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Wealth Manager · Small ($100M–$1B)
CRD 174034
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ADV data as of Apr 01, 2025
- Regulatory AUM
- $591M
- Discretionary
- $591M
- Clients
- 386
- Avg AUM / client
- $1.5M
- Accounts
- 386
- Employees
- 7
AUM over time
$0
$591M
Dec 18, 2014
Apr 1, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 01, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 344 | $479M | 81.0% |
| Pension and profit sharing plans | 10 | $10.7M | 1.81% |
| Charitable organizations | 6 | $25.2M | 4.26% |
| Corporations and other businesses | 26 | $76.7M | 13.0% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 01, 2025.