Rose Capital Advisors, Llc
- Regulatory AUM
- $608M
- Discretionary
- $485M
- Clients
- 375
- Avg AUM / client
- $1.6M
- Accounts
- 917
- Employees
- 14
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 131 | $30.6M | 5.03% |
| High net worth individuals | 232 | $572M | 94.0% |
| Charitable organizations | 12 | $5.9M | 0.98% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Nov 2024 · $0 combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Rose Capital Advisors Vintage Fund I, L.P. master | Other Private Fund | Delaware | $0 | 0 |
People (11)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Michael Joseph Rose | Chief Compliance Officer And Managing Member | CFP | Sep 2014 (12y) | 75% or more |
| Ashley Marie Kulju | Registered representative | Oct 2018 (8y) | ||
| Roberto Luis Lizama | Registered representative | Apr 2020 (6y) | ||
| Jonathan Binns | Registered representative | Jun 2020 (6y) | ||
| Jamel Gordon | Registered representative | CFP | Apr 2022 (4y) | |
| Brendan Michael Reardon | Registered representative | Jan 2023 (4y) | ||
| Sanjeev Yadav | Registered representative | May 2024 (2y) | ||
| Mitchell Allan Romano | Registered representative | Jan 2025 (2y) | ||
| Robert Evan Hill | Registered representative | Jul 2025 (1y) | ||
| Annamalai Ramaswamy | Registered representative | Feb 2026 (0y) | ||
| Shummi P Jindal | Registered representative | Mar 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $0 gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Rose Capital Advisors Vintage Fund I, L.P. | Other Private Fund | $0 | $100K | 0 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/02/2026 | 1.12 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Pershing $462M (76% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 31, 2026.
View current Form ADV (SEC/IAPD) ↗