Newoak Asset Management Llc
- Regulatory AUM
- $57.1M
- Discretionary
- $57.1M
- Clients
- 3
- Avg AUM / client
- $19.0M
- Accounts
- 3
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Corporations and other businesses | 3 | $57.1M | 100.0% |
People (1)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| D'vari, Ron | Chief Executive Officer, Chief Compliance Officer | Jun 2009 (17y) | ≈ 42.19% – 100% via Newoak Capital Holdings L.P. |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Newoak Capital Llc | Sole Member Of Applicant, Managing Member | Jun 2009 | A | 75% or more |
| Newoak Capital Holdings L.P. | Sole Shareholder, Managing Member | Jun 2009 | B | ≈ 56.25% – 100% via Newoak Capital Llc |
| Newoak General Partners Llc | General Partner | Jun 2009 | B | GP / trustee / elected manager of Newoak Capital Holdings L.P. (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- D'vari, Ron: 75% – 100% of Newoak Capital Holdings L.P. × 75% – 100% of Newoak Capital Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Newoak Capital Holdings L.P.: 75% – 100% of Newoak Capital Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 935 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for pooled investment vehicles
- • Other services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗