Rockystream Advisor, Llc
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ADV data as of Sep 25, 2026
- Regulatory AUM
- $23.9M
- Discretionary
- $23.9M
- Clients
- 23
- Avg AUM / client
- $1.0M
- Accounts
- 23
- Employees
- 2
AUM over time
$13.1M
$23.9M
Jul 12, 2026
Sep 25, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Sep 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 10 | $1.8M | 7.53% |
| High net worth individuals | 8 | $13.6M | 56.9% |
| Corporations and other businesses | 5 | $8.5M | 35.6% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Yan Zhang | Registered representative | May 2021 (5y) | ||
| Xuelong Zhou | Registered representative | CFA | Jun 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/12/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Sep 25, 2026.
View current Form ADV (SEC/IAPD) ↗