Wealthy Doctor Institute Llc
State-registered
Wealth Manager · Boutique (under $100M)
CRD 172699
· Warrenville, IL
· WWW.LINKEDIN.COM
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ADV data as of May 29, 2025
- Regulatory AUM
- $9.1M
- Discretionary
- $9.1M
- Clients
- 37
- Avg AUM / client
- $247K
- Accounts
- 120
- Employees
- 1
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 27 | $5.2M | 57.1% |
| High net worth individuals | 9 | $3.9M | 42.7% |
| Charitable organizations | 1 | $16.7K | 0.18% |
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/29/2025 | 992 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Publication of periodicals or newsletters
- • Market timing services
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $6.2M (68% of AUM) May 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 29, 2025.
View current Form ADV (SEC/IAPD) ↗