Mhs Advisory Services, Llc
- Regulatory AUM
- $253M
- Discretionary
- $173M
- Clients
- 313
- Avg AUM / client
- $809K
- Accounts
- 1,152
- Employees
- 7
AUM over time
Annual snapshots from Form ADV filings · as of Mar 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 240 | $105M | 41.5% |
| High net worth individuals | 70 | $148M | 58.2% |
| Charitable organizations | 2 | $303K | 0.12% |
| Corporations and other businesses | 1 | $279K | 0.11% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Handi Medical Supply, Inc. 401(k) Plan Handi Medical Supply, Inc. | 2024 | |
| Long Haul Trucking, Inc. 401(k) Retirement Plan Long Haul Trucking, Inc. | 2024 | |
| Upper Lakes Foods, Inc. Retirement Savings Plan Upper Lakes Foods, Inc. | 2024 | |
| Vista Prairie Communities Retirement Plan Vista Prairie Communities | 2024 | |
| White House Custom Colour, Inc. 401(k) Plan White House Custom Colour, Inc. | 2024 |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| John Christopher Sherwin | Managing Member | CFP | Jan 2015 (12y) | ≈ 37.5% – 75% via Mhs Advisory Group, Llc |
| Thomas Ralph Hokr | Chief Compliance Officer | Chartered Financial Consultant | Jan 2015 (12y) | ≈ 37.5% – 75% via Mhs Advisory Group, Llc |
| Jeffrey Roland Sells | Registered representative | May 2015 (11y) | ||
| Steven James Hill | Registered representative | Jan 2018 (9y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Mhs Advisory Group, Llc | Managing Member | Jan 2015 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- John Christopher Sherwin: 50% – 75% of Mhs Advisory Group, Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
- Thomas Ralph Hokr: 50% – 75% of Mhs Advisory Group, Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (5)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Handi Medical Supply, Inc. 401(k) Plan | Handi Medical Supply, Inc. | 130 | $6.0M | 01/01/2024 |
| Long Haul Trucking, Inc. 401(k) Retirement Plan | Long Haul Trucking, Inc. | 143 | $8.1M | 01/01/2024 |
| Upper Lakes Foods, Inc. Retirement Savings Plan | Upper Lakes Foods, Inc. | 423 | $29.9M | 01/01/2024 |
| Vista Prairie Communities Retirement Plan | Vista Prairie Communities | 597 | $4.7M | 01/01/2024 |
| White House Custom Colour, Inc. 401(k) Plan | White House Custom Colour, Inc. | 208 | $16.6M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/26/2026 | 1.03 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • THIRD PARTY REFERRAL FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Pershing $133M (52% of AUM) Mar 2026
- Fidelity Brokerage Services $43.5M (17% of AUM) Mar 2026
- Brinker Capital Securities, Inc. $40.3M (17% of AUM) Jul 2025
- National Financial Services (Fidelity) $40.1M (26% of AUM) Jun 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.
View current Form ADV (SEC/IAPD) ↗