Austin Wealth Management, Llc
- Regulatory AUM
- $1.1B
- Discretionary
- $989M
- Clients
- 629
- Avg AUM / client
- $1.7M
- Accounts
- 3,034
- Employees
- 18
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Aug 04, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 391 | $123M | 11.4% |
| High net worth individuals | 189 | $503M | 46.4% |
| Pension and profit sharing plans | 47 | $31.9M | 2.95% |
| Other | 2 | $425M | 39.2% |
People (11)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kevin Xavier Smith | Managing Principal | Feb 2012 (15y) | 75% or more | |
| Derek David Ripp | Managing Principal / Cco | CFP | Nov 2015 (11y) | 10% – 25% |
| John Raymond Toungate | Registered representative | CFP | Feb 2019 (7y) | |
| Michael Shane Mcdougald | Registered representative | CFP | Sep 2021 (5y) | |
| Anna Bell Farrar Gall | Registered representative | Jul 2022 (4y) | ||
| Manisha Gupta | Registered representative | CFP | Sep 2022 (4y) | |
| David Ward Lowe | Registered representative | CFP | Jan 2024 (3y) | |
| Nicolle Lachelle Yates | Registered representative | CFP | Jan 2025 (2y) | |
| Carlos Alberto Cardenas | Registered representative | Jul 2025 (1y) | ||
| Daniel Davila | Registered representative | Personal Financial Specialist | Oct 2025 (1y) | |
| Erin Michael Hay | Registered representative | CFA | Jan 2026 (1y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/25/2026 | 897 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $1.1B (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 04, 2026.
View current Form ADV (SEC/IAPD) ↗