Marketgrader Capital, Llc
- Regulatory AUM
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- Discretionary
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- Clients
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- Avg AUM / client
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- Accounts
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- Employees
- 2
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Diez, Patricia | Owner | Aug 2001 (25y) | 50% – 75% of Alpha Foundation (indirect) | |
| Diez, Teresa | Owner | Aug 2001 (25y) | 50% – 75% of Alpha Foundation (indirect) | |
| Carlos Humberto Diez | Executive Managing Director | Jan 2011 (16y) | 25% – 50% | |
| David Charles Michael Lucterhand | Managing Director / Cco | Sep 2014 (12y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Marketgrader.Com Corp. | Owner | Jan 2011 | A | 50% – 75% |
| Sirius International Holdings Corp | Owner | Jan 2000 | B | ≈ 37.5% – 75% via Marketgrader.Com Corp. |
| Alpha Foundation | Owner | Jan 2000 | B | 75% or more of Sirius International Holdings Corp. (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Sirius International Holdings Corp: 75% – 100% of Marketgrader.Com Corp. × 50% – 75% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/16/2026 | 1.04 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 16, 2026.
View current Form ADV (SEC/IAPD) ↗