Oak Harvest Investment Services, Llc
- Regulatory AUM
- $1.1B
- Discretionary
- $1.1B
- Clients
- 978
- Avg AUM / client
- $1.2M
- Accounts
- 2,927
- Employees
- 44
AUM over time
Annual snapshots from Form ADV filings · as of Apr 22, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 564 | $308M | 27.1% |
| High net worth individuals | 404 | $713M | 62.7% |
| Investment companies | 1 | $91.1M | 8.02% |
| Charitable organizations | 7 | $19.8M | 1.74% |
| Corporations and other businesses | 2 | $5.6M | 0.49% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Scpmg Keogh Plan Southern California Permanente Medical Group | 2024 |
People (18)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Troy Robert Sharpe | Chief Executive Officer | CFP | Sep 2014 (12y) | ≈ 28.13% – 75% via Ohfg Management, Inc |
| Jessica Cannella | President | Feb 2018 (8y) | ≈ 14.06% – 50% via Ohfg Management, Inc | |
| Christopher Perras | Chief Investment Officer | Chartered Financial Consultant CFA | Apr 2018 (8y) | Less than 5% |
| Kattner, Christopher, Nathan | Chief Compliance Officer | Jul 2022 (4y) | Less than 5% | |
| Christopher Tran Myrick | Registered representative | Jan 2018 (9y) | ||
| James Andrew Mc Farland | Registered representative | Jan 2018 (9y) | ||
| Nicole May Riney | Registered representative | CFP | Dec 2019 (7y) | |
| Ryan Patrick Kenney | Registered representative | Feb 2020 (6y) | ||
| Edward J Rossi | Registered representative | CFP | Feb 2020 (6y) | |
| Chad Lee Schneider | Registered representative | Oct 2021 (5y) | ||
| Dustin Humrich | Registered representative | Chartered Financial Consultant | Mar 2022 (4y) | |
| Elizabeth Anne Krog | Registered representative | CFP | Mar 2022 (4y) | |
| Charles David Scavone | Registered representative | CFA | Jan 2023 (4y) | |
| Eric Luan Trong Nguyen | Registered representative | CFP | Apr 2023 (3y) | |
| Janice Jacqueline Whitten | Registered representative | CFP | May 2023 (3y) | |
| Tavis Gannon Parkerson | Registered representative | Sep 2023 (3y) | ||
| Dwane Joseph Bacak | Registered representative | CFA | Oct 2023 (3y) | |
| Larisa Anne Kutac | Registered representative | Nov 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Ohfg Ventures, Lp | Holding Company | May 2018 | A | 75% or more |
| Ohfg Management, Inc | General Partner | May 2018 | B | ≈ 56.25% – 100% via Ohfg Ventures, Lp |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Troy Robert Sharpe: 50% – 75% of Ohfg Management, Inc × 75% – 100% of Ohfg Ventures, Lp × 75% – 100% direct ≈ 28.13% – 75% of the firm
- Jessica Cannella: 25% – 50% of Ohfg Management, Inc × 75% – 100% of Ohfg Ventures, Lp × 75% – 100% direct ≈ 14.06% – 50% of the firm
- Ohfg Management, Inc: 75% – 100% of Ohfg Ventures, Lp × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Scpmg Keogh Plan | Southern California Permanente Medical Group | 11,088 | $7.9B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/22/2026 | 1.06 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: INSURNACE-ONLY CLIENT ALLEGES FRAUD REGARDING THE SALE OF A $500,000 ANNUITY ISSUED BY WESTERN BANKERS LIFE INSURANCE AND $2,000.000 IN AN ANNUITY ISSUED BY COLORADO BANKERS LIFE INSURANCE. Status: Pending Summary: TROY SHARPE AND OAK HARVEST INSURANCE SERVICES, LLC HAS PENDING LITIGATION ALLEGING FRAUD CONCERNING THE SALE OF TWO MULTI-YEAR GUARANTEED ANNUITIES THAT WERE BROKERED FOR A SINGLE INSURANCE CLIENT. THE LAWSUIT REQUESTS $2.5 MILLION IN DAMAGES IN RESTITUTION. THE INSURANCE CLIENT HAS NOT ACCRUED ANY LOSSES AS THE ANNUITIES HAVE CONTINUED TO PAY THEIR CONTRACTED AMOUNTS.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Pension consulting services
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $1.1B (100% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 22, 2026.
View current Form ADV (SEC/IAPD) ↗