National Wealth Management Group, Llc
- Regulatory AUM
- $535M
- Discretionary
- $517M
- Clients
- 1,314
- Avg AUM / client
- $407K
- Accounts
- 2,741
- Employees
- 18
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 02, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,174 | $314M | 58.6% |
| High net worth individuals | 134 | $215M | 40.3% |
| Charitable organizations | Fewer than 5 clients | $1.2M | 0.23% |
| Other investment advisers | Fewer than 5 clients | $109K | 0.02% |
| Corporations and other businesses | 6 | $4.4M | 0.83% |
People (19)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Mathews, Gary, Edward | Managing Director / Chief Compliance Officer/ Member | Feb 2015 (12y) | 50% – 75% | |
| Vivienne Karin Schleu | Managing Director / Chief Financial Officer / Member | Feb 2015 (12y) | 25% – 50% | |
| Benjamin James Jones | Managing Director And Senior Compliance Officer | Mar 2016 (10y) | 5% – 10% | |
| Katherine Jo Petrelli | Registered representative | Jan 2016 (11y) | ||
| Donald Michael Bateman | Registered representative | Jan 2016 (11y) | ||
| Gerald Martin Pepper | Registered representative | Nov 2017 (9y) | ||
| Angela M. Howard | Registered representative | Jan 2022 (5y) | ||
| James K Lewis | Registered representative | Jan 2022 (5y) | ||
| Richard L Moss | Registered representative | Jan 2022 (5y) | ||
| Lisa J Gerardi | Registered representative | Jan 2022 (5y) | ||
| Noah Paul Henson | Registered representative | Jan 2022 (5y) | ||
| Brent Michael Gargano | Registered representative | CFP | Aug 2022 (4y) | |
| Jon Patrick Ewing | Registered representative | Dec 2022 (4y) | ||
| Mark Anthony Gargano | Registered representative | May 2025 (1y) | ||
| Thomas James Brinkmann | Registered representative | Jul 2025 (1y) | ||
| Matthew E Heitman | Registered representative | CFP Chartered Financial Consultant CFA | Jul 2025 (1y) | |
| Philip Michael Valeriano | Registered representative | Sep 2025 (1y) | ||
| Vincent Valeriano | Registered representative | Sep 2025 (1y) | ||
| Ronna De La Cruz Lao | Registered representative | May 2026 (0y) |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/02/2026 | 1.04 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $321M (60% of AUM) Apr 2026
- Wells Fargo $101M (19% of AUM) Apr 2026
- LPL Financial $88.3M (17% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 02, 2026.
View current Form ADV (SEC/IAPD) ↗