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Wealth Manager · Small ($100M–$1B)
CRD 173667
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ADV data as of Jun 30, 2025
- Regulatory AUM
- $599M
- Discretionary
- $599M
- Clients
- 1,223
- Avg AUM / client
- $490K
- Accounts
- 1,818
- Employees
- 25
AUM over time
$0
$599M
Jan 13, 2015
Jun 30, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 30, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 704 | $143M | 24.0% |
| High net worth individuals | 501 | $422M | 70.5% |
| Pension and profit sharing plans | 8 | $6.9M | 1.15% |
| Charitable organizations | Fewer than 5 | $3.4M | 0.56% |
| Corporations and other businesses | 10 | $22.9M | 3.83% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Other services
Custody
Reported custodians
- LPL Financial $599M (100% of AUM) Jun 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 30, 2025.