Womack Financial Llc
- Regulatory AUM
- $165M
- Discretionary
- $165M
- Clients
- 141
- Avg AUM / client
- $1.2M
- Accounts
- 556
- Employees
- 3
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of May 21, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 80 | $23.9M | 14.5% |
| High net worth individuals | 60 | $131M | 79.6% |
| Pooled investment vehicles (non-investment companies) | 1 | $9.7M | 5.86% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Jul 2024 · $4.5M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Womack Capital Partners, Lp | Hedge Fund | Texas | $4.5M | 21 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Joshua Keith Womack | Principal, Chief Compliance Officer | Dec 2009 (17y) | 75% or more | |
| Laura Dianne Cordell | Registered representative | Sep 2019 (7y) | ||
| Madelyn Rose Murray | Registered representative | CFP | Mar 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $4.5M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Womack Capital Partners, Lp | Hedge Fund | $4.5M | $50.0K | 21 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/21/2026 | 1.21 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
Custody
Reported custodians
- Charles Schwab & Co. $155M (94% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 21, 2026.
View current Form ADV (SEC/IAPD) ↗