Atlas Asset Management Llc
- Regulatory AUM
- $701M
- Discretionary
- $393M
- Clients
- 19
- Avg AUM / client
- $36.9M
- Accounts
- 19
- Employees
- 3
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Dec 18, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 1 | $13.8M | 1.97% |
| Investment companies | 6 | $388M | 55.3% |
| Corporations and other businesses | 12 | $299M | 42.7% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Pandal Fernandez, Jaime | Vice President | Oct 2014 (12y) | 10% – 25% | |
| Paul X Hopgood Morales | President | Oct 2014 (12y) | 75% or more | |
| Ana Rosa Suarez | Chief Compliance Officer | May 2021 (5y) | Less than 5% | |
| Pedro Gonzalez Cerrud | Registered representative | CFA | Oct 2025 (1y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 12/18/2025 | 1.08 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: CLIENT ALLEGES BREACH OF FIDUCIARY DUTY, NEGLIGENCE, MISREPRESENTATION, FAILURE TO SUPERVISE AND BREACH OF CONTRACT Status: Final Summary: I WAS NOT A NAMED RESPONDENT TO THIS ARBITRATION. AS ACKNOWLEDGE ON STATEMENT OF CLAIM, MY ASSOCIATION WAS WITH SANTANDER ASSET MANAGEMENT. I WAS NEVER EMPLOYED BY SANTANDER SECURITIES AND WAS NEITHER CLAIMANT'S FINANCIAL CONSULTANT NOR HAD ANY RESPONSIBILITY FOR CLAIMANT'S ACCOUNTS AT SANTANDER SECURITIES. AS A RESULT, I WAS NOT ASKED TO CONTRIBUTE TO THE SETTLEMENT
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $313M (45% of AUM) Dec 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Dec 18, 2025.
View current Form ADV (SEC/IAPD) ↗