Advisory Investor Services Llc
- Regulatory AUM
- $210M
- Discretionary
- $154M
- Clients
- 189
- Avg AUM / client
- $1.1M
- Accounts
- 231
- Employees
- 12
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 06, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 87 | $31.5M | 15.0% |
| High net worth individuals | 44 | $32.5M | 15.5% |
| Other | 58 | $146M | 69.5% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Garcia, Andreina | Managing Director | Sep 2014 (12y) | 50% – 75% | |
| Vicente Alexander Ferrera Azarak | President And Principal | Sep 2014 (12y) | 50% – 75% | |
| Iris Tibisay Leon Mujica | Chief Compliance Officer | Jan 2017 (10y) | Less than 5% | |
| Daniel Alexander Martinez | Member Coo | Dec 2017 (9y) | Less than 5% | |
| Maria F Torne | Registered representative | Jul 2021 (5y) | ||
| Luis Homero Vivas Sardi | Registered representative | Oct 2021 (5y) | ||
| Francisco Javier Vaca | Registered representative | Feb 2025 (1y) | ||
| Natan David Saban | Registered representative | Apr 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/06/2026 | 1.14 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • CONSULTING FEES
Services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Pershing $167M (80% of AUM) Jul 2026
- Charles Schwab & Co. $29.1M (14% of AUM) Jul 2026
- Morgan Stanley $4.5M (3% of AUM) May 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 06, 2026.
View current Form ADV (SEC/IAPD) ↗