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Investment Adviser · Small ($100M–$1B)
CRD 173715
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ADV data as of Jul 03, 2025
- Regulatory AUM
- $850M
- Discretionary
- $707M
- Clients
- 201
- Avg AUM / client
- $4.2M
- Accounts
- 601
- Employees
- 18
AUM over time
$0
$863M
Dec 12, 2014
Jul 3, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 03, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 37 | $6.7M | 0.78% |
| High net worth individuals | 124 | $334M | 39.2% |
| Pooled investment vehicles (non-investment companies) | 1 | $35.7M | 4.2% |
| Charitable organizations | 3 | $183M | 21.5% |
| Corporations and other businesses | 36 | $291M | 34.3% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- National Financial Services (Fidelity) $778M (91% of AUM) Jul 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 03, 2025.