Aletheia Analyst Network Limited
- Regulatory AUM
- —
- Discretionary
- —
- Clients
- 138
- Avg AUM / client
- —
- Accounts
- —
- Employees
- 35
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 137 | $0 | — |
| Corporations and other businesses | 1 | $0 | — |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Waters, Roderick, Mark | Partner | Sep 2012 (14y) | Less than 5% | |
| Naqvi, Syed, Ali Raza | Group Ceo | Mar 2019 (7y) | ≈ 56.25% – 100% via Aletheia Capital Limited | |
| Wallace, Richard, Antony | Vice Chairman | Mar 2019 (7y) | Less than 5% | |
| Tsoi, Ting Sze | Head Of Compliance | Jun 2020 (6y) | Less than 5% | |
| Terrence Miguel Alford | Registered representative | CFA | Jan 2019 (8y) | |
| Justin Ramiro Collazo | Registered representative | Mar 2020 (6y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Aletheia Capital Limited | Incorporated Hong Kong, Business Registration # 68989434 | Mar 2019 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Naqvi, Syed, Ali Raza: 75% – 100% of Aletheia Capital Limited × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/29/2026 | 972 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Subscription fees
- • Other fees
- • FEES BASED ON FUND MANAGER VOTING, REFERAL FEES OTHER ADVISORS
Services
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Security ratings or pricing services
- • Market timing services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 29, 2026.
View current Form ADV (SEC/IAPD) ↗