WWW.POWERSINVEST.COM
☆ Save with Pro ADV data as of Jun 24, 2026
Regulatory AUM
$330M
Discretionary
$330M
Clients
586
Avg AUM / client
$562K
Accounts
1,603
Employees
7

AUM over time

$126M $330M
Apr 1, 2021 Jun 24, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Jun 24, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 450 $81.4M 24.7%
High net worth individuals 125 $244M 74.0%
Charitable organizations 3 $109K 0.03%
Corporations and other businesses 8 $4.0M 1.23%

People (5)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Matthew Thomas Powers Managing Partner And Investment Adviser Representative Jun 2014 (12y) 75% or more
Richard George Ringwald Partner Oct 2017 (9y) 25% – 50%
Nehrt, Melissa, S Chief Compliance Officer / Director Of Operations Jan 2022 (5y) Less than 5%
Nicholas Dale Rutz Registered representative Jul 2023 (3y)
Grant Matthew Fridley Registered representative Jun 2026 (0y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 06/24/2026 906 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Selection of other advisers

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 24, 2026.

View current Form ADV (SEC/IAPD) ↗