Rede Wealth, Llc
- Regulatory AUM
- $346M
- Discretionary
- $248M
- Clients
- 224
- Avg AUM / client
- $1.5M
- Accounts
- 500
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Feb 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 165 | $44.8M | 12.9% |
| High net worth individuals | 54 | $298M | 86.1% |
| Pooled investment vehicles (non-investment companies) | 1 | $2.7M | 0.78% |
| Charitable organizations | 1 | $0 | — |
| Corporations and other businesses | 3 | $442K | 0.13% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Carlin, Jean, Elizabeth | Chief Compliance Officer | Jan 2015 (12y) | Less than 5% | |
| Matthew H Dawson | Member And Chief Operating Officer | CFP | Jan 2015 (12y) | 25% – 50% |
| Stephen James Mcnaughton | Chief Executive Officer | Jan 2015 (12y) | ≈ 18.75% – 50% via Leviathan Capital Ventures, Llc |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Leviathan Capital Ventures, Llc | Member | Jan 2015 | A | 25% – 50% |
Undisclosed: 0% – 50% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Stephen James Mcnaughton: 75% – 100% of Leviathan Capital Ventures, Llc × 25% – 50% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/24/2026 | 1.03 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: DIVISON ALLEGED FIRM VIOLATED RULE VAC-5-80-200A BY ALLOWING AN IAR TO CONTINUE SERVICING CLIENT ACCOUNTS DESPITE THE IARS ALLEGED PATTERN OF UNPROFESSIONAL AND CONCERNING CONDUCT Status: Final Sanction Detail: WITHIN 1 YEAR OF ENTRY OF ORDER, FIRM MUST PAY $30,000 IN MONETART PENALITIES, AND $5,000 TO DEFRAY THE COST OF INVESTIGATION OF MATTER Summary: WITHOUT REDE WEALTH LLC ADMITTING OR DENYING THE ALLEGATIONS, A SETTLEMENT ORDER WITH THE VIRGINIA STATE CORPORATION COMMISSION WAS SIGNED BY BOTH PARTIES, REGARDING A VIOLATION OF RULE 21 VAC 5-80-200 A, AND A $30,000 PENALTY WAS INCURRED ALONG WITH THE PAYMENT OF $5,000 TO DEFRAY INVESTIGATIVE COSTS.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $340M (98% of AUM) Feb 2026
- Capital Group/American Funds $300K (0% of AUM) Apr 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 24, 2026.
View current Form ADV (SEC/IAPD) ↗