Marshall Investment Management, Llc
- Regulatory AUM
- $298M
- Discretionary
- $298M
- Clients
- 587
- Avg AUM / client
- $508K
- Accounts
- 1,073
- Employees
- 8
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 330 | $72.9M | 24.5% |
| High net worth individuals | 257 | $224M | 75.0% |
| Pension and profit sharing plans | Fewer than 5 clients | $327K | 0.11% |
| Charitable organizations | Fewer than 5 clients | $446K | 0.15% |
| Corporations and other businesses | Fewer than 5 clients | $656K | 0.22% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Dennis Edward Marshall | Owner, President | Jan 2015 (12y) | 75% or more | |
| Sharon Joy Evans | Chief Compliance Officer | Jan 2015 (12y) | 5% – 10% | |
| Kristin Lynn Schoenfelder | Investment Manager & Vice President | CFP | Jul 2015 (11y) | 10% – 25% |
| Ronald W Cavill | Registered representative | CFP | Sep 2016 (10y) | |
| Brian Russell Givin | Registered representative | Jul 2019 (7y) | ||
| Todd Matthew Kirsch | Registered representative | CFP Chartered Financial Consultant | May 2020 (6y) | |
| Samantha Chavarria | Registered representative | Aug 2024 (2y) | ||
| Diego Gallardo Antunez | Registered representative | Jan 2025 (2y) |
Undisclosed: 0% – 10% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/24/2026 | 974 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- LPL Financial $298M (100% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 24, 2026.
View current Form ADV (SEC/IAPD) ↗