Tucker Asset Management Llc
SEC-registered
Wealth Manager · Small ($100M–$1B)
CRD 174844
· SEC file 801-107110
· Littleton, CO
· WWW.TUCKERAM.COM
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ADV data as of Jun 02, 2026
- Regulatory AUM
- $604M
- Discretionary
- $532M
- Clients
- 2,960
- Avg AUM / client
- $204K
- Accounts
- 3,217
- Employees
- 80
AUM over time
$2.5M
$641M
Dec 2015
Jun 2026
Annual snapshots from Form ADV filings · as of Jun 02, 2026
Investments (13F portfolio — 1,080 positions, $343,404,203)
13F period Dec 31, 2025| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Spdr S&P 500 Etf Tr | TR UNIT | $98,398,418 | 144,296 | 28.7% | 16.3% |
| 2 | Invesco Qqq Tr | UNIT SER 1 | $41,311,901 | 67,249 | 12.0% | 6.84% |
| 3 | First Tr Exchange Traded Fd | FIRST TR ENH NEW | $36,925,508 | 616,144 | 10.8% | 6.12% |
| 4 | Invesco Exchange Traded Fd T | S&P500 EQL WGT | $26,903,826 | 140,446 | 7.83% | 4.46% |
| 5 | Nvidia Corporation | COM | $18,895,650 | 101,317 | 5.5% | 3.13% |
| 6 | Amneal Pharmaceuticals Inc | COM STK CL A | $12,739,406 | 1,011,064 | 3.71% | 2.11% |
| 7 | Spdr Series Trust | STATE STREET SPD | $7,178,953 | 78,562 | 2.09% | 1.19% |
| 8 | Ishares Tr | TRUST ISHARE 0-1 | $5,957,780 | 54,088 | 1.73% | 0.99% |
| 9 | Ishares Tr | BROAD USD HIGH | $3,627,726 | 97,011 | 1.06% | 0.6% |
| 10 | Apple Inc | COM | $3,470,571 | 12,766 | 1.01% | 0.58% |
| 11 | Ishares Tr | INTRM GOV CR ETF | $3,239,930 | 30,181 | 0.94% | 0.54% |
| 12 | Select Sector Spdr Tr | STATE STREET COM | $3,102,040 | 26,351 | 0.9% | 0.51% |
| 13 | Select Sector Spdr Tr | STATE STREET TEC | $3,005,806 | 20,878 | 0.88% | 0.5% |
| 14 | Select Sector Spdr Tr | STATE STREET IND | $2,998,625 | 19,331 | 0.87% | 0.5% |
| 15 | Select Sector Spdr Tr | STATE STREET UTI | $2,902,194 | 67,983 | 0.85% | 0.48% |
| 16 | J P Morgan Exchange Traded F | NASDAQ EQT PREM | $2,467,328 | 42,452 | 0.72% | 0.41% |
| 17 | First Tr Exchng Traded Fd Vi | FT VEST LADDERED | $1,891,392 | 55,207 | 0.55% | 0.31% |
| 18 | Microsoft Corp | COM | $1,633,705 | 3,378 | 0.48% | 0.27% |
| 19 | Tidal Trust I | FUNDSTRAT GRANNY | $1,590,285 | 64,228 | 0.46% | 0.26% |
| 20 | Tesla Inc | COM | $1,477,463 | 3,285 | 0.43% | 0.24% |
| 21 | J P Morgan Exchange Traded F | EQUITY PREMIUM | $1,321,108 | 23,080 | 0.38% | 0.22% |
| 22 | Vanguard Index Fds | TOTAL STK MKT | $1,172,047 | 3,496 | 0.34% | 0.19% |
| 23 | Palantir Technologies Inc | CL A | $1,079,298 | 6,072 | 0.31% | 0.18% |
| 24 | Ishares Tr | CORE S&P500 ETF | $1,050,698 | 1,534 | 0.31% | 0.17% |
| 25 | Procter And Gamble Co | COM | $942,836 | 6,579 | 0.27% | 0.16% |
Top 25 of 1,080 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 2,900 | $429M | 71.0% |
| High net worth individuals | 43 | $103M | 17.1% |
| Pension and profit sharing plans | 17 | $71.9M | 11.9% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Rock West Employee Stock Ownership Plan Rock West Composites, Inc. | 2024 | |
| Mclawrence Foods, L.L.C. Profit Sharing Plan And Trust Mclawrence Foods, L.L.C. | 2024 |
People (62)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Karlan Ken Tucker | Ceo | Feb 2015 (12y) | Less than 5% | |
| Domingos, Lloyd, Joseph | Chief Compliance Officer | Jun 2019 (7y) | Less than 5% | |
| Frank C Filisky | Registered representative | CFP Chartered Financial Consultant | Sep 2015 (11y) | |
| Michael Anthony D'avella | Registered representative | Jan 2016 (11y) | ||
| Thomas Walter Savino | Registered representative | Apr 2016 (10y) | ||
| Jeffrey Lynn Leonard | Registered representative | Nov 2016 (10y) | ||
| Glen Arthur Mcgaha | Registered representative | Dec 2016 (10y) | ||
| Timothy Allen Bush | Registered representative | May 2017 (9y) | ||
| Travis Marc Ivanoff | Registered representative | Sep 2017 (9y) | ||
| Andrew Delos Elison | Registered representative | Apr 2018 (8y) | ||
| Robert Murry Darwin | Registered representative | Apr 2018 (8y) | ||
| Joseph Allen Elison | Registered representative | Mar 2019 (7y) | ||
| Mark Chioda | Registered representative | Jun 2019 (7y) | ||
| Scot Ashley Sexton | Registered representative | Aug 2019 (7y) | ||
| Gulam Amir Fazel | Registered representative | Sep 2019 (7y) | ||
| Jay Corbett Henson | Registered representative | Nov 2019 (7y) | ||
| Nancy Karen Nelson | Registered representative | Dec 2019 (7y) | ||
| Robert Baucum Anglin | Registered representative | Dec 2019 (7y) | ||
| David William Anton | Registered representative | Feb 2020 (6y) | ||
| Kenneth Wade Christian | Registered representative | Jul 2020 (6y) | ||
| Jill Marie Pierce | Registered representative | Oct 2020 (6y) | ||
| David Lee West | Registered representative | Chartered Financial Consultant | Dec 2020 (6y) | |
| Christopher Maxwell Wharton | Registered representative | Mar 2021 (5y) | ||
| Frances Marie Longshore | Registered representative | CFP | Apr 2021 (5y) | |
| Maryann L Ruben | Registered representative | Jul 2021 (5y) | ||
| Seth Andrew Elison | Registered representative | Sep 2021 (5y) | ||
| Shane Allan Mccann | Registered representative | Sep 2021 (5y) | ||
| Richard Williamson | Registered representative | Sep 2021 (5y) | ||
| Julie Mac Neil | Registered representative | Nov 2021 (5y) | ||
| Igor Shaykevich | Registered representative | Nov 2021 (5y) | ||
| John Blake Taylor | Registered representative | CFP | Dec 2021 (5y) | |
| Michael Todd Reep | Registered representative | Feb 2022 (4y) | ||
| Thomas Velickoff | Registered representative | Feb 2022 (4y) | ||
| John Luna Darwin | Registered representative | May 2022 (4y) | ||
| David Leroy Barr | Registered representative | Jun 2022 (4y) | ||
| Carlton John Ebneth | Registered representative | Jul 2022 (4y) | ||
| Justin Alexander Miller | Registered representative | Aug 2022 (4y) | ||
| Leonard Stanley Bodnar | Registered representative | Sep 2022 (4y) | ||
| Donna R Barnhill | Registered representative | Sep 2022 (4y) | ||
| Rickey Lynn Vanhooser | Registered representative | Jun 2023 (3y) | ||
| George Steve Magas | Registered representative | Oct 2023 (3y) | ||
| Marc Magas | Registered representative | Jan 2024 (3y) | ||
| Martin Nielsen | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| Glen Kavanagh | Registered representative | Jan 2024 (3y) | ||
| Jeffrey Alan Murray | Registered representative | Feb 2024 (2y) | ||
| David Michael Zamora | Registered representative | Mar 2024 (2y) | ||
| Vikalp Agrawal | Registered representative | Jun 2024 (2y) | ||
| James Bryan Reynolds | Registered representative | Jul 2024 (2y) | ||
| Evert Yunyong Chung | Registered representative | Aug 2024 (2y) | ||
| Lillian Sophia Realph | Registered representative | Aug 2024 (2y) | ||
| Michael A Lewin | Registered representative | Nov 2024 (2y) | ||
| Leon Gregory James | Registered representative | CFP | Jan 2025 (2y) | |
| Robert Hastings Ruhm | Registered representative | Jan 2025 (2y) | ||
| Rosa Shala | Registered representative | CFP | Jan 2025 (2y) | |
| Darren Foster Petty | Registered representative | CFP | Feb 2025 (1y) | |
| Edgar Allen Thomas | Registered representative | May 2025 (1y) | ||
| Patrick Michael Kaiser | Registered representative | Chartered Financial Consultant | May 2025 (1y) | |
| Scott Edward Canady | Registered representative | Jun 2025 (1y) | ||
| Ariel Marie Bean | Registered representative | Jun 2025 (1y) | ||
| Stephen Douglas Rau | Registered representative | Sep 2025 (1y) | ||
| Paul Yoon | Registered representative | Feb 2026 (0y) | ||
| Jeffrey Keegan Martin | Registered representative | May 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Karlan Ken Tucker Trust Tee | Member | Feb 2015 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Rock West Employee Stock Ownership Plan | Rock West Composites, Inc. | 284 | $8.5M | 01/01/2024 |
| Mclawrence Foods, L.L.C. Profit Sharing Plan And Trust | Mclawrence Foods, L.L.C. | 336 | $3.1M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/02/2026 | 1.02 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $532M (88% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 02, 2026.
View current Form ADV (SEC/IAPD) ↗