AUMdb

Elevate Financial Llc

State-registered Wealth Manager · Boutique (under $100M) CRD 172375 · · WWW.ELEVATEFIN.COM
☆ Save with Pro ADV data as of Oct 09, 2025
Regulatory AUM
$8.9M
Discretionary
$5.0M
Clients
51
Avg AUM / client
$174K
Accounts
47
Employees
1

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 47 $5.0M 56.7%
Pension and profit sharing plans 4 $3.9M 43.3%

People (1)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Kevin Eric Barton Registered representative Jul 2015 (11y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 10/09/2025 1.07 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Oct 09, 2025.

View current Form ADV (SEC/IAPD) ↗