Alliance Wealth Strategies, Llc
- Regulatory AUM
- $331M
- Discretionary
- $330M
- Clients
- 200
- Avg AUM / client
- $1.7M
- Accounts
- 555
- Employees
- 7
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 09, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 126 | $34.0M | 10.3% |
| High net worth individuals | 74 | $265M | 80.2% |
| Pension and profit sharing plans | Fewer than 5 clients | $2.1M | 0.63% |
| Charitable organizations | Fewer than 5 clients | $7.6M | 2.28% |
| Corporations and other businesses | Fewer than 5 clients | $21.9M | 6.62% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Ryan Allen Mcentire | Director / Chief Compliance Officer | Sep 2014 (12y) | Less than 5% | |
| Antony Douglas Roop | Director | May 2017 (9y) | Less than 5% | |
| Kelli Jane Vance | Director | Personal Financial Specialist | Jan 2020 (7y) | Less than 5% |
| Mark Edward Wiseman | Registered representative | Apr 2015 (11y) | ||
| Harry Schwarz | Registered representative | Feb 2017 (9y) | ||
| Brad Leigh Bailey | Registered representative | Jul 2022 (4y) | ||
| Jacob Douglas Favaro | Registered representative | CFP | Feb 2023 (3y) | |
| Joshua Troy Allen Leslie | Registered representative | Aug 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Brown, Edwards & Company L.L.P. | Owner | Sep 2014 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/09/2026 | 1.02 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- National Financial Services (Fidelity) $292M (88% of AUM) Mar 2026
- Charles Schwab & Co. $39.1M (12% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 09, 2026.
View current Form ADV (SEC/IAPD) ↗