Redwood Holdings, Llc
- Regulatory AUM
- $837M
- Discretionary
- $837M
- Clients
- 243
- Avg AUM / client
- $3.4M
- Accounts
- 679
- Employees
- 3
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 09, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 120 | $413M | 49.4% |
| High net worth individuals | 123 | $424M | 50.6% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Benjamin Asher Lincoln | Ceo, Cco | Nov 2014 (12y) | ≈ 56.25% – 100% via Redwood Holdings, Llc | |
| Ayodeji Egbeyemi | Registered representative | Oct 2019 (7y) | ||
| Jared Loren Kohlenberg | Registered representative | Dec 2024 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Redwood Holdings, Llc | Member | Nov 2014 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Benjamin Asher Lincoln: 75% – 100% of Redwood Holdings, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/09/2026 | 1.03 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: PROMISSORY NOTES FROM CLIENT LOANS WERE NOT HELD BY REGISTERED BROKER DEALER AND WERE NOT LISTED ON CLIENT STATEMENTS BUT WERE ONLY BEING SHOWN IN CLIENTS ONLINE "DROP BOX" FOLDER. THEREFORE CCO AND CIO WERE NOT AWARE OF PROMISSORY NOTE INVESTMENTS. SINCE PROMISSORY NOTES WERE HELD IN "DROP BOX" FOLDER, REDWOOD WEALTH MANAGEMENT PER SEC MAINTAINED CUSTODY OF CLIENT ASSETS. Status: Final Sanction Detail: REDWOOD WEALTH MANAGEMENT CIVIL PENALTY OF $50000.00 PAID 10/2021 BENJAMIN LINCOLN CIVIL PENALTY OF $20000.00 PAID 10/2021 Summary: IN 2019, MR. LINCOLN SUGGESTED TO SEVERAL CLIENTS AN INVESTMENT OPPORTUNITY WITH A MORTGAGE FIRM. CLIENTS WOULD FUND AN INVESTMENT IN THIS MORTGAGE FIRM BY BEING ISSUED PROMISSORY NOTES. SEVERAL CLIENTS ACCEPTED AND PURCHASED A TOTAL OF 30MM IN PROMISSORY NOTES. IN LATE 2019 MORTGAGE FIRM REPAID ALL CLIENTS IN FULL. PROMISSORY NOTES WERE HELD AT REDWOOD IN EACH CLIENTS FOLDER BUT NOT DISCLOSED ON CLIENT STATEMENTS. PER SEC, REDWOOD WEALTH MANAGEMENT MAINTAINED CUSTODY BECAUSE PROMISSORY NOTES WERE HELD IN ACCOUNT FILES.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $108M (13% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 09, 2026.
View current Form ADV (SEC/IAPD) ↗