Monterey Wealth Partners Llc
- Regulatory AUM
- $300M
- Discretionary
- $138M
- Clients
- 157
- Avg AUM / client
- $1.9M
- Accounts
- 340
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Jan 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 87 | $25.7M | 8.56% |
| High net worth individuals | 34 | $104M | 34.5% |
| Pension and profit sharing plans | 36 | $170M | 56.7% |
| Corporations and other businesses | Fewer than 5 clients | $500K | 0.17% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Ent Of Georgia, Llc Retirement Savings Plan Ent Of Georgia, Llc | 2024 |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jay William Cohen | President | CFP | May 2020 (6y) | ≈ 56.25% – 100% via Monterey Financial Partners, Inc. |
| David E Duncan | Chief Compliance Officer | CFP | May 2020 (6y) | ≈ 7.5% – 25% via Duncan Financial Partners, Inc. |
| Tyler Scott Henderson | Registered representative | CFP | Dec 2022 (4y) | |
| Richard Lewis Holland | Registered representative | May 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Monterey Financial Partners, Inc. | Owner | Dec 2022 | A | 75% or more |
| Duncan Financial Partners, Inc. | Owner | Dec 2022 | A | 10% – 25% |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Jay William Cohen: 75% – 100% of Monterey Financial Partners, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
- David E Duncan: 75% – 100% of Duncan Financial Partners, Inc. × 10% – 25% direct ≈ 7.5% – 25% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Ent Of Georgia, Llc Retirement Savings Plan | Ent Of Georgia, Llc | 111 | $25.3M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/26/2026 | 944 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $141M (47% of AUM) Jan 2026
- Empower Retirement $85.1M (28% of AUM) Jan 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 26, 2026.
View current Form ADV (SEC/IAPD) ↗