Whitney Financial Strategies Llc
State-registered
Wealth Manager · Boutique (under $100M)
CRD 174946
· San Antonio, TX
· WWW.WHITNEYFINANCIALSTRATEGIES.COM
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ADV data as of Apr 04, 2022
- Regulatory AUM
- $11.3M
- Discretionary
- $11.3M
- Clients
- 81
- Avg AUM / client
- $139K
- Accounts
- 87
- Employees
- 1
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 11 | $7.6M | 67.5% |
| High net worth individuals | 70 | $3.7M | 32.5% |
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/04/2022 | 1.03 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $3.5M (31% of AUM) Apr 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 04, 2022.
View current Form ADV (SEC/IAPD) ↗