The Asset Consulting Group, Inc
- Regulatory AUM
- $107M
- Discretionary
- $0
- Clients
- 88
- Avg AUM / client
- $1.2M
- Accounts
- 107
- Employees
- 3
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 66 | $10.0M | 9.39% |
| High net worth individuals | 3 | $7.7M | 7.23% |
| Pension and profit sharing plans | 19 | $88.8M | 83.4% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Barton, Kathryn, Patricia | Passive Investor | Sep 2014 (12y) | 50% – 75% | |
| Gary Lee Barton | Chief Compliance Officer | Sep 2014 (12y) | 50% – 75% | |
| Andrew Melvin Barton | Registered representative | Feb 2017 (10y) | ||
| Joshua Levi Moffis | Registered representative | Jul 2022 (4y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.02 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Mid Atlantic Clearing & Settlement Corporation $67.1M (63% of AUM) Mar 2026
- Charles Schwab & Co. $17.7M (17% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗