Knights Of Columbus Asset Advisors Llc
SEC-registered
Investment Adviser · Large ($10B–$100B)
CRD 174129
· SEC file 801-80844
· New Haven, CT
· www.kofcassetadvisors.org
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ADV data as of Mar 30, 2026
- Regulatory AUM
- $30.5B
- Discretionary
- $30.5B
- Clients
- 6,094
- Avg AUM / client
- $5.0M
- Accounts
- 8,074
- Employees
- 249
AUM over time
$21.3B
$30.5B
Dec 2015
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Asset allocation (SMA assets by investment type)
as of Mar 30, 2026
Investment-grade corporate bonds
$18.9B
62%
US government & agency bonds
$5.2B
17%
State & local bonds
$2.7B
9%
Other
$1.8B
6%
Exchange-traded equities
$1.2B
4%
Cash & equivalents
$610M
2%
Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Investments (13F portfolio — 397 positions, $1,770,266,447)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Nvidia Corporation Com | COM | $97,383,042 | 558,389 | 5.5% | 0.32% |
| 2 | Apple Inc Com | COM | $89,101,862 | 351,085 | 5.03% | 0.29% |
| 3 | Microsoft Corp Com | COM | $69,268,431 | 187,126 | 3.91% | 0.23% |
| 4 | Alphabet Inc Cap Stk Cl A | COM | $39,665,798 | 137,939 | 2.24% | 0.13% |
| 5 | Exxon Mobil Corp Com | COM | $37,813,142 | 222,876 | 2.14% | 0.12% |
| 6 | Alphabet Inc Cap Stk Cl C | COM | $33,858,707 | 118,032 | 1.91% | 0.11% |
| 7 | Broadcom Inc Com | COM | $33,465,937 | 108,126 | 1.89% | 0.11% |
| 8 | Meta Platforms Inc Cl A | COM | $27,132,173 | 47,423 | 1.53% | 0.09% |
| 9 | Tesla Inc Com | COM | $25,830,677 | 69,484 | 1.46% | 0.08% |
| 10 | Jpmorgan Chase & Co Com | COM | $24,957,417 | 84,843 | 1.41% | 0.08% |
| 11 | Goldman Sachs Group Inc Com | COM | $23,354,627 | 27,606 | 1.32% | 0.08% |
| 12 | Cisco Sys Inc Com | COM | $21,876,656 | 281,952 | 1.24% | 0.07% |
| 13 | Chevron Corp New Com | COM | $21,735,052 | 105,051 | 1.23% | 0.07% |
| 14 | Bk Of America Corp Com | COM | $21,280,941 | 436,532 | 1.2% | 0.07% |
| 15 | At&T Inc Com | COM | $19,420,401 | 669,900 | 1.1% | 0.06% |
| 16 | Welltower Inc Com | COM | $18,171,328 | 91,909 | 1.03% | 0.06% |
| 17 | Entergy Corp New Com | COM | $17,824,903 | 158,641 | 1.01% | 0.06% |
| 18 | General Mtrs Co Com | COM | $17,145,057 | 230,135 | 0.97% | 0.06% |
| 19 | Caterpillar Inc Com | COM | $16,164,223 | 22,816 | 0.91% | 0.05% |
| 20 | Bank New York Mellon Corp Com | COM | $15,894,641 | 133,985 | 0.9% | 0.05% |
| 21 | Prologis Inc. | COM | $15,859,788 | 119,986 | 0.9% | 0.05% |
| 22 | Morgan Stanley Com New | COM | $15,150,314 | 92,060 | 0.86% | 0.05% |
| 23 | Pepsico Inc Com | COM | $15,128,289 | 97,420 | 0.85% | 0.05% |
| 24 | Wells Fargo Co New Com | COM | $14,569,426 | 183,010 | 0.82% | 0.05% |
| 25 | Texas Instrs Inc Com | COM | $14,552,540 | 74,959 | 0.82% | 0.05% |
Top 25 of 397 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 6,071 | $956M | 3.13% |
| High net worth individuals | 0 | $6.2M | 0.02% |
| Investment companies | 9 | $1.3B | 4.19% |
| Pooled investment vehicles (non-investment companies) | 4 | $417M | 1.37% |
| Pension and profit sharing plans | 0 | $82.7M | 0.27% |
| Charitable organizations | 10 | $169M | 0.55% |
| State or municipal government entities | 0 | $73.3M | 0.24% |
| Insurance companies | 0 | $27.5B | 90.2% |
Private funds (9)
Reported in Form ADV Section 7.B.(1), filing of May 2024 · $390M combined gross assets
People (232)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Anthony Vincent Minopoli | President And Chief Investment Officer | Jan 2015 (12y) | Less than 5% | |
| Gilles Alfred Marchand | Vice President, Portfolio Manager | CFA | Jan 2015 (12y) | Less than 5% |
| Votto, Michael, Patrick | Vice President And Special Counsel | Jan 2015 (12y) | Less than 5% | |
| Kirwan, Timothy, Francis | Chief Compliance Officer | Oct 2019 (7y) | Less than 5% | |
| Andrea Dawn Mackey | Registered representative | Nov 2019 (7y) | ||
| David Andrew Hanna | Registered representative | Nov 2019 (7y) | ||
| Edward Michael Mulrane | Registered representative | CFA | Nov 2019 (7y) | |
| Eric Raymond Eaton | Registered representative | CFA | Nov 2019 (7y) | |
| James Walter Gaul | Registered representative | CFA | Nov 2019 (7y) | |
| Douglas Andrew Riley | Registered representative | CFA | Nov 2019 (7y) | |
| Joe Flores | Registered representative | Jan 2021 (6y) | ||
| Craig Pfeifer | Registered representative | Jan 2021 (6y) | ||
| Jeremy Michael Borchers | Registered representative | Jan 2021 (6y) | ||
| Michael Francis Burkitt | Registered representative | Chartered Financial Consultant | Feb 2021 (5y) | |
| David John Moeller | Registered representative | Feb 2021 (5y) | ||
| Kevin Wayne Pierce | Registered representative | Mar 2021 (5y) | ||
| Lance Dufour | Registered representative | Mar 2021 (5y) | ||
| John D. Welker | Registered representative | Mar 2021 (5y) | ||
| Michael Maggio | Registered representative | Mar 2021 (5y) | ||
| Robert Stevens | Registered representative | Mar 2021 (5y) | ||
| Thomas Patrick Duffy | Registered representative | Mar 2021 (5y) | ||
| Roy Metter | Registered representative | Mar 2021 (5y) | ||
| Carlos Martin Gutierrez | Registered representative | Mar 2021 (5y) | ||
| Mark Yubeta | Registered representative | Apr 2021 (5y) | ||
| James Bell | Registered representative | CFP | Apr 2021 (5y) | |
| Brian Graham | Registered representative | Chartered Financial Consultant | Apr 2021 (5y) | |
| Max Yardley | Registered representative | Apr 2021 (5y) | ||
| John Vincent Schibi | Registered representative | Apr 2021 (5y) | ||
| Donald Howard Burks | Registered representative | CFP | Apr 2021 (5y) | |
| Manuel Moreira | Registered representative | Apr 2021 (5y) | ||
| Robert J Mc Geehan | Registered representative | Apr 2021 (5y) | ||
| Dustin Dean | Registered representative | Apr 2021 (5y) | ||
| Neil Joseph Pfeifer | Registered representative | Apr 2021 (5y) | ||
| Sergio Alfredo Urrutia | Registered representative | May 2021 (5y) | ||
| David Thomas Calzolano | Registered representative | May 2021 (5y) | ||
| Jeff Toeniskoetter | Registered representative | May 2021 (5y) | ||
| Benjamin Christopher Salazar | Registered representative | May 2021 (5y) | ||
| Timothy Pugh | Registered representative | May 2021 (5y) | ||
| Joseph Spinelli | Registered representative | May 2021 (5y) | ||
| Timothy J Voegeli | Registered representative | May 2021 (5y) | ||
| Brian Lazusky | Registered representative | May 2021 (5y) | ||
| Justin Manion | Registered representative | May 2021 (5y) | ||
| Brian Barlow | Registered representative | Jun 2021 (5y) | ||
| Stephen Edmund Regan | Registered representative | Jun 2021 (5y) | ||
| Nicholas G. Gentile | Registered representative | Jun 2021 (5y) | ||
| William John Weber | Registered representative | Jun 2021 (5y) | ||
| Daniel Mc Geehan | Registered representative | Jun 2021 (5y) | ||
| Jason Charles Staas | Registered representative | Jun 2021 (5y) | ||
| Douglas P Nurenberg | Registered representative | Jun 2021 (5y) | ||
| Henry Schorr | Registered representative | Jun 2021 (5y) | ||
| Michael S Thelen | Registered representative | Jun 2021 (5y) | ||
| Nathan Raso | Registered representative | Jun 2021 (5y) | ||
| Chad T Muhlenkamp | Registered representative | Jun 2021 (5y) | ||
| Joseph Michael Owens | Registered representative | Jun 2021 (5y) | ||
| Jacob Jerome Pruemer | Registered representative | Jun 2021 (5y) | ||
| Samuel Louis Motto | Registered representative | Jun 2021 (5y) | ||
| John Arthur Mahon | Registered representative | Jul 2021 (5y) | ||
| Brian Joseph Lawandus | Registered representative | Jul 2021 (5y) | ||
| Lawrence James Kennedy | Registered representative | Jul 2021 (5y) | ||
| Clifford Mitchell Hebert | Registered representative | Jul 2021 (5y) | ||
| Matthew Di Calogero | Registered representative | Jul 2021 (5y) | ||
| Gregory Jon Beebe | Registered representative | Jul 2021 (5y) | ||
| Gary Kwapiszeski | Registered representative | Jul 2021 (5y) | ||
| Ian Johnstone | Registered representative | Jul 2021 (5y) | ||
| Daniel Earl Schachle | Registered representative | Jul 2021 (5y) | ||
| Christopher L Hamelly | Registered representative | Jul 2021 (5y) | ||
| Anthony James Lo Monaco | Registered representative | Jul 2021 (5y) | ||
| Sean Edward Fitz Patrick | Registered representative | Jul 2021 (5y) | ||
| Phillip Stackowicz | Registered representative | Jul 2021 (5y) | ||
| Mark Lantrip Deaton | Registered representative | Aug 2021 (5y) | ||
| Joseph D Novak | Registered representative | Aug 2021 (5y) | ||
| Chad Lueken | Registered representative | Aug 2021 (5y) | ||
| Gabriel Harrison Jones | Registered representative | Aug 2021 (5y) | ||
| David Soukup | Registered representative | Sep 2021 (5y) | ||
| Edward Anthony O'keefe | Registered representative | Sep 2021 (5y) | ||
| Ryan Lister | Registered representative | Sep 2021 (5y) | ||
| Thomas Varkados | Registered representative | Sep 2021 (5y) | ||
| Alan Kotlarski | Registered representative | Sep 2021 (5y) | ||
| Patrick Donald Dolan | Registered representative | Sep 2021 (5y) | ||
| Fabian Leo Yaklin | Registered representative | Oct 2021 (5y) | ||
| John Anthony Ruffo | Registered representative | Oct 2021 (5y) | ||
| Kevin J Brown | Registered representative | Oct 2021 (5y) | ||
| Gerard Francis Kane | Registered representative | Oct 2021 (5y) | ||
| Seth Myhre | Registered representative | Nov 2021 (5y) | ||
| Philip Brennan Hayden | Registered representative | Nov 2021 (5y) | ||
| Gregory Joseph Waddle | Registered representative | Nov 2021 (5y) | ||
| Anthony Swanson | Registered representative | Dec 2021 (5y) | ||
| Ronald Lee Henry | Registered representative | Dec 2021 (5y) | ||
| Adam Bruna | Registered representative | Jan 2022 (5y) | ||
| Stephen Melancon | Registered representative | Jan 2022 (5y) | ||
| Raymond Selg | Registered representative | Jan 2022 (5y) | ||
| Donovan Mark Gaudin | Registered representative | CFP | Jan 2022 (5y) | |
| Austin James Thorne | Registered representative | Feb 2022 (4y) | ||
| David Schallmo | Registered representative | Feb 2022 (4y) | ||
| David Giuliani | Registered representative | Feb 2022 (4y) | ||
| Joseph Melancon | Registered representative | Feb 2022 (4y) | ||
| John James Walsh | Registered representative | Feb 2022 (4y) | ||
| James Gerard Krawczyk | Registered representative | Apr 2022 (4y) | ||
| Joseph Grayeske | Registered representative | Apr 2022 (4y) | ||
| James Matise | Registered representative | Apr 2022 (4y) | ||
| Scott Willis | Registered representative | May 2022 (4y) | ||
| Jarrod K Roth | Registered representative | May 2022 (4y) | ||
| Brian De Blauw | Registered representative | May 2022 (4y) | ||
| John Ruckart | Registered representative | May 2022 (4y) | ||
| Darren Mueller | Registered representative | May 2022 (4y) | ||
| Samuel Connahey | Registered representative | Jun 2022 (4y) | ||
| Louis White | Registered representative | Jun 2022 (4y) | ||
| Scott Jerome Schweitzer | Registered representative | Jul 2022 (4y) | ||
| Andrew Weiss | Registered representative | Aug 2022 (4y) | ||
| Walker J Bormann | Registered representative | Aug 2022 (4y) | ||
| Edward Schwieterman | Registered representative | Sep 2022 (4y) | ||
| David Todd Minard | Registered representative | Sep 2022 (4y) | ||
| Timothy Buback | Registered representative | Oct 2022 (4y) | ||
| Daniel J Biggs | Registered representative | Dec 2022 (4y) | ||
| Joseph Patrick Soja | Registered representative | Dec 2022 (4y) | ||
| William Richard Britten | Registered representative | Dec 2022 (4y) | ||
| Levi David Waldo Edelman | Registered representative | Jan 2023 (4y) | ||
| Francisco Rafael Hernandez | Registered representative | Feb 2023 (3y) | ||
| William J Urban | Registered representative | Feb 2023 (3y) | ||
| Thomas Michael Spinelli | Registered representative | Feb 2023 (3y) | ||
| Peter Holm | Registered representative | Apr 2023 (3y) | ||
| Thomas John Mc Cully | Registered representative | Apr 2023 (3y) | ||
| Lawrence Suter | Registered representative | Jun 2023 (3y) | ||
| Kevin Lee Seymour | Registered representative | Jun 2023 (3y) | ||
| Andrew Zmecek | Registered representative | Jul 2023 (3y) | ||
| Matthew Maurin | Registered representative | Jul 2023 (3y) | ||
| Robert Santo Brunoni | Registered representative | Jul 2023 (3y) | ||
| Nathaniel Jacob Doerr | Registered representative | Jul 2023 (3y) | ||
| Christopher Mahoney | Registered representative | Aug 2023 (3y) | ||
| Michael D Garofalo | Registered representative | Aug 2023 (3y) | ||
| Brandon Chambers | Registered representative | Aug 2023 (3y) | ||
| Tyler Noel Sheehan | Registered representative | Oct 2023 (3y) | ||
| Christopher Massoglia | Registered representative | Oct 2023 (3y) | ||
| Jonathan Rock | Registered representative | Oct 2023 (3y) | ||
| David Hargrave | Registered representative | Oct 2023 (3y) | ||
| Patrick Kevin Arndt | Registered representative | Oct 2023 (3y) | ||
| Joseph L.H. Rafala | Registered representative | Oct 2023 (3y) | ||
| Paul Harrington | Registered representative | Oct 2023 (3y) | ||
| Alfred Lugo | Registered representative | Nov 2023 (3y) | ||
| Joseph Remer | Registered representative | Nov 2023 (3y) | ||
| Francisco Jose Romero Carrasquillo | Registered representative | Nov 2023 (3y) | ||
| Ananias Ayroso | Registered representative | Nov 2023 (3y) | ||
| John Charles Spencer | Registered representative | Dec 2023 (3y) | ||
| David Wick | Registered representative | Jan 2024 (3y) | ||
| Stephen Joseph Callahan | Registered representative | Jan 2024 (3y) | ||
| Todd Daniel Curtis | Registered representative | Jan 2024 (3y) | ||
| Marcus Bardwell | Registered representative | Feb 2024 (2y) | ||
| Ty Raeburn Selinske | Registered representative | Feb 2024 (2y) | ||
| Thomas Cameron Ellis | Registered representative | Feb 2024 (2y) | ||
| Dwain Keith Dungen | Registered representative | Mar 2024 (2y) | ||
| Jeremy Mahon | Registered representative | Mar 2024 (2y) | ||
| William Richard Jenkin | Registered representative | Mar 2024 (2y) | ||
| Daniel Hellier | Registered representative | Mar 2024 (2y) | ||
| James Steven Misa | Registered representative | Mar 2024 (2y) | ||
| David Michael Spangler | Registered representative | Apr 2024 (2y) | ||
| Brian Ford | Registered representative | Apr 2024 (2y) | ||
| Thomas Joseph Farrell | Registered representative | Apr 2024 (2y) | ||
| Arnold Rudy Fiscelli | Registered representative | May 2024 (2y) | ||
| Dean Walker Mc Clellan | Registered representative | May 2024 (2y) | ||
| Ivan J Delabruere | Registered representative | May 2024 (2y) | ||
| Thomas Gerard Waters | Registered representative | Jun 2024 (2y) | ||
| Benjamin Julius Borrelli | Registered representative | Jun 2024 (2y) | ||
| Jeffrey Francis Denehy | Registered representative | Jul 2024 (2y) | ||
| William James Lupinacci | Registered representative | Jul 2024 (2y) | ||
| Michael Frank Lodato | Registered representative | Aug 2024 (2y) | ||
| Shawn Curless David | Registered representative | Aug 2024 (2y) | ||
| Bert Ewart Grant | Registered representative | Sep 2024 (2y) | ||
| Robert J Boni | Registered representative | Sep 2024 (2y) | ||
| Blake George Nixon | Registered representative | Oct 2024 (2y) | ||
| Timothy J Nowak | Registered representative | Dec 2024 (2y) | ||
| Kenneth Basel | Registered representative | Jan 2025 (2y) | ||
| Brandon P Castille | Registered representative | Feb 2025 (1y) | ||
| Robert Nardella | Registered representative | Feb 2025 (1y) | ||
| John Stice | Registered representative | Mar 2025 (1y) | ||
| Matthew David Koeniger | Registered representative | Mar 2025 (1y) | ||
| Jeffery Kenneth Goralczyk | Registered representative | Mar 2025 (1y) | ||
| Michael Shemer | Registered representative | Apr 2025 (1y) | ||
| Uriel Payan | Registered representative | May 2025 (1y) | ||
| Phillip Justin Boyd | Registered representative | May 2025 (1y) | ||
| David Laurence St. Hilaire | Registered representative | May 2025 (1y) | ||
| Jeremiah M Blossom | Registered representative | May 2025 (1y) | ||
| Shaun Moore | Registered representative | Jun 2025 (1y) | ||
| Aaron Weiss | Registered representative | Jun 2025 (1y) | ||
| Bradley Noll | Registered representative | Jun 2025 (1y) | ||
| Stewart Lee Havranek | Registered representative | Jun 2025 (1y) | ||
| Nicolas Jaine Canaba | Registered representative | Jul 2025 (1y) | ||
| Diane Potkay Lenskold | Registered representative | Jul 2025 (1y) | ||
| Allan Roy Sternberg | Registered representative | Chartered Financial Consultant | Jul 2025 (1y) | |
| Steven Scott Rammer | Registered representative | Aug 2025 (1y) | ||
| William Richard Wisniewski | Registered representative | Aug 2025 (1y) | ||
| Nicholas Charles Holoman | Registered representative | Aug 2025 (1y) | ||
| Thomas Dicalogero | Registered representative | Sep 2025 (1y) | ||
| Thomas Donovan | Registered representative | Sep 2025 (1y) | ||
| John Chesley Eisele | Registered representative | Sep 2025 (1y) | ||
| Hannah Elizabeth Jensen | Registered representative | Oct 2025 (1y) | ||
| Gregory Robert Mattes | Registered representative | Oct 2025 (1y) | ||
| Joseph Anthony Villaca | Registered representative | Oct 2025 (1y) | ||
| Daniel Wiley | Registered representative | Oct 2025 (1y) | ||
| Ian Ollis | Registered representative | Oct 2025 (1y) | ||
| John Mueller | Registered representative | Oct 2025 (1y) | ||
| Brian Leland Franck | Registered representative | Nov 2025 (1y) | ||
| Benjamin Hartford | Registered representative | Nov 2025 (1y) | ||
| Daniel Gosser | Registered representative | Nov 2025 (1y) | ||
| Cicero Seisdedos | Registered representative | Nov 2025 (1y) | ||
| O'neil Joseph Darden | Registered representative | Nov 2025 (1y) | ||
| Aaron Schock | Registered representative | Dec 2025 (1y) | ||
| Derek Brown | Registered representative | Dec 2025 (1y) | ||
| Douglas Enders | Registered representative | Dec 2025 (1y) | ||
| Michael Thomas Moynihan | Registered representative | Dec 2025 (1y) | ||
| Adrian Rusch | Registered representative | Dec 2025 (1y) | ||
| Philip Norman Carlson | Registered representative | Dec 2025 (1y) | ||
| Martin Baker | Registered representative | Dec 2025 (1y) | ||
| Patrick Mc Guire | Registered representative | Dec 2025 (1y) | ||
| Kirby Eugene Schmelzle | Registered representative | Jan 2026 (1y) | ||
| Isaiah Swanson | Registered representative | Jan 2026 (1y) | ||
| Jarod Joseph Weber | Registered representative | Jan 2026 (1y) | ||
| Devon Soukup | Registered representative | Jan 2026 (1y) | ||
| Amanda Ives | Registered representative | Jan 2026 (1y) | ||
| Joseph Considine | Registered representative | Jan 2026 (1y) | ||
| Phillip Altimari | Registered representative | Jan 2026 (1y) | ||
| Kevin Morrison | Registered representative | Mar 2026 (0y) | ||
| Kevin Barnes | Registered representative | Mar 2026 (0y) | ||
| Brandon Nelson | Registered representative | Apr 2026 (0y) | ||
| Jefferson Woolsey | Registered representative | Apr 2026 (0y) | ||
| Logan Rodrigue | Registered representative | May 2026 (0y) | ||
| Robert Di Calogero | Registered representative | Jun 2026 (0y) | ||
| Joshua Paton | Registered representative | CFA | Jun 2026 (0y) | |
| Richard Lee | Registered representative | CFA | Jun 2026 (0y) | |
| Francois Couprie | Registered representative | Jun 2026 (0y) | ||
| Brian Parks | Registered representative | Jul 2026 (0y) | ||
| Steven Cortez | Registered representative | Jul 2026 (0y) | ||
| Darin Reed | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Knights Of Columbus Asset Advisors Holdco Llc | Member | Oct 2014 | A | 75% or more |
| Knights Of Columbus | Member | Sep 2014 | B | ≈ 56.25% – 100% via Knights Of Columbus Asset Advisors Holdco Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Knights Of Columbus: 75% – 100% of Knights Of Columbus Asset Advisors Holdco Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (9, $390M gross assets)
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 2.78 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- BNY Mellon $24.5B (80% of AUM) Mar 2026
- Cibc Mellon Trust Company $3.0B (10% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗