Dominguez Wealth Management Solutions, Inc.
- Regulatory AUM
- $213M
- Discretionary
- $213M
- Clients
- 192
- Avg AUM / client
- $1.1M
- Accounts
- 659
- Employees
- 2
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 26, 2026
Investments (13F portfolio — 75 positions, $181,484,721)
13F period Jun 30, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Vanguard Index Fds | GROWTH ETF | $29,485,952 | 342,303 | 16.2% | 13.8% |
| 2 | Apple Inc | COM | $20,946,335 | 72,388 | 11.5% | 9.83% |
| 3 | First Tr Exchng Traded Fd Vi | SMITH OPPORT FXD | $14,974,901 | 343,382 | 8.25% | 7.03% |
| 4 | Ishares Tr | 0-3 MTH TREASURY | $14,261,744 | 141,668 | 7.86% | 6.69% |
| 5 | Invesco Exch Traded Fd Tr Ii | S&P500 LOW VOL | $12,764,973 | 170,427 | 7.03% | 5.99% |
| 6 | Innovator Etfs Trust | DEFINED WLT SHLD | $9,340,768 | 272,564 | 5.15% | 4.38% |
| 7 | Johnson & Johnson | COM | $5,874,989 | 23,133 | 3.24% | 2.76% |
| 8 | Ishares Tr | EAFE GRWTH ETF | $5,039,462 | 40,504 | 2.78% | 2.36% |
| 9 | First Tr Exchange Traded Fd | FST LOW OPPT EFT | $3,411,705 | 68,536 | 1.88% | 1.6% |
| 10 | Ishares Tr | MSCI EMG MKT ETF | $3,181,174 | 46,502 | 1.75% | 1.49% |
| 11 | Emerson Elec Co | COM | $3,073,697 | 21,472 | 1.69% | 1.44% |
| 12 | Procter & Gamble Co | COM | $2,917,660 | 19,897 | 1.61% | 1.37% |
| 13 | Merck & Co Inc | COM | $2,853,140 | 22,203 | 1.57% | 1.34% |
| 14 | Ishares Tr | S&P SML 600 GWT | $2,808,846 | 15,727 | 1.55% | 1.32% |
| 15 | Aflac Inc | COM | $2,780,184 | 23,712 | 1.53% | 1.3% |
| 16 | Ishares Tr | RUS MD CP GR ETF | $2,698,227 | 18,429 | 1.49% | 1.27% |
| 17 | Ishares Tr | S&P 500 GRWT ETF | $2,264,043 | 16,462 | 1.25% | 1.06% |
| 18 | Lockheed Martin Corp | COM | $2,152,384 | 4,225 | 1.19% | 1.01% |
| 19 | Nvidia Corporation | COM | $2,070,983 | 10,350 | 1.14% | 0.97% |
| 20 | Kimberly Clark Corp | COM | $1,914,773 | 17,443 | 1.06% | 0.9% |
| 21 | Target Corp | COM | $1,794,300 | 13,738 | 0.99% | 0.84% |
| 22 | Micron Technology Inc | COM | $1,727,972 | 1,497 | 0.95% | 0.81% |
| 23 | American Centy Etf Tr | FOCUSED DYNAMIC | $1,556,186 | 11,692 | 0.86% | 0.73% |
| 24 | Ishares Tr | RUS MID CAP ETF | $1,514,325 | 13,727 | 0.83% | 0.71% |
| 25 | Bristol Myers Squibb Co | COM | $1,369,953 | 23,776 | 0.75% | 0.64% |
Top 25 of 75 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 123 | $44.9M | 21.0% |
| High net worth individuals | 69 | $166M | 78.0% |
| Pension and profit sharing plans | Fewer than 5 clients | $1.4M | 0.67% |
| Corporations and other businesses | Fewer than 5 clients | $522K | 0.24% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jeffrey Paul Dominguez | President & Chief Compliance Officer | CFP | Aug 2014 (12y) | 75% or more |
| Shaobo Li | Registered representative | Oct 2019 (7y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/26/2026 | 911 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $203M (95% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.
View current Form ADV (SEC/IAPD) ↗