Convoy Investments, Llc
- Regulatory AUM
- $262M
- Discretionary
- $262M
- Clients
- 32
- Avg AUM / client
- $8.2M
- Accounts
- 32
- Employees
- 2
AUM over time
Annual snapshots from Form ADV filings · as of Feb 10, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 22 | $202M | 77.1% |
| Pooled investment vehicles (non-investment companies) | 4 | $24.4M | 9.32% |
| Corporations and other businesses | 6 | $35.5M | 13.6% |
Private funds (2)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $13.3M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Convoy Funds, Lp | Hedge Fund | Delaware | $12.2M | 13 |
| Convoy Plus Fund, Lp | Hedge Fund | Delaware | $1.1M | 3 |
People (2)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Wang, Howard | Member, Co Chief Investment Officer And Chief Executive Officer | Dec 2023 (3y) | 50% – 75% | |
| Wu, Wenquan | Member, Co Chief Investment Officer And Chief Compliance Officer | Dec 2023 (3y) | 25% – 50% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (2, $13.3M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Convoy Funds, Lp | Hedge Fund | $12.2M | $0 | 13 |
| Convoy Plus Fund, Lp | Hedge Fund | $1.1M | $0 | 3 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/10/2026 | 1.32 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Publication of periodicals or newsletters
- • Other services
Custody
Reported custodians
- UBS $92.4M (35% of AUM) Feb 2026
- Interactive Brokers $71.3M (27% of AUM) Feb 2026
- Charles Schwab & Co. $39.4M (15% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 10, 2026.
View current Form ADV (SEC/IAPD) ↗