Iron River Capital Llc
State-registered
Insurance-Affiliated · Boutique (under $100M)
CRD 173307
· Durango, CO
· connolly-financial.com
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ADV data as of Jul 02, 2026
- Regulatory AUM
- $94.1M
- Discretionary
- $89.4M
- Clients
- 146
- Avg AUM / client
- $645K
- Accounts
- 397
- Employees
- 5
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 97 | $26.6M | 28.3% |
| High net worth individuals | 45 | $64.2M | 68.2% |
| Pension and profit sharing plans | 2 | $2.1M | 2.22% |
| Charitable organizations | 1 | $1.2M | 1.24% |
| Corporations and other businesses | 1 | $84.5K | 0.09% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Shaun Michael Connolly | Registered representative | Dec 2014 (12y) | ||
| Weldon Joe Neff | Registered representative | Jan 2022 (5y) | ||
| Louis Patrick Di Muro | Registered representative | Aug 2022 (4y) | ||
| Robert Breck Requard | Registered representative | Dec 2023 (3y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/02/2026 | 1.21 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Publication of periodicals or newsletters
Custody
Reported custodians
- TradePMR $93.4M (99% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 02, 2026.
View current Form ADV (SEC/IAPD) ↗