Lakewood Asset Management, Llc
- Regulatory AUM
- $249M
- Discretionary
- $229M
- Clients
- 156
- Avg AUM / client
- $1.6M
- Accounts
- 365
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of May 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 85 | $23.0M | 9.26% |
| High net worth individuals | 70 | $224M | 90.3% |
| Charitable organizations | 1 | $1.2M | 0.46% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Todd J Mick | Chief Compliance Officer | Feb 2015 (12y) | ≈ 18.75% – 50% via Greenview Llc | |
| Brooks Jason Call | Sole Member | Nov 2015 (11y) | ≈ 18.75% – 50% via Deerwood Asset Management Llc | |
| Michael Joseph Lannan | Sole Member | CFA | Feb 2018 (9y) | ≈ 18.75% – 50% via Securus Investment Management Llc |
| Catherine Elizabeth Lannan | Registered representative | Jul 2023 (3y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Greenview Llc | Member | Feb 2015 | A | 25% – 50% |
| Deerwood Asset Management Llc | Member | Nov 2015 | A | 25% – 50% |
| Securus Investment Management Llc | Member | Feb 2018 | A | 25% – 50% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Todd J Mick: 75% – 100% of Greenview Llc × 25% – 50% direct ≈ 18.75% – 50% of the firm
- Brooks Jason Call: 75% – 100% of Deerwood Asset Management Llc × 25% – 50% direct ≈ 18.75% – 50% of the firm
- Michael Joseph Lannan: 75% – 100% of Securus Investment Management Llc × 25% – 50% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/27/2026 | 934 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Northern Trust $9.8M (4% of AUM) Jul 2025
- Charles Schwab & Co. $9.4M (4% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 27, 2026.
View current Form ADV (SEC/IAPD) ↗