Capfinancial Partners, Llc
SEC-registered
Insurance-Affiliated · Mega ($100B+)
CRD 175112
· SEC file 801-62193
· Raleigh, NC
· WWW.CAPTRUSTATWORK.COM
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ADV data as of May 27, 2026
- Regulatory AUM
- $1.2T
- Discretionary
- $320B
- Clients
- 41,750
- Avg AUM / client
- $29.6M
- Accounts
- 146,777
- Employees
- 1,841
AUM over time
$157B
$1.2T
Dec 2014
May 2026
Annual snapshots from Form ADV filings · as of May 27, 2026
Asset allocation (SMA assets by investment type)
as of May 27, 2026
Registered investment companies (funds/ETFs)
$594B
48%
Other
$223B
18%
Pooled investment vehicles
$210B
17%
Exchange-traded equities
$173B
14%
Cash & equivalents
$37.1B
3%
Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 19,698 | $6.6B | 0.53% |
| High net worth individuals | 18,154 | $89.4B | 7.23% |
| Pooled investment vehicles (non-investment companies) | 17 | $224M | 0.02% |
| Pension and profit sharing plans | 3,523 | $1.1T | 86.6% |
| Charitable organizations | 232 | $25.1B | 2.03% |
| State or municipal government entities | 49 | $36.5B | 2.96% |
| Insurance companies | 10 | $1.4B | 0.11% |
| Corporations and other businesses | 67 | $5.9B | 0.48% |
Private funds (8)
Reported in Form ADV Section 7.B.(1), filing of Dec 2024 · $118M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Mra Credit Strategies Fund I A Lp | Other Private Fund | Delaware | $27.3M | 100 |
| Mra Credit Strategies Fund I B Lp | Other Private Fund | Delaware | $22.8M | 63 |
| Mra Opportunities Fund I A Lp | Other Private Fund | Delaware | $22.0M | 100 |
| Captrust 2022 Homecourt Fund Lp | Other Private Fund | Delaware | $16.0M | 38 |
| Mra Opportunities Fund I B Lp Class 1 | Other Private Fund | Delaware | $15.2M | 54 |
| Mra Opportunities Fund I B Lp Class 2 | Other Private Fund | Delaware | $9.2M | 56 |
| Mr Investment Fund I Llc Class 2 | Other Private Fund | Arizona | $5.0M | 49 |
| Mr Investment Fund I Llc Class1 | Other Private Fund | Arizona | $551K | 36 |
Nonprofit clients
Charities that reported this firm as a top-paid contractor (investment services) on Form 990.
| Charity | Location | Period |
|---|---|---|
| Central Florida Foundation Inc EIN 593182886 | Orlando, FL | 04/30/2025 |
| William H Miner Foundation EIN 361488081 | Chicago, IL | 12/31/2024 |
| Wdh Foundation C4 EIN 376573574 | Saint Louis, MO | 12/31/2024 |
| Florida Methodist Foundation Inc EIN 591148710 | Lakeland, FL | 12/31/2024 |
| C H M C Anesthesia Foundation Inc EIN 042702169 | Boston, MA | 09/30/2024 |
| Historic Landmarks Foundation Of Indiana Inc EIN 351162873 | Indianapolis, IN | 08/31/2024 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C. Showing first 100 of 1,085.
People (955)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| James Fielding Miller | Chief Executive Officer | Feb 2003 (24y) | ≈ 4.69% – 25% via Capfinancial Holdings, Inc. | |
| Derick Don Shoff | Managing Director | Dec 2009 (17y) | Less than 5% | |
| Wilson Smith Hoyle | Managing Director | Dec 2009 (17y) | Less than 5% | |
| Goldstein, Benjamin, Stuart | President | Apr 2010 (16y) | Less than 5% | |
| Denise Mcgee Buchanan | Senior Director, Compliance | Apr 2015 (11y) | Less than 5% | |
| Solomon, Robert, G | Board Of Managers | May 2015 (11y) | GP / trustee / elected manager of The Capfinancial Group, Llc (indirect) | |
| Matheson, Scott, Thomas | Managing Director | Apr 2017 (9y) | Less than 5% | |
| Michael James Vogelzang | Managing Director, Chief Investment Officer | CFA | Nov 2019 (7y) | Less than 5% |
| Curry, John, David | Chief Marketing Officer | Jan 2020 (7y) | Less than 5% | |
| Francher, Mark, John | Chief Human Resources Officer | Jan 2020 (7y) | Less than 5% | |
| Meyer, Jonathan, Seth | Chief Technology Officer | Jan 2020 (7y) | Less than 5% | |
| Edward Virgil Welch | Managing Director | Mar 2020 (6y) | Less than 5% | |
| Hollander, Michael, S | Board Of Managers | Jun 2020 (6y) | GP / trustee / elected manager of The Capfinancial Group, Llc (indirect) | |
| Roche, Collin, Edward | Board Of Managers | Jun 2020 (6y) | GP / trustee / elected manager of The Capfinancial Group, Llc (indirect) | |
| Wilson, Mark, Sanford | Board Of Managers | Jun 2020 (6y) | GP / trustee / elected manager of The Capfinancial Group, Llc (indirect) | |
| Smith, Dasha, Marie | Board Of Managers | Aug 2020 (6y) | GP / trustee / elected manager of The Capfinancial Group, Llc (indirect) | |
| Markell Balleza, Christina | Managing Director, General Counsel | Oct 2020 (6y) | Less than 5% | |
| Miller, Robert, A | Chief Financial Officer | Aug 2021 (5y) | Less than 5% | |
| Jarocki, Margaret, A | Senior Director | Jan 2022 (5y) | Less than 5% | |
| Ann Leddy | Chief Compliance Officer | Sep 2023 (3y) | Less than 5% | |
| Mcconnell, Kalen, James | Board Of Managers | Oct 2023 (3y) | GP / trustee / elected manager of The Capfinancial Group, Llc (indirect) | |
| Burr, James | Board Of Managers | Nov 2023 (3y) | GP / trustee / elected manager of The Capfinancial Group, Llc (indirect) | |
| Redett, John, Christopher | Board Of Managers | Nov 2023 (3y) | GP / trustee / elected manager of The Capfinancial Group, Llc (indirect) | |
| Aaron Josiah Morris | Registered representative | CFP | Apr 2015 (11y) | |
| Andrew James Shimp | Registered representative | Apr 2015 (11y) | ||
| Adam Richard David Powell | Registered representative | Apr 2015 (11y) | ||
| Barron Vaughn Schmitt | Registered representative | Apr 2015 (11y) | ||
| Beryl Whitten Ball | Registered representative | Apr 2015 (11y) | ||
| Bruce Lincoln Graham | Registered representative | CFA | Apr 2015 (11y) | |
| Casey Lee Pogodzinski | Registered representative | Apr 2015 (11y) | ||
| Chris Roberts | Registered representative | Apr 2015 (11y) | ||
| Christopher David Kulick | Registered representative | Apr 2015 (11y) | ||
| Daniel James Esch | Registered representative | Apr 2015 (11y) | ||
| Ellen Donovan Crowley | Registered representative | Apr 2015 (11y) | ||
| Eric Nathan Benedict | Registered representative | Apr 2015 (11y) | ||
| Errol Andrew Hau | Registered representative | Apr 2015 (11y) | ||
| Evan Holmes | Registered representative | CFA | Apr 2015 (11y) | |
| Jean Duffy | Registered representative | Apr 2015 (11y) | ||
| Jeffrey Thomas Loehwing | Registered representative | Apr 2015 (11y) | ||
| John Allan Pickett | Registered representative | Apr 2015 (11y) | ||
| John Charles Matejka | Registered representative | Apr 2015 (11y) | ||
| John Wayne Mangum | Registered representative | Apr 2015 (11y) | ||
| James Raymond Valmonte | Registered representative | CFP | Apr 2015 (11y) | |
| Karen Sue Casillas | Registered representative | Apr 2015 (11y) | ||
| Kyle Patrick Heppner | Registered representative | Apr 2015 (11y) | ||
| Kim Sue Huppertz | Registered representative | Apr 2015 (11y) | ||
| Mark Thomas Medlin | Registered representative | Apr 2015 (11y) | ||
| Michael David Strother | Registered representative | Apr 2015 (11y) | ||
| Michael Edward Hudson | Registered representative | Apr 2015 (11y) | ||
| Michael Stephen Pratico | Registered representative | Apr 2015 (11y) | ||
| Paul Howard Schaffer | Registered representative | Apr 2015 (11y) | ||
| Paul Raymond Stibich | Registered representative | Apr 2015 (11y) | ||
| Paul William Owen | Registered representative | Apr 2015 (11y) | ||
| Richmond Gilbert Bernhardt | Registered representative | Apr 2015 (11y) | ||
| Robert Charles Auditore | Registered representative | Apr 2015 (11y) | ||
| Scott Andrew Wertheim | Registered representative | Apr 2015 (11y) | ||
| Stephen Dennis Wilt | Registered representative | Apr 2015 (11y) | ||
| Teresa Ann Parker | Registered representative | CFP | Apr 2015 (11y) | |
| William Travis Whitten | Registered representative | CFP | Apr 2015 (11y) | |
| Adam Carl Cork | Registered representative | Apr 2015 (11y) | ||
| Allison Varon Hubbell | Registered representative | Apr 2015 (11y) | ||
| Brandon Carnick Aber | Registered representative | Apr 2015 (11y) | ||
| Daniel Allen Summerlin | Registered representative | Apr 2015 (11y) | ||
| Daniel Michael Lowe | Registered representative | Apr 2015 (11y) | ||
| David A Hood | Registered representative | Apr 2015 (11y) | ||
| George Gregory Kroustalis | Registered representative | Apr 2015 (11y) | ||
| Hugh Wilson Cole | Registered representative | Apr 2015 (11y) | ||
| James Ralph Talton | Registered representative | Apr 2015 (11y) | ||
| James Ross Stenstrom | Registered representative | Apr 2015 (11y) | ||
| James Wood Strodel | Registered representative | Apr 2015 (11y) | ||
| Jason Finley Stanicek | Registered representative | Apr 2015 (11y) | ||
| Jennifer Renee Doss | Registered representative | Apr 2015 (11y) | ||
| Jeremy Alex Altfeder | Registered representative | Apr 2015 (11y) | ||
| John Stafford Martin | Registered representative | Apr 2015 (11y) | ||
| John Wesley Collins | Registered representative | Apr 2015 (11y) | ||
| Jon Eric Strickland | Registered representative | Apr 2015 (11y) | ||
| Karen Olivia Denise | Registered representative | Apr 2015 (11y) | ||
| Kevin Marcus Monroe | Registered representative | Apr 2015 (11y) | ||
| Lauren Moseley Bartholomew | Registered representative | Apr 2015 (11y) | ||
| Matthew Lewis Leggett | Registered representative | Apr 2015 (11y) | ||
| Monica Kim Holtgrewe | Registered representative | Apr 2015 (11y) | ||
| Nicholas Adam Decenso | Registered representative | Apr 2015 (11y) | ||
| Patrick Keyes Marlatt | Registered representative | Apr 2015 (11y) | ||
| Peter F Ruffel | Registered representative | Apr 2015 (11y) | ||
| Peter Marsh Coleman | Registered representative | Apr 2015 (11y) | ||
| Robert Anthony Dean Eagle | Registered representative | Apr 2015 (11y) | ||
| Robert Michael Gray | Registered representative | Personal Financial Specialist | Apr 2015 (11y) | |
| Samuel L Kirby | Registered representative | Apr 2015 (11y) | ||
| Shaun Eskamani | Registered representative | Apr 2015 (11y) | ||
| Todd Louis Jones | Registered representative | CFP | Apr 2015 (11y) | |
| Walter Bruce Keys | Registered representative | CFP | Apr 2015 (11y) | |
| William Bryan Blair | Registered representative | CFP | Apr 2015 (11y) | |
| David Darren York | Registered representative | Apr 2015 (11y) | ||
| Grant Douglas Verhaeghe | Registered representative | Apr 2015 (11y) | ||
| Kyle Landon Tucker | Registered representative | CFP | Apr 2015 (11y) | |
| Wallace Traynor Reitmeier | Registered representative | Apr 2015 (11y) | ||
| Wendy Carol Reid | Registered representative | Apr 2015 (11y) | ||
| Charles Land Hite | Registered representative | CFP | Apr 2015 (11y) | |
| Daniel Todd Digiacomo | Registered representative | Apr 2015 (11y) | ||
| John Carol Garrett | Registered representative | Apr 2015 (11y) | ||
| Michael Edward Blair | Registered representative | Apr 2015 (11y) | ||
| Robert Arthur Jones | Registered representative | Apr 2015 (11y) | ||
| Andrew Robert Raggio | Registered representative | Jul 2015 (11y) | ||
| David Arthur Will | Registered representative | CFA | Sep 2015 (11y) | |
| Denise Louise Kowitz | Registered representative | Chartered Financial Consultant | Sep 2015 (11y) | |
| Jeffrey Scott Evans | Registered representative | Sep 2015 (11y) | ||
| Jennifer Kelly | Registered representative | Sep 2015 (11y) | ||
| Michael David Molewski | Registered representative | Chartered Financial Consultant | Sep 2015 (11y) | |
| Christopher Donald Butz | Registered representative | CFP Chartered Financial Consultant | Sep 2015 (11y) | |
| David Anthony Cacciabeve | Registered representative | Sep 2015 (11y) | ||
| Jimmy David Edwards | Registered representative | Sep 2015 (11y) | ||
| Kyle Thomas Shoemaker | Registered representative | Sep 2015 (11y) | ||
| William Noel Chitwood | Registered representative | Sep 2015 (11y) | ||
| William Earl Schantz | Registered representative | Sep 2015 (11y) | ||
| Zachary Ryan Mccann | Registered representative | Sep 2015 (11y) | ||
| Marcus N Magyar | Registered representative | Sep 2015 (11y) | ||
| Devyn Lisa Amber Duex | Registered representative | Dec 2015 (11y) | ||
| Michael Alan Hargrove | Registered representative | Feb 2016 (10y) | ||
| Audrey Christine Wheat | Registered representative | Feb 2016 (10y) | ||
| Justin James Gartman | Registered representative | Jun 2016 (10y) | ||
| Brent Andrew Simpson | Registered representative | Aug 2016 (10y) | ||
| Brian Matthew Pollard | Registered representative | CFP | Sep 2016 (10y) | |
| Ryan William Lee | Registered representative | CFP | Sep 2016 (10y) | |
| Ericka Elaine Cork | Registered representative | Nov 2016 (10y) | ||
| Joshua Scott Haire | Registered representative | CFP | Jan 2017 (10y) | |
| David Owen Koch | Registered representative | CFP CFA | Mar 2017 (9y) | |
| Joshua Hill | Registered representative | CFA | Mar 2017 (9y) | |
| Thomas Saunders | Registered representative | CFP | Mar 2017 (9y) | |
| Tiffany Lydia Walker | Registered representative | CFP Chartered Financial Consultant | Mar 2017 (9y) | |
| Catherine M Seeber | Registered representative | CFP | Mar 2017 (9y) | |
| Donn Allan Johnston | Registered representative | CFP | Mar 2017 (9y) | |
| Donn Allan Johnston | Registered representative | CFP | Mar 2017 (9y) | |
| Katherine F Johnston | Registered representative | Mar 2017 (9y) | ||
| Robert Frank Piccirilli | Registered representative | Jul 2017 (9y) | ||
| Shale William Latter | Registered representative | Jul 2017 (9y) | ||
| James Edward Graham | Registered representative | Jul 2017 (9y) | ||
| Kyle Campbell | Registered representative | Jul 2017 (9y) | ||
| Mathew Doyle | Registered representative | CFP | Jul 2017 (9y) | |
| Michael Anthony Valone | Registered representative | CFA | Jul 2017 (9y) | |
| Robert Chase Burkhart | Registered representative | CFP | Jul 2017 (9y) | |
| Robert Scott Lowke | Registered representative | CFP | Jul 2017 (9y) | |
| Eric Wilson Bailey | Registered representative | Aug 2017 (9y) | ||
| Samuel Lloyd Perry | Registered representative | Aug 2017 (9y) | ||
| David Jerit Hansen | Registered representative | Sep 2017 (9y) | ||
| John Morton Flippin | Registered representative | CFP | Sep 2017 (9y) | |
| William Winfree Paxton | Registered representative | CFP | Sep 2017 (9y) | |
| Valerie Willetts Young | Registered representative | Oct 2017 (9y) | ||
| Sean E Teesdale | Registered representative | CFA | Oct 2017 (9y) | |
| Brodie Dean Barnes | Registered representative | CFP | Jan 2018 (9y) | |
| Lewis Lamont Thomas | Registered representative | Jan 2018 (9y) | ||
| Marcus Paul Borel | Registered representative | CFP | Jan 2018 (9y) | |
| Brett Johnson | Registered representative | Chartered Financial Consultant | Feb 2018 (9y) | |
| Christopher William Jeppson | Registered representative | CFP | Feb 2018 (9y) | |
| Danika Wright Glauser | Registered representative | CFP | Feb 2018 (8y) | |
| Michael David Knowles | Registered representative | Feb 2018 (8y) | ||
| Troy William Anderson | Registered representative | Feb 2018 (8y) | ||
| Philip Robert D'unger | Registered representative | CFP | Mar 2018 (8y) | |
| Peter D Di Nardo | Registered representative | CFP | Mar 2018 (8y) | |
| Jared Stephen Dorazio | Registered representative | Apr 2018 (8y) | ||
| Donna Krager Lyon | Registered representative | Apr 2018 (8y) | ||
| Bryan T Lewis | Registered representative | May 2018 (8y) | ||
| Terence H Crowgey | Registered representative | CFA | May 2018 (8y) | |
| Amanda Maeve Crowgey Wells | Registered representative | May 2018 (8y) | ||
| Raymond Jay Irons | Registered representative | May 2018 (8y) | ||
| Ernest Albert Liebre | Registered representative | May 2018 (8y) | ||
| Cheryl Spahr Wickham | Registered representative | May 2018 (8y) | ||
| Christopher Robert Stauffer | Registered representative | May 2018 (8y) | ||
| Joshua Christopher Isley | Registered representative | Aug 2018 (8y) | ||
| Steven Hendrie Morton | Registered representative | CFP | Aug 2018 (8y) | |
| Walter Edward Abele | Registered representative | CFP | Aug 2018 (8y) | |
| Christine Safarikas | Registered representative | CFA | Aug 2018 (8y) | |
| Chad Jeremy Griffeth | Registered representative | Sep 2018 (8y) | ||
| Brett Hall Schwartz | Registered representative | CFP | Oct 2018 (8y) | |
| Klaudian Molosiu | Registered representative | CFA | Oct 2018 (8y) | |
| Veronica Karas | Registered representative | CFP | Oct 2018 (8y) | |
| Fred Sloan | Registered representative | CFA | Nov 2018 (8y) | |
| David Howard Schwartz | Registered representative | CFP | Dec 2018 (8y) | |
| Abigail Joan Cook Russell | Registered representative | Jan 2019 (8y) | ||
| Mark I Miller | Registered representative | Jan 2019 (8y) | ||
| Patrick Barry Flint | Registered representative | Jan 2019 (8y) | ||
| David D Fernandez | Registered representative | CFP CFA | Jan 2019 (8y) | |
| Theodore Dau Lew | Registered representative | CFP | Jan 2019 (8y) | |
| Jenifer Heatwole Nesselrodt | Registered representative | Jan 2019 (8y) | ||
| Robert Charles Jones | Registered representative | Jan 2019 (8y) | ||
| Kenneth Rogers | Registered representative | Jan 2019 (8y) | ||
| Michael Henderson | Registered representative | Jan 2019 (8y) | ||
| Catherine Scott Mitchell | Registered representative | Feb 2019 (7y) | ||
| Rosanne Costello | Registered representative | Feb 2019 (7y) | ||
| Jean Ann Brown | Registered representative | Feb 2019 (7y) | ||
| Jonathan Barry Smith | Registered representative | Feb 2019 (7y) | ||
| Ryan Blake Leach | Registered representative | Feb 2019 (7y) | ||
| Marguerite Ann Fagan Whitmore | Registered representative | Mar 2019 (7y) | ||
| John Kenney | Registered representative | Apr 2019 (7y) | ||
| Christopher A Zavecz | Registered representative | CFP | Apr 2019 (7y) | |
| Jerry B Mc Queen | Registered representative | CFP | Apr 2019 (7y) | |
| Michael Peters | Registered representative | CFP | Apr 2019 (7y) | |
| William Phillip Jones Jr | Registered representative | CFA | Apr 2019 (7y) | |
| Evan Melcher | Registered representative | Apr 2019 (7y) | ||
| Zachary Sadler | Registered representative | CFA | Apr 2019 (7y) | |
| Andrew Giocchino Marino | Registered representative | CFA | May 2019 (7y) | |
| Amanda Kaye Lyons | Registered representative | CFP | May 2019 (7y) | |
| Daniel Ray Harsh | Registered representative | CFP | May 2019 (7y) | |
| Glen Hahlen | Registered representative | CFP | May 2019 (7y) | |
| Mario C Giganti | Registered representative | CFP | May 2019 (7y) | |
| Mark A Muntean | Registered representative | CFP CFA | May 2019 (7y) | |
| Nathan J Bopp | Registered representative | CFP | May 2019 (7y) | |
| Mark William Fearigo | Registered representative | CFP | May 2019 (7y) | |
| Thomas G Kennedy | Registered representative | May 2019 (7y) | ||
| Anne Howell Reed | Registered representative | CFP | Jun 2019 (7y) | |
| Alan Mark Kleinberg | Registered representative | CFP | Jul 2019 (7y) | |
| Deborah Langer | Registered representative | CFP | Aug 2019 (7y) | |
| David Stix | Registered representative | CFA | Oct 2019 (7y) | |
| David Wright Mize | Registered representative | CFP | Oct 2019 (7y) | |
| Julia Yuryevna Gavrilov | Registered representative | Oct 2019 (7y) | ||
| Kevin J Barnett | Registered representative | Oct 2019 (7y) | ||
| Lee Ann Thiessen Iacona | Registered representative | Oct 2019 (7y) | ||
| Mark Anthony Salazar | Registered representative | Oct 2019 (7y) | ||
| Michelle Renae Scarver | Registered representative | Personal Financial Specialist | Oct 2019 (7y) | |
| Heather Ford Caussade | Registered representative | CFP | Oct 2019 (7y) | |
| Lisa Kaye Ivie Miller | Registered representative | Oct 2019 (7y) | ||
| Joshua C Hudson | Registered representative | CFA | Oct 2019 (7y) | |
| Vicki Elaine Love | Registered representative | Oct 2019 (7y) | ||
| Brendan Andrew Nosovitch | Registered representative | Oct 2019 (7y) | ||
| Christina Kahn Lecholop | Registered representative | Oct 2019 (7y) | ||
| Christian Ledoux | Registered representative | CFA | Oct 2019 (7y) | |
| Mary Margaret Hartman Hime | Registered representative | Oct 2019 (7y) | ||
| Benjamin Bentley Napier | Registered representative | CFA | Oct 2019 (7y) | |
| Ramiro Fernandez | Registered representative | CFA | Oct 2019 (7y) | |
| Sherry Larae Egenolf | Registered representative | Oct 2019 (7y) | ||
| John Henry Peterson | Registered representative | Oct 2019 (7y) | ||
| Christine Morrison | Registered representative | CFP | Oct 2019 (7y) | |
| Keith Faulkner | Registered representative | Nov 2019 (7y) | ||
| Kristen Everett Stewart | Registered representative | Nov 2019 (7y) | ||
| Lauren Claire Lambert | Registered representative | CFA | Nov 2019 (7y) | |
| Lawrence Charles John Manning | Registered representative | CFA | Nov 2019 (7y) | |
| Teresa Marie Samperi | Registered representative | Nov 2019 (7y) | ||
| Braxton Brodie Barnes | Registered representative | Jan 2020 (7y) | ||
| Skyler Timothy Borgman | Registered representative | CFP CFA | Jan 2020 (7y) | |
| Bradley Matthew Pendzick | Registered representative | CFP | Jan 2020 (7y) | |
| Marie Denise Pasquale | Registered representative | CFA | Jan 2020 (7y) | |
| Kaylie Lynn Tomadakis | Registered representative | Jan 2020 (7y) | ||
| Sarah Margaret Westbrook | Registered representative | Jan 2020 (7y) | ||
| Eshani Gupte | Registered representative | CFA | Jan 2020 (7y) | |
| Francis Martin Beam | Registered representative | Feb 2020 (6y) | ||
| Robert Franklin Warwick | Registered representative | Personal Financial Specialist | Feb 2020 (6y) | |
| Vinton Earl Fountain | Registered representative | Feb 2020 (6y) | ||
| Brian Scott Mitchell | Registered representative | CFP | Mar 2020 (6y) | |
| Catherine Steele Bragg | Registered representative | CFP | Mar 2020 (6y) | |
| Donald F Lutomski | Registered representative | CFA | Mar 2020 (6y) | |
| Hannah Wadsworth | Registered representative | Mar 2020 (6y) | ||
| James Wilkerson Underwood | Registered representative | CFA | Mar 2020 (6y) | |
| Kimberly Marie Elliott | Registered representative | Mar 2020 (6y) | ||
| John P Maloney | Registered representative | CFA | Mar 2020 (6y) | |
| Mark Alan Bishop | Registered representative | CFP CFA | Mar 2020 (6y) | |
| Phillip Charles Anderson | Registered representative | Mar 2020 (6y) | ||
| Robin Andrew Godwin | Registered representative | Mar 2020 (6y) | ||
| Beau Knighton Williams | Registered representative | CFA | Mar 2020 (6y) | |
| Brandy Ballard Hydrick | Registered representative | CFP | Mar 2020 (6y) | |
| Oliver L Haynes | Registered representative | Mar 2020 (6y) | ||
| James Tyler Pugh | Registered representative | CFA | Apr 2020 (6y) | |
| Marc Robert Casiano | Registered representative | Apr 2020 (6y) | ||
| Adam Brian Beers | Registered representative | Apr 2020 (6y) | ||
| Andrew James Costello | Registered representative | CFP | Apr 2020 (6y) | |
| Aaron Adcock | Registered representative | May 2020 (6y) | ||
| Christopher James Frain | Registered representative | CFP | May 2020 (6y) | |
| Cory Michael Helmbrecht | Registered representative | May 2020 (6y) | ||
| Craig Edward Draper | Registered representative | May 2020 (6y) | ||
| Eugene Christopher Ylo | Registered representative | May 2020 (6y) | ||
| Edward A Cheatham | Registered representative | CFP | May 2020 (6y) | |
| Gerald Edward Mang | Registered representative | May 2020 (6y) | ||
| Hunter M Mang | Registered representative | May 2020 (6y) | ||
| John Joseph Masterson | Registered representative | May 2020 (6y) | ||
| Kirk Lewis Futrell | Registered representative | May 2020 (6y) | ||
| Kristopher John Hornyak | Registered representative | May 2020 (6y) | ||
| Mark William Chamberlain | Registered representative | May 2020 (6y) | ||
| Megan Elizabeth Marshall | Registered representative | May 2020 (6y) | ||
| Melinda Malek Reineke | Registered representative | May 2020 (6y) | ||
| Michael Nathaniel Deleon | Registered representative | May 2020 (6y) | ||
| Nicholas Walding | Registered representative | CFA | May 2020 (6y) | |
| Thomas Francis Muldowney | Registered representative | May 2020 (6y) | ||
| Timothy James Verschure | Registered representative | May 2020 (6y) | ||
| Bridget Eileen Mitchell | Registered representative | CFP | May 2020 (6y) | |
| Mark S Chando | Registered representative | Jun 2020 (6y) | ||
| Christopher Mark Riley | Registered representative | CFP | Jul 2020 (6y) | |
| Jill Johnson Sincebaugh | Registered representative | CFP | Aug 2020 (6y) | |
| Heidi Batchelder Spencer | Registered representative | Aug 2020 (6y) | ||
| Doris Jean Drayton | Registered representative | CFP | Aug 2020 (6y) | |
| Jeremy Allan Chambers | Registered representative | Aug 2020 (6y) | ||
| Jeremy Stephen Tollas | Registered representative | Aug 2020 (6y) | ||
| Justin Kael Domber | Registered representative | Aug 2020 (6y) | ||
| James Robert Hobson | Registered representative | Aug 2020 (6y) | ||
| Susan Ann Shoemaker | Registered representative | CFP | Aug 2020 (6y) | |
| Brett Michael Reardon | Registered representative | Sep 2020 (6y) | ||
| Tyler Austin Sites | Registered representative | Sep 2020 (6y) | ||
| Erica Holton Blomgren | Registered representative | Sep 2020 (6y) | ||
| Sarah Marie Rooding | Registered representative | Oct 2020 (6y) | ||
| Catherine Marie Ellis | Registered representative | Nov 2020 (6y) | ||
| Elisabeth Loeb Jacobson | Registered representative | Nov 2020 (6y) | ||
| Karen K. Salvatore | Registered representative | CFP CFA | Nov 2020 (6y) | |
| Peter Andrew Vander Ploeg | Registered representative | CFP | Nov 2020 (6y) | |
| Phillip Epting | Registered representative | CFP | Dec 2020 (6y) | |
| Bradley Scott Lemon | Registered representative | Dec 2020 (6y) | ||
| Christina Sellers Burroughs | Registered representative | CFP | Dec 2020 (6y) | |
| Christopher Michael Bergthold | Registered representative | CFP | Dec 2020 (6y) | |
| Harold Michael Hirte | Registered representative | Dec 2020 (6y) | ||
| Jennifer Ardella Enter Arps | Registered representative | CFP | Dec 2020 (6y) | |
| Mark David Feldman | Registered representative | CFP | Dec 2020 (6y) | |
| Anthony Nicholas Scarpo | Registered representative | Jan 2021 (6y) | ||
| Jeffrey J Heasley | Registered representative | Jan 2021 (6y) | ||
| Jocelyn Hibshman | Registered representative | Jan 2021 (6y) | ||
| Jody Ann Werner | Registered representative | Jan 2021 (6y) | ||
| Joseph Corey Howard | Registered representative | Jan 2021 (6y) | ||
| Keith Patrick Biskup | Registered representative | CFP | Jan 2021 (6y) | |
| Michael John Passalinqua | Registered representative | CFP | Jan 2021 (6y) | |
| Nicholas Michael Wilson | Registered representative | Jan 2021 (6y) | ||
| Paula Marie Tremba | Registered representative | Jan 2021 (6y) | ||
| Joseph Anthony Scarpo | Registered representative | Jan 2021 (6y) | ||
| Alexander Gilbert Brown | Registered representative | CFP | Jan 2021 (6y) | |
| Kelly Thomas Brothers | Registered representative | CFP | Jan 2021 (6y) | |
| Kevin Alexander Chang | Registered representative | CFP | Jan 2021 (6y) | |
| Lon Edward Burford | Registered representative | CFP | Jan 2021 (6y) | |
| Mark Gordon Huffman | Registered representative | CFP | Jan 2021 (6y) | |
| Michael Thomas Genovese | Registered representative | CFP | Jan 2021 (6y) | |
| Peter J Ashby | Registered representative | CFP | Jan 2021 (6y) | |
| Randy L Byard | Registered representative | Jan 2021 (6y) | ||
| Rodney Clark Waterbury | Registered representative | CFP | Jan 2021 (6y) | |
| Scott Carmack Thomas | Registered representative | CFP | Jan 2021 (6y) | |
| William Bryce Gabri | Registered representative | CFP | Jan 2021 (6y) | |
| Kathryn C Mccall | Registered representative | CFP | Jan 2021 (6y) | |
| Elizabeth Ann Ulrichson | Registered representative | CFP | Feb 2021 (5y) | |
| Alisha Elizabeth Russo | Registered representative | Feb 2021 (5y) | ||
| David Bronn Westra | Registered representative | Feb 2021 (5y) | ||
| Englanttina Dashi | Registered representative | Feb 2021 (5y) | ||
| Eric Skyler Ensign | Registered representative | Feb 2021 (5y) | ||
| Evan Daniel Judge | Registered representative | CFP CFA | Feb 2021 (5y) | |
| James Carl Lamancusa | Registered representative | Feb 2021 (5y) | ||
| Kyle James Pitman | Registered representative | Feb 2021 (5y) | ||
| Nathan Francis Erickson | Registered representative | CFA | Feb 2021 (5y) | |
| Ryan Charles Penniman | Registered representative | Feb 2021 (5y) | ||
| William James Froelich | Registered representative | CFP CFA | Feb 2021 (5y) | |
| John Francis Buckley | Registered representative | Feb 2021 (5y) | ||
| Michael Patrick Volo | Registered representative | Feb 2021 (5y) | ||
| Robert Franklin Folkes | Registered representative | Feb 2021 (5y) | ||
| Sydney Jennings Jamieson | Registered representative | Feb 2021 (5y) | ||
| Timothy Charles Irvin | Registered representative | CFP | Feb 2021 (5y) | |
| Earle Winston Allen | Registered representative | Feb 2021 (5y) | ||
| James Duffy | Registered representative | Feb 2021 (5y) | ||
| Raymond Francis Mcgrath | Registered representative | Feb 2021 (5y) | ||
| Charles Thomas Richmond | Registered representative | Mar 2021 (5y) | ||
| Christeen Marie Reeg | Registered representative | Mar 2021 (5y) | ||
| Debra Lyn Hightower | Registered representative | Mar 2021 (5y) | ||
| Jan Joseph Rezler | Registered representative | Mar 2021 (5y) | ||
| Joey Payne | Registered representative | Mar 2021 (5y) | ||
| Lisa Renee Hamilton | Registered representative | Mar 2021 (5y) | ||
| Michael Alden Webb | Registered representative | Mar 2021 (5y) | ||
| Michael D Sanders | Registered representative | Mar 2021 (5y) | ||
| Rachel Ann Meeker | Registered representative | Mar 2021 (5y) | ||
| Ryan Gregory Jantzen | Registered representative | Mar 2021 (5y) | ||
| Scott Merritt Gordon | Registered representative | Mar 2021 (5y) | ||
| William David Altavilla | Registered representative | Mar 2021 (5y) | ||
| Boola Said Sourial | Registered representative | Mar 2021 (5y) | ||
| Jennifer E Stevens | Registered representative | Mar 2021 (5y) | ||
| Justin Thomas Vandegriff | Registered representative | CFP CFA | Apr 2021 (5y) | |
| Charles Bernard Pyke | Registered representative | Apr 2021 (5y) | ||
| Jonathan Shane Hunter | Registered representative | CFP | Apr 2021 (5y) | |
| Matthew Scott Godleski | Registered representative | CFP CFA | Apr 2021 (5y) | |
| Patrick James Plunkett | Registered representative | CFP | Apr 2021 (5y) | |
| Robert Dylan Kirk | Registered representative | May 2021 (5y) | ||
| Brent Joel Hartman | Registered representative | May 2021 (5y) | ||
| Emily Morgan Wrightson | Registered representative | May 2021 (5y) | ||
| Spencer A Harmon | Registered representative | May 2021 (5y) | ||
| Larry Eugene Elliott | Registered representative | CFP | Jun 2021 (5y) | |
| Mary Ann Hennelly Favata | Registered representative | CFP | Jun 2021 (5y) | |
| Alan Robert Nachman | Registered representative | Jul 2021 (5y) | ||
| Benjamin King Norwood | Registered representative | Jul 2021 (5y) | ||
| Carter R Hall | Registered representative | CFP | Jul 2021 (5y) | |
| Gary Curtis Davis | Registered representative | Jul 2021 (5y) | ||
| James Alvin Cannon | Registered representative | CFP | Jul 2021 (5y) | |
| Maura Sill Copsey | Registered representative | Jul 2021 (5y) | ||
| Russell B Miller | Registered representative | CFP | Jul 2021 (5y) | |
| Wesley Mattox Boyce | Registered representative | CFP | Jul 2021 (5y) | |
| Jason Martin Bart | Registered representative | Jul 2021 (5y) | ||
| Yen T Truong | Registered representative | CFP | Jul 2021 (5y) | |
| Laura Morganelli | Registered representative | Jul 2021 (5y) | ||
| Cody Lee Rogers | Registered representative | Aug 2021 (5y) | ||
| Taylor James Elroy Elliott | Registered representative | Aug 2021 (5y) | ||
| Jennifer Catherine Barker | Registered representative | CFA | Aug 2021 (5y) | |
| Kwame Julius James | Registered representative | CFA | Sep 2021 (5y) | |
| Barron Dean Beal | Registered representative | Oct 2021 (5y) | ||
| Casey Adam Keller | Registered representative | CFA | Oct 2021 (5y) | |
| David Richard Wallace | Registered representative | CFA | Oct 2021 (5y) | |
| David Sutherland Akright | Registered representative | CFP Chartered Financial Consultant | Oct 2021 (5y) | |
| John Duggan Eadie | Registered representative | CFP Personal Financial Specialist CFA | Oct 2021 (5y) | |
| John Glenn Keeton | Registered representative | CFA | Oct 2021 (5y) | |
| Justin Joseph Pawl | Registered representative | CFP CFA | Oct 2021 (5y) | |
| Mark R Nokyos | Registered representative | CFP | Oct 2021 (5y) | |
| Oliver Michael Norman | Registered representative | CFP Chartered Financial Consultant | Oct 2021 (5y) | |
| Raquel Renfro Lopez | Registered representative | CFP | Oct 2021 (5y) | |
| Shawn Trahill Morris | Registered representative | CFP | Oct 2021 (5y) | |
| Samuel Howard Dreibelbis | Registered representative | CFP | Oct 2021 (5y) | |
| Trevor Clarke Mansour | Registered representative | Oct 2021 (5y) | ||
| Karl Joseph Eggerss | Registered representative | Oct 2021 (5y) | ||
| Thomas Howard Oliphint | Registered representative | Oct 2021 (5y) | ||
| Jamie Patrick Lynch | Registered representative | CFP | Oct 2021 (5y) | |
| Andrew Joseph Sramek | Registered representative | CFA | Nov 2021 (5y) | |
| Andrew W Schwark | Registered representative | CFA | Nov 2021 (5y) | |
| David Wesley Ramsour | Registered representative | CFA | Nov 2021 (5y) | |
| Elliot Samuel Greenberg | Registered representative | CFA | Nov 2021 (5y) | |
| Kevin Glenn Yoshida | Registered representative | CFA | Nov 2021 (5y) | |
| Paul Buck Schreder | Registered representative | CFA | Nov 2021 (5y) | |
| Charles Mohr | Registered representative | CFA | Nov 2021 (5y) | |
| Christopher David Krakowski | Registered representative | CFA | Nov 2021 (5y) | |
| Ronald Anthony Heath | Registered representative | Nov 2021 (5y) | ||
| Daniel Raymond George | Registered representative | CFA | Nov 2021 (5y) | |
| John Brandon Carr | Registered representative | CFP | Nov 2021 (5y) | |
| Joseph Christopher Marzano | Registered representative | CFA | Nov 2021 (5y) | |
| Daniel Eric Simon | Registered representative | CFA | Nov 2021 (5y) | |
| William Brian Moody | Registered representative | Nov 2021 (5y) | ||
| Andrew Craig Fiegel | Registered representative | CFA | Nov 2021 (5y) | |
| Jeffrey Scott Freiser | Registered representative | Nov 2021 (5y) | ||
| Noel Thomas Strickling | Registered representative | Nov 2021 (5y) | ||
| Timothy Richard Egan | Registered representative | Dec 2021 (5y) | ||
| Molly Cuddy Thompson | Registered representative | Dec 2021 (5y) | ||
| Daryl Lee Deke | Registered representative | Jan 2022 (5y) | ||
| Christopher John Huber | Registered representative | CFP | Jan 2022 (5y) | |
| Andrew Bell Wisdom | Registered representative | Jan 2022 (5y) | ||
| Benjamin George Goldman | Registered representative | Jan 2022 (5y) | ||
| Christopher Francis Mahoney | Registered representative | Jan 2022 (5y) | ||
| Joshua Torrey Hohlfelder | Registered representative | CFP Personal Financial Specialist | Jan 2022 (5y) | |
| Kathaleen Marie Carroll Coelho | Registered representative | CFP | Jan 2022 (5y) | |
| Rebecca Renee Pouliot | Registered representative | CFP | Jan 2022 (5y) | |
| Gary P. Savage | Registered representative | CFP | Feb 2022 (5y) | |
| Jared A Milhoan | Registered representative | CFP | Feb 2022 (5y) | |
| Thomas M Keane | Registered representative | Feb 2022 (5y) | ||
| Anne Andrews Flink | Registered representative | CFP | Feb 2022 (4y) | |
| Jeffrey Lee Scott | Registered representative | CFP | Feb 2022 (4y) | |
| Edwin Richard Rodriguez | Registered representative | Mar 2022 (4y) | ||
| Robert Gregory Schott | Registered representative | CFP | Mar 2022 (4y) | |
| Rosa Ariana Estrada | Registered representative | CFP | Mar 2022 (4y) | |
| Son Le | Registered representative | CFA | Mar 2022 (4y) | |
| Attila Thomas Toth | Registered representative | Mar 2022 (4y) | ||
| Nroop Bhavsar | Registered representative | CFA | Mar 2022 (4y) | |
| Michael Alan Sasso | Registered representative | Mar 2022 (4y) | ||
| David Michael Hudak | Registered representative | CFA | Mar 2022 (4y) | |
| Carli Dawn Plunkett | Registered representative | Apr 2022 (4y) | ||
| Devin Poulsen Gillies | Registered representative | Apr 2022 (4y) | ||
| Briana Grace Smith | Registered representative | CFP | Jun 2022 (4y) | |
| Marcia J Riveglia Peters | Registered representative | CFA | Jul 2022 (4y) | |
| Kirkland Henley Caison | Registered representative | CFP | Jul 2022 (4y) | |
| Christine Reynolds Cunningham | Registered representative | CFP | Jul 2022 (4y) | |
| Harrison M Collins | Registered representative | CFP | Jul 2022 (4y) | |
| Jason Edward Lewis | Registered representative | CFP | Aug 2022 (4y) | |
| Thomas J Reynolds | Registered representative | Aug 2022 (4y) | ||
| Britni June Mosher | Registered representative | Aug 2022 (4y) | ||
| Aaron Joseph Anson | Registered representative | Aug 2022 (4y) | ||
| Benjamin Jay Christensen | Registered representative | Aug 2022 (4y) | ||
| Blake Ryan Greenfield | Registered representative | Aug 2022 (4y) | ||
| Benjamin Guerrant Jones | Registered representative | CFP | Aug 2022 (4y) | |
| Clay Edward Hartman | Registered representative | Aug 2022 (4y) | ||
| Cynthia Ann Wolf | Registered representative | Aug 2022 (4y) | ||
| Darren C Obrecht | Registered representative | Aug 2022 (4y) | ||
| David K Neal | Registered representative | Aug 2022 (4y) | ||
| Doug Eric Allen Jenkins | Registered representative | CFP | Aug 2022 (4y) | |
| George Dickson Griswold | Registered representative | CFP | Aug 2022 (4y) | |
| Janelle Ilene Correnti | Registered representative | CFP Personal Financial Specialist | Aug 2022 (4y) | |
| Jill Allagood Rogers | Registered representative | CFP | Aug 2022 (4y) | |
| John D Jenkins | Registered representative | Aug 2022 (4y) | ||
| Joseph Alan Pesnell | Registered representative | CFA | Aug 2022 (4y) | |
| Matthew C Taylor | Registered representative | Aug 2022 (4y) | ||
| Nicholas Michael Blasi | Registered representative | Aug 2022 (4y) | ||
| Richard James Rogers | Registered representative | Personal Financial Specialist | Aug 2022 (4y) | |
| Sidni Nicole Dohm | Registered representative | CFP | Aug 2022 (4y) | |
| Tracy Klem Ruddle | Registered representative | CFP | Aug 2022 (4y) | |
| Troy David Kerr | Registered representative | Aug 2022 (4y) | ||
| Blaise Tyler Heckman | Registered representative | CFP | Aug 2022 (4y) | |
| Deann Elaine Mitchell | Registered representative | CFP | Aug 2022 (4y) | |
| Robert Scott Richardson | Registered representative | Aug 2022 (4y) | ||
| Stephen Lee Olafson | Registered representative | CFP | Aug 2022 (4y) | |
| Mark Edward Howe | Registered representative | CFP | Aug 2022 (4y) | |
| Edward Christopher Burke | Registered representative | Sep 2022 (4y) | ||
| Kristi Jean Bieber Gibbs | Registered representative | Oct 2022 (4y) | ||
| Matthew Fitz Gibbon Winton | Registered representative | Oct 2022 (4y) | ||
| Scott Robert Meggenberg | Registered representative | Oct 2022 (4y) | ||
| Robert James Peel | Registered representative | Oct 2022 (4y) | ||
| Nicole R Becker | Registered representative | Oct 2022 (4y) | ||
| Lisa Treece Keleher | Registered representative | CFA | Oct 2022 (4y) | |
| Evan Mccrae Patterson | Registered representative | Oct 2022 (4y) | ||
| Robert Taylor Fee | Registered representative | Nov 2022 (4y) | ||
| Michelle Elizabeth Trouve | Registered representative | CFA | Nov 2022 (4y) | |
| Carol Romney | Registered representative | CFP | Nov 2022 (4y) | |
| Cleve Ericson Nordeen | Registered representative | Nov 2022 (4y) | ||
| Susan Skipper Willett | Registered representative | CFP | Nov 2022 (4y) | |
| Nathan Webel | Registered representative | CFP | Nov 2022 (4y) | |
| James Evan Cumalander | Registered representative | Nov 2022 (4y) | ||
| Sarah Haynes | Registered representative | Nov 2022 (4y) | ||
| Eric Scott Lipa | Registered representative | Nov 2022 (4y) | ||
| Julie Ann Fuller | Registered representative | CFP | Nov 2022 (4y) | |
| Michelle Rinker Mahoney | Registered representative | CFP | Nov 2022 (4y) | |
| David Raymond Hartness | Registered representative | CFP | Dec 2022 (4y) | |
| Lil Minton Mercer | Registered representative | Dec 2022 (4y) | ||
| Lindsay Michelle Allen | Registered representative | CFP | Dec 2022 (4y) | |
| Luis Charles Zervigon | Registered representative | CFP | Dec 2022 (4y) | |
| Kieran James Lowry | Registered representative | Dec 2022 (4y) | ||
| Aaron Waldman Ward | Registered representative | CFA | Dec 2022 (4y) | |
| Audrey Lynn Scroggs | Registered representative | Dec 2022 (4y) | ||
| Marc Hermer | Registered representative | CFA | Dec 2022 (4y) | |
| Casey Michael Veach | Registered representative | CFP CFA | Dec 2022 (4y) | |
| Clifton Randall Taylor | Registered representative | CFP | Dec 2022 (4y) | |
| Helen Elizabeth Marshall | Registered representative | Dec 2022 (4y) | ||
| Andrew Harrison Digby | Registered representative | CFP | Dec 2022 (4y) | |
| Jefferson Charles Adcock | Registered representative | CFP | Dec 2022 (4y) | |
| John Marshall Sinclair | Registered representative | CFP | Dec 2022 (4y) | |
| Matthew Field Bader | Registered representative | CFP | Dec 2022 (4y) | |
| Michael Trey Finch | Registered representative | Dec 2022 (4y) | ||
| Raymond Scott Roland | Registered representative | Dec 2022 (4y) | ||
| Russell Gregory Slagle | Registered representative | Dec 2022 (4y) | ||
| Virginia Arnold | Registered representative | CFP | Dec 2022 (4y) | |
| William Craig Reed | Registered representative | CFP CFA | Dec 2022 (4y) | |
| Andrew Scott Mitchell | Registered representative | CFP | Dec 2022 (4y) | |
| Beverly Le Ann Barnes | Registered representative | Dec 2022 (4y) | ||
| Chanon Jeanette Mac Donald | Registered representative | CFP | Dec 2022 (4y) | |
| Cory Taylor Morrison | Registered representative | CFP | Dec 2022 (4y) | |
| Erik Cannon Milam | Registered representative | CFP | Dec 2022 (4y) | |
| Jacob Granger Burchfield | Registered representative | Chartered Financial Consultant | Dec 2022 (4y) | |
| Jonathan Mark Carothers | Registered representative | Dec 2022 (4y) | ||
| Kevin Albert Mitchell | Registered representative | CFP | Dec 2022 (4y) | |
| Mary Gregory Clapp | Registered representative | Chartered Financial Consultant | Dec 2022 (4y) | |
| Matthew Tyler Sinclair | Registered representative | Dec 2022 (4y) | ||
| Mikael Allen Jacobs | Registered representative | CFP | Dec 2022 (4y) | |
| Mikael Winnie Jacobs | Registered representative | CFP | Dec 2022 (4y) | |
| Philip Shands Henninger | Registered representative | CFP | Dec 2022 (4y) | |
| Randall Scott Lee | Registered representative | CFP | Dec 2022 (4y) | |
| Robert Bradley Caldwell | Registered representative | CFP | Dec 2022 (4y) | |
| Susan Rich Harris | Registered representative | Chartered Financial Consultant | Dec 2022 (4y) | |
| John Conrad Hays | Registered representative | Jan 2023 (4y) | ||
| Kelly Ann Cullen Gentles | Registered representative | CFP | Jan 2023 (4y) | |
| Julie K Turner | Registered representative | Jan 2023 (4y) | ||
| Taylor Alexander Bauerle | Registered representative | Jan 2023 (4y) | ||
| Christopher Michael Goff | Registered representative | CFA | Jan 2023 (4y) | |
| David Steine | Registered representative | Jan 2023 (4y) | ||
| John Harvey Marshall | Registered representative | CFP | Jan 2023 (4y) | |
| Rashad Sullivan | Registered representative | Jan 2023 (4y) | ||
| Katie Eldred | Registered representative | Feb 2023 (3y) | ||
| Michael Lenzo | Registered representative | CFP | Feb 2023 (3y) | |
| Timothy John Vos | Registered representative | Feb 2023 (3y) | ||
| Richard Carlton Day | Registered representative | CFP | Feb 2023 (3y) | |
| Rebecca Smith Hedtler | Registered representative | Feb 2023 (3y) | ||
| Irina Gorokhova | Registered representative | Mar 2023 (3y) | ||
| Jason Allen Martinez | Registered representative | Mar 2023 (3y) | ||
| Nicholas Vincent Mellone | Registered representative | CFP | Mar 2023 (3y) | |
| Jack Edward Franceschina | Registered representative | Mar 2023 (3y) | ||
| Michael Alan Schreiber | Registered representative | Mar 2023 (3y) | ||
| Sarah Lynn Cathey | Registered representative | Mar 2023 (3y) | ||
| Chad Hardin | Registered representative | Apr 2023 (3y) | ||
| Julie Lynn Crowe | Registered representative | Apr 2023 (3y) | ||
| Jenny May Hood | Registered representative | CFP | Apr 2023 (3y) | |
| Amy Zelman Resnic | Registered representative | Apr 2023 (3y) | ||
| Corey S Stein | Registered representative | Apr 2023 (3y) | ||
| Marisa Elise Muldowney | Registered representative | Apr 2023 (3y) | ||
| Nicole Bernadette Bargas | Registered representative | CFP | Apr 2023 (3y) | |
| Christian Bentley Ray | Registered representative | CFP | Apr 2023 (3y) | |
| Katherine Kostecki Johnson | Registered representative | CFP | Apr 2023 (3y) | |
| Kevin Eric Lawson | Registered representative | CFP | Apr 2023 (3y) | |
| Michael David Wulff | Registered representative | Apr 2023 (3y) | ||
| Patrick Jerome Rosvold | Registered representative | Apr 2023 (3y) | ||
| Theodore Jack Ecker | Registered representative | Apr 2023 (3y) | ||
| Tyler Jace Bernard | Registered representative | Apr 2023 (3y) | ||
| Carter A Vaughan | Registered representative | CFP | Apr 2023 (3y) | |
| John Marshall Dickens | Registered representative | Apr 2023 (3y) | ||
| Tad Aaron Kastman | Registered representative | Apr 2023 (3y) | ||
| James Russell Ferrin | Registered representative | CFA | Apr 2023 (3y) | |
| John William Wing | Registered representative | Apr 2023 (3y) | ||
| Jacob James Herd | Registered representative | CFP | Apr 2023 (3y) | |
| Thomas Stanley Hardgrove | Registered representative | Apr 2023 (3y) | ||
| David Slegh | Registered representative | CFA | Apr 2023 (3y) | |
| Kyle Paul Olson | Registered representative | CFP Chartered Financial Consultant | Apr 2023 (3y) | |
| Daniel Darrin Westin | Registered representative | CFP Chartered Financial Consultant | Apr 2023 (3y) | |
| Sheila Maureen Harvey | Registered representative | May 2023 (3y) | ||
| Spencer William Brown | Registered representative | CFP | May 2023 (3y) | |
| Sabine Maria Vellucci | Registered representative | Jun 2023 (3y) | ||
| Anthony Joseph Harvot | Registered representative | CFP | Jun 2023 (3y) | |
| Brandon Heath Kershaw | Registered representative | CFP | Jun 2023 (3y) | |
| Jeremy Thomas Head | Registered representative | CFP | Jun 2023 (3y) | |
| Jessica Ashley Bourne Mayo | Registered representative | Jun 2023 (3y) | ||
| Katherine M. Gibert | Registered representative | Jun 2023 (3y) | ||
| Matthew Quinton Huggins | Registered representative | CFP | Jun 2023 (3y) | |
| Thomas Samuel Gile | Registered representative | Jun 2023 (3y) | ||
| Tara Minnich Fuselier | Registered representative | Jun 2023 (3y) | ||
| Taylor Joseph Billings | Registered representative | Jun 2023 (3y) | ||
| Emily Sue Copeland | Registered representative | Jun 2023 (3y) | ||
| Michael Alan Horlick | Registered representative | CFP Personal Financial Specialist CFA | Jun 2023 (3y) | |
| Ryan Randall Griffin | Registered representative | CFA | Jun 2023 (3y) | |
| Stephanie Marie Bishop Smith | Registered representative | Jun 2023 (3y) | ||
| Scott Rubin | Registered representative | CFA | Jun 2023 (3y) | |
| Daniel Thomas Drake | Registered representative | CFP | Jun 2023 (3y) | |
| Denise Renee Rothermel | Registered representative | CFP | Jun 2023 (3y) | |
| Kelly Marie Hendrick Pattillo | Registered representative | Jun 2023 (3y) | ||
| Philip Mark Debruyn | Registered representative | Jun 2023 (3y) | ||
| Shane Darren Price | Registered representative | CFP | Jun 2023 (3y) | |
| Marcel Plomteaux | Registered representative | CFP | Jul 2023 (3y) | |
| Robert E Thomas | Registered representative | Jul 2023 (3y) | ||
| Lauren Marie Rowan | Registered representative | CFP | Aug 2023 (3y) | |
| Ashley Brooke Starr | Registered representative | Aug 2023 (3y) | ||
| Thompson Schollaert | Registered representative | Aug 2023 (3y) | ||
| Joshua Alexander Sarco Bingtan | Registered representative | CFP | Aug 2023 (3y) | |
| Ellen Ruth Shaer | Registered representative | CFA | Aug 2023 (3y) | |
| Simon Richard Anzaldua | Registered representative | Sep 2023 (3y) | ||
| Shaun Dallas Cox | Registered representative | Sep 2023 (3y) | ||
| David Louis Browne | Registered representative | Sep 2023 (3y) | ||
| Christopher P Hopkins | Registered representative | Sep 2023 (3y) | ||
| Gosia Malgorzata Izabela Sutcliffe | Registered representative | Chartered Financial Consultant | Oct 2023 (3y) | |
| Bradley Yu | Registered representative | CFP | Oct 2023 (3y) | |
| Brian Upchurch | Registered representative | CFP | Oct 2023 (3y) | |
| Justin Paul Kassanits | Registered representative | CFP | Oct 2023 (3y) | |
| Jordan Isquith | Registered representative | Oct 2023 (3y) | ||
| Kevin Douglas Sweet | Registered representative | CFP | Oct 2023 (3y) | |
| Larry Ryan Thomas | Registered representative | CFP | Oct 2023 (3y) | |
| Mark August Deprez | Registered representative | Oct 2023 (3y) | ||
| Ryan Thomas Konop | Registered representative | CFP | Oct 2023 (3y) | |
| Sheri Lynn Kendall | Registered representative | CFP | Oct 2023 (3y) | |
| Sarah Little Grecco | Registered representative | CFP | Oct 2023 (3y) | |
| Charles Murphy Paderick | Registered representative | CFP | Oct 2023 (3y) | |
| Miller D Robins | Registered representative | CFP | Oct 2023 (3y) | |
| Renee Davis Thomas | Registered representative | Oct 2023 (3y) | ||
| Kristin Elizabeth Moistner | Registered representative | Oct 2023 (3y) | ||
| Patricia Ledbetter | Registered representative | Oct 2023 (3y) | ||
| Charlsie Irene Ashlock | Registered representative | CFP | Oct 2023 (3y) | |
| Matthew Graziano | Registered representative | Oct 2023 (3y) | ||
| Mariah Lynn Day | Registered representative | CFP | Oct 2023 (3y) | |
| Casey James Bollock | Registered representative | CFP | Nov 2023 (3y) | |
| Eric Thomas Vernon | Registered representative | Nov 2023 (3y) | ||
| Ian Hunter Vernon | Registered representative | Nov 2023 (3y) | ||
| William Keller Normann | Registered representative | Nov 2023 (3y) | ||
| Marilyn Schaja | Registered representative | Nov 2023 (3y) | ||
| Michelle Caroline Miller | Registered representative | Nov 2023 (3y) | ||
| Jeffrey Samuel Thurm | Registered representative | CFA | Nov 2023 (3y) | |
| Reid Arthur Martens | Registered representative | Nov 2023 (3y) | ||
| Jeffrey Jen Chie Yu | Registered representative | CFP | Dec 2023 (3y) | |
| Ashley Kathleen Frost Corley | Registered representative | Dec 2023 (3y) | ||
| Clayton Hunter | Registered representative | CFP | Dec 2023 (3y) | |
| Geoffrey Peter Schock | Registered representative | Dec 2023 (3y) | ||
| Kyle Edward Hauge | Registered representative | Dec 2023 (3y) | ||
| Matthew Michael Myers | Registered representative | CFP | Dec 2023 (3y) | |
| Melissa Ann Karpen | Registered representative | Dec 2023 (3y) | ||
| Michael Thomas Coyne | Registered representative | Dec 2023 (3y) | ||
| Sabrina Kathleen Mcgurr | Registered representative | Dec 2023 (3y) | ||
| Shannon Elizabeth Reid | Registered representative | Dec 2023 (3y) | ||
| Vinh Hoang Nguyen | Registered representative | Dec 2023 (3y) | ||
| Ryan Eric Colkitt | Registered representative | CFP CFA | Dec 2023 (3y) | |
| Wendy Warren Loehr | Registered representative | CFP | Dec 2023 (3y) | |
| Jolynn Davis | Registered representative | Dec 2023 (3y) | ||
| Stewart Michael Schmidt | Registered representative | CFP | Jan 2024 (3y) | |
| Matthew Richard Haske | Registered representative | Jan 2024 (3y) | ||
| Graham Hawes | Registered representative | CFA | Jan 2024 (3y) | |
| Lindsay Ann Abrahams | Registered representative | Jan 2024 (3y) | ||
| Arleth Yvonne Baird | Registered representative | Jan 2024 (3y) | ||
| Austin Alan Douglas | Registered representative | Jan 2024 (3y) | ||
| Brian Keith Jones | Registered representative | CFP | Jan 2024 (3y) | |
| Gregory Scott Parker | Registered representative | Jan 2024 (3y) | ||
| Melissa Wong Cella | Registered representative | Jan 2024 (3y) | ||
| Preston Joseph Baird | Registered representative | Jan 2024 (3y) | ||
| Taylor Parker | Registered representative | CFP | Jan 2024 (3y) | |
| Anna Gabriella Martinez | Registered representative | Jan 2024 (3y) | ||
| Zachary Maxwell Clifford | Registered representative | CFP | Jan 2024 (3y) | |
| John Randall Zick | Registered representative | Jan 2024 (3y) | ||
| Sarah Chobot Falgiatano | Registered representative | Jan 2024 (3y) | ||
| Alex Gast | Registered representative | Feb 2024 (2y) | ||
| David Edward Enenbach | Registered representative | Feb 2024 (2y) | ||
| Justin Sinisi | Registered representative | Feb 2024 (2y) | ||
| Austin Ingraham Pinard | Registered representative | Feb 2024 (2y) | ||
| Christopher Michael Labbe | Registered representative | Mar 2024 (2y) | ||
| Jacob Meyer | Registered representative | Mar 2024 (2y) | ||
| Ryan Matthew Oravetz | Registered representative | CFP | Mar 2024 (2y) | |
| Maria Avgoustis | Registered representative | Mar 2024 (2y) | ||
| Haley Mc Kenna Van Horn | Registered representative | Apr 2024 (2y) | ||
| Jack Riley Wing | Registered representative | Apr 2024 (2y) | ||
| Justin Scott Cohen | Registered representative | Apr 2024 (2y) | ||
| Kimberly Ann Breault | Registered representative | May 2024 (2y) | ||
| Daniel Peter Urban | Registered representative | May 2024 (2y) | ||
| Franco Alfredo Biasi | Registered representative | Jun 2024 (2y) | ||
| Joseph John De Bello | Registered representative | Jun 2024 (2y) | ||
| Tyler Jacob Hodges | Registered representative | Jun 2024 (2y) | ||
| Thomas R Coast | Registered representative | Jun 2024 (2y) | ||
| David E Herlihy | Registered representative | Jun 2024 (2y) | ||
| Cara Cannon | Registered representative | Jun 2024 (2y) | ||
| Susan Erin Lubeck | Registered representative | CFP | Jul 2024 (2y) | |
| Daniel Allen Grover | Registered representative | CFP | Jul 2024 (2y) | |
| Raymond Jack Irons | Registered representative | CFP | Jul 2024 (2y) | |
| Colin M. Bentley | Registered representative | Jul 2024 (2y) | ||
| Lillie Marie Ware | Registered representative | CFP | Jul 2024 (2y) | |
| Reagan T Mac Donald | Registered representative | Jul 2024 (2y) | ||
| Robert Bradley Poole Propst | Registered representative | Jul 2024 (2y) | ||
| Tanner William Fields | Registered representative | CFP | Jul 2024 (2y) | |
| Cameron Ray Tinsley | Registered representative | CFP | Aug 2024 (2y) | |
| Timothy David Rice | Registered representative | Aug 2024 (2y) | ||
| Steven Taylor Nowell | Registered representative | Aug 2024 (2y) | ||
| Nina Elise Esch | Registered representative | CFP | Aug 2024 (2y) | |
| Fred Jarrett Gatling | Registered representative | CFP | Sep 2024 (2y) | |
| Miranda Claire Stefan | Registered representative | Sep 2024 (2y) | ||
| Cody Michael Cavaco | Registered representative | Sep 2024 (2y) | ||
| Ian Thomas Dillard | Registered representative | CFP Chartered Financial Consultant | Sep 2024 (2y) | |
| Nicholas Hodgkins | Registered representative | CFP | Sep 2024 (2y) | |
| Ryan Randall Rafidi | Registered representative | Sep 2024 (2y) | ||
| Eric Peart Burton | Registered representative | Oct 2024 (2y) | ||
| Rosana Hernandez | Registered representative | Oct 2024 (2y) | ||
| John Henry Lockwood | Registered representative | CFP | Oct 2024 (2y) | |
| Kiernan Marcus Richards | Registered representative | Oct 2024 (2y) | ||
| Whitney Janet Fuller | Registered representative | Nov 2024 (2y) | ||
| Morgan Dowling Merline | Registered representative | Nov 2024 (2y) | ||
| Brian J. Walsh | Registered representative | CFP | Nov 2024 (2y) | |
| Abigail Marr Psyhogeos | Registered representative | Nov 2024 (2y) | ||
| Katie E. Exchange | Registered representative | CFP | Nov 2024 (2y) | |
| Timothy John Gray | Registered representative | CFP | Nov 2024 (2y) | |
| Clarence Hopkins King | Registered representative | Nov 2024 (2y) | ||
| Erin Marie Jagusak | Registered representative | Nov 2024 (2y) | ||
| Jonathan D Lynch | Registered representative | CFA | Nov 2024 (2y) | |
| Stacy Austin Reinhart | Registered representative | Nov 2024 (2y) | ||
| Jeremy Scott Glenn | Registered representative | Nov 2024 (2y) | ||
| Logan Anthony Delmonico | Registered representative | Nov 2024 (2y) | ||
| Megan Stallings Loftin | Registered representative | CFP | Nov 2024 (2y) | |
| Kathryn Roslyn Colon | Registered representative | Dec 2024 (2y) | ||
| Asher Kiely | Registered representative | Dec 2024 (2y) | ||
| Jay Nicholls | Registered representative | CFA | Dec 2024 (2y) | |
| John David Pini | Registered representative | CFA | Dec 2024 (2y) | |
| Louis Pyle Crosier | Registered representative | Dec 2024 (2y) | ||
| Stephen Mccabe | Registered representative | Dec 2024 (2y) | ||
| Susan Gaukler Zimmerman | Registered representative | Dec 2024 (2y) | ||
| Timothy James Farina | Registered representative | CFA | Dec 2024 (2y) | |
| Timothy Michael Robinson | Registered representative | CFA | Dec 2024 (2y) | |
| Paul Andrew Manion | Registered representative | Dec 2024 (2y) | ||
| Amanda Calvert | Registered representative | Dec 2024 (2y) | ||
| Brian Stewart | Registered representative | CFP Chartered Financial Consultant | Dec 2024 (2y) | |
| Craig Rowan Alcock | Registered representative | Dec 2024 (2y) | ||
| Frances Fang | Registered representative | CFP | Dec 2024 (2y) | |
| Jacob Rawlings | Registered representative | Dec 2024 (2y) | ||
| Mark Thomas Wagner | Registered representative | CFA | Dec 2024 (2y) | |
| Nathan Blumenschein | Registered representative | CFP | Dec 2024 (2y) | |
| Peter Jon Rekstad | Registered representative | CFP Chartered Financial Consultant | Dec 2024 (2y) | |
| Quinn William Archer | Registered representative | Dec 2024 (2y) | ||
| Richard Edmund Hills | Registered representative | CFP | Dec 2024 (2y) | |
| Richard Lee Clement | Registered representative | CFP | Dec 2024 (2y) | |
| Travis Ryan Gleason | Registered representative | CFP | Dec 2024 (2y) | |
| Tristen Scott Pals | Registered representative | Dec 2024 (2y) | ||
| Kelly Peter Campbell | Registered representative | CFP Chartered Financial Consultant | Dec 2024 (2y) | |
| Laurie Lynn Novak | Registered representative | CFP | Dec 2024 (2y) | |
| Susan Black | Registered representative | CFP | Dec 2024 (2y) | |
| Angie Butler | Registered representative | Jan 2025 (2y) | ||
| Deanna Raquel Bamford | Registered representative | Jan 2025 (2y) | ||
| Haley Barr Hardin | Registered representative | Jan 2025 (2y) | ||
| Jared Jamael Hardin | Registered representative | Jan 2025 (2y) | ||
| Kyle Douglas Clark | Registered representative | Jan 2025 (2y) | ||
| Stephen Harold Schott | Registered representative | Jan 2025 (2y) | ||
| Andrew James Ataras | Registered representative | CFP | Jan 2025 (2y) | |
| Kipp Gordon Small | Registered representative | Jan 2025 (2y) | ||
| Megan P Schaefer Curran | Registered representative | Jan 2025 (2y) | ||
| Arthur John Brachowski | Registered representative | CFA | Jan 2025 (2y) | |
| Dennis Wayne Stavinoha | Registered representative | CFP Chartered Financial Consultant | Jan 2025 (2y) | |
| Dylan Michael Tarpey | Registered representative | CFP | Jan 2025 (2y) | |
| John Ross Kirkpatrick | Registered representative | CFP | Jan 2025 (2y) | |
| Nicholas E Schaefer | Registered representative | CFP | Jan 2025 (2y) | |
| Taria Dawn Agbelusi | Registered representative | Jan 2025 (2y) | ||
| Hanna R Haison | Registered representative | Jan 2025 (2y) | ||
| Brad Michael Weafer | Registered representative | CFA | Jan 2025 (2y) | |
| Kathrin Miller Jones | Registered representative | Feb 2025 (1y) | ||
| Samantha J Smith | Registered representative | CFP | Feb 2025 (1y) | |
| Duncan Tart | Registered representative | Feb 2025 (1y) | ||
| James Michael Suppelsa | Registered representative | CFA | Feb 2025 (1y) | |
| Ian Thomas Prymak | Registered representative | CFP CFA | Feb 2025 (1y) | |
| Tyler J Frech | Registered representative | CFP | Feb 2025 (1y) | |
| Alec J Murray | Registered representative | CFP | Feb 2025 (1y) | |
| Aaron Joseph Daines | Registered representative | Feb 2025 (1y) | ||
| Donna Marie Scotti | Registered representative | Feb 2025 (1y) | ||
| Jacob Samuel Lozier | Registered representative | CFA | Feb 2025 (1y) | |
| Peyton Alexis Ask | Registered representative | Feb 2025 (1y) | ||
| Thomas Spohn | Registered representative | CFP | Feb 2025 (1y) | |
| Olivia Baffour | Registered representative | Feb 2025 (1y) | ||
| Meghan Lusk | Registered representative | CFP | Feb 2025 (1y) | |
| Thomas Edward Costello | Registered representative | CFP | Mar 2025 (1y) | |
| Stefanie Nicole Olah | Registered representative | Mar 2025 (1y) | ||
| Bridget Mc Dermott | Registered representative | CFP | Mar 2025 (1y) | |
| Christopher Kevin Grogan | Registered representative | Mar 2025 (1y) | ||
| George Harrell Edmiston | Registered representative | Mar 2025 (1y) | ||
| Gregory Prince | Registered representative | Mar 2025 (1y) | ||
| Jeanne Kelsey Fritchley | Registered representative | Mar 2025 (1y) | ||
| Lyle Conner Mutter | Registered representative | Mar 2025 (1y) | ||
| Lyric Boyette Martin | Registered representative | CFP | Mar 2025 (1y) | |
| Molly Mahaffey Peecher | Registered representative | Mar 2025 (1y) | ||
| Richard Wade Austin | Registered representative | Mar 2025 (1y) | ||
| Steven Andrew Shak | Registered representative | CFP | Mar 2025 (1y) | |
| William Reed | Registered representative | CFA | Mar 2025 (1y) | |
| Amanda Hawkins Ritter | Registered representative | CFP | Mar 2025 (1y) | |
| Kyle Patterson Ware | Registered representative | CFP | Mar 2025 (1y) | |
| Jeffrey Ray | Registered representative | Mar 2025 (1y) | ||
| Philip Bona Kelton | Registered representative | Apr 2025 (1y) | ||
| John Dillon Ladenburger | Registered representative | Apr 2025 (1y) | ||
| Samuel Trumps | Registered representative | Apr 2025 (1y) | ||
| Antonio Graziosi | Registered representative | May 2025 (1y) | ||
| Schafer Heiner | Registered representative | May 2025 (1y) | ||
| Matthew Christopher Murphy | Registered representative | CFA | May 2025 (1y) | |
| Scott Crawford Lemen | Registered representative | May 2025 (1y) | ||
| William Tyler Boswell | Registered representative | CFP | May 2025 (1y) | |
| David Luke Eller | Registered representative | May 2025 (1y) | ||
| Christine Sarah Petersen | Registered representative | CFP | Jun 2025 (1y) | |
| Ryan Wesley Heath | Registered representative | Jun 2025 (1y) | ||
| Austin Bradford Moore | Registered representative | CFP | Jun 2025 (1y) | |
| Jacob Alexander Rhodes | Registered representative | CFP | Jun 2025 (1y) | |
| Nathaniel Ryan Dutkewych | Registered representative | Jun 2025 (1y) | ||
| Shawn Dunn | Registered representative | Jun 2025 (1y) | ||
| Constantine Steven Pavlack | Registered representative | Jun 2025 (1y) | ||
| Kevin Michael Major | Registered representative | Jun 2025 (1y) | ||
| Christopher Duane Mc Gee | Registered representative | Jun 2025 (1y) | ||
| Christopher David Madden | Registered representative | CFP | Jun 2025 (1y) | |
| George Warren Barrett | Registered representative | CFP | Jun 2025 (1y) | |
| Nargiz Kambarova | Registered representative | Jun 2025 (1y) | ||
| Bradford Arthur Gardner | Registered representative | Jul 2025 (1y) | ||
| Alexander Francisco Reyes | Registered representative | Jul 2025 (1y) | ||
| Michael Christopher Amberger | Registered representative | Aug 2025 (1y) | ||
| Madeleine Grace Leenstra | Registered representative | Aug 2025 (1y) | ||
| Bryan David Grimm | Registered representative | CFA | Aug 2025 (1y) | |
| Christina Marie Morelli | Registered representative | CFA | Aug 2025 (1y) | |
| Randal E Hagen | Registered representative | Aug 2025 (1y) | ||
| Logan Thomas Treptau | Registered representative | Aug 2025 (1y) | ||
| Aaron Nicholas Fry | Registered representative | Aug 2025 (1y) | ||
| Claudine Marsh | Registered representative | Aug 2025 (1y) | ||
| Jacob Cueny | Registered representative | Sep 2025 (1y) | ||
| Adam Gray Robinette | Registered representative | Sep 2025 (1y) | ||
| Bryce Graham Lew | Registered representative | Chartered Financial Consultant | Sep 2025 (1y) | |
| Bruce Steamer | Registered representative | Sep 2025 (1y) | ||
| Naomi Sue Soto | Registered representative | Sep 2025 (1y) | ||
| Elena P Mccoy | Registered representative | Sep 2025 (1y) | ||
| Hennessey Pahl Stuart | Registered representative | Sep 2025 (1y) | ||
| Keith Glenn Manning | Registered representative | Sep 2025 (1y) | ||
| Ludwig Xavier Von Lignau | Registered representative | Oct 2025 (1y) | ||
| Allison Nicole Conrad | Registered representative | Oct 2025 (1y) | ||
| Daniel L Wolff | Registered representative | CFA | Oct 2025 (1y) | |
| Gabriel Konar Chodak | Registered representative | Oct 2025 (1y) | ||
| Elizabeth Nicole Napper | Registered representative | CFP | Oct 2025 (1y) | |
| Colin John Desrosiers | Registered representative | CFP | Oct 2025 (1y) | |
| James Joseph Eckl | Registered representative | Oct 2025 (1y) | ||
| Jason Scott Garlock | Registered representative | CFA | Oct 2025 (1y) | |
| Madeleine Darstein Ottman | Registered representative | CFA | Oct 2025 (1y) | |
| Nathan Daniel Hoornbeek | Registered representative | Oct 2025 (1y) | ||
| Timothy Joseph Shanahan | Registered representative | Oct 2025 (1y) | ||
| Zachary Robert Mullally | Registered representative | CFP | Oct 2025 (1y) | |
| Allison Nancy Shuler | Registered representative | CFP | Oct 2025 (1y) | |
| Peter Huntington Greaves Tunnell | Registered representative | Oct 2025 (1y) | ||
| Stephen Charles Lavenets | Registered representative | Oct 2025 (1y) | ||
| Tobin Benjamin Woodruff | Registered representative | CFP | Oct 2025 (1y) | |
| Gina Lee Dimonda | Registered representative | CFP | Oct 2025 (1y) | |
| Isabella Francis Loughlin | Registered representative | Oct 2025 (1y) | ||
| Eric Scott Furnal | Registered representative | CFA | Oct 2025 (1y) | |
| Kareem Green | Registered representative | Chartered Financial Consultant | Oct 2025 (1y) | |
| Rachel Kathryn Coia | Registered representative | CFP | Oct 2025 (1y) | |
| Thomas Edward Bolt | Registered representative | Oct 2025 (1y) | ||
| William Bergman | Registered representative | Oct 2025 (1y) | ||
| Jordan Michael Millner | Registered representative | CFA | Nov 2025 (1y) | |
| Anthony Joseph Zacchini | Registered representative | Nov 2025 (1y) | ||
| John Thomas Dipasquale | Registered representative | Nov 2025 (1y) | ||
| Thomas Martin Bartlett | Registered representative | CFA | Nov 2025 (1y) | |
| Christopher Martin Mooney | Registered representative | Nov 2025 (1y) | ||
| Tiffany Norton Dobbins | Registered representative | CFP | Nov 2025 (1y) | |
| John Robert Denger | Registered representative | CFP | Nov 2025 (1y) | |
| Giuseppe Daley Azzarello | Registered representative | Nov 2025 (1y) | ||
| Brandon James Martineson | Registered representative | Nov 2025 (1y) | ||
| Austin John Hipschen | Registered representative | CFP | Nov 2025 (1y) | |
| June Micah Lewis | Registered representative | Dec 2025 (1y) | ||
| Stephen E Powell | Registered representative | Dec 2025 (1y) | ||
| Amber Judah Pearson | Registered representative | Jan 2026 (1y) | ||
| Jaylen Thomas | Registered representative | Jan 2026 (1y) | ||
| Brooke A Bowen | Registered representative | Jan 2026 (1y) | ||
| Calvin Rudolph | Registered representative | CFP CFA | Jan 2026 (1y) | |
| James Lester Ross Ii | Registered representative | Jan 2026 (1y) | ||
| Aaron Lee Wilcox | Registered representative | Jan 2026 (1y) | ||
| Lawrence Johnson Caison | Registered representative | Jan 2026 (1y) | ||
| Hayley Rae Betts | Registered representative | Jan 2026 (1y) | ||
| Mark Louis Nothnagel | Registered representative | Jan 2026 (1y) | ||
| Clinton Wade Anderson | Registered representative | CFA | Feb 2026 (0y) | |
| Philip Martin Cole | Registered representative | CFP CFA | Feb 2026 (0y) | |
| Ryan Anthony Chiaverini | Registered representative | CFA | Feb 2026 (0y) | |
| James Milgram Klein | Registered representative | CFA | Feb 2026 (0y) | |
| Melissa Trujillo | Registered representative | Feb 2026 (0y) | ||
| Thomas Patrick Reynolds | Registered representative | Feb 2026 (0y) | ||
| Nathan W Benedix | Registered representative | Feb 2026 (0y) | ||
| Christopher Matthew Bougeokles | Registered representative | CFP | Feb 2026 (0y) | |
| Jarryd Mychal Reyes | Registered representative | CFP | Feb 2026 (0y) | |
| Gregory A. Korbekian | Registered representative | Feb 2026 (0y) | ||
| Jared William Bergstrom | Registered representative | CFP CFA | Feb 2026 (0y) | |
| John Randall Walsh | Registered representative | Feb 2026 (0y) | ||
| Simon Y Chung | Registered representative | CFP | Feb 2026 (0y) | |
| Cameron Neil Kirdahy | Registered representative | Feb 2026 (0y) | ||
| Glendon Charles Trullinger | Registered representative | Feb 2026 (0y) | ||
| Hans Peter Ewert | Registered representative | Feb 2026 (0y) | ||
| Jared Raymond Oren | Registered representative | CFP | Feb 2026 (0y) | |
| Lauren Marie Costan | Registered representative | Feb 2026 (0y) | ||
| Marion Anthony Jabczenski | Registered representative | Feb 2026 (0y) | ||
| Shane D. L. Whippo | Registered representative | CFA | Feb 2026 (0y) | |
| Timothy Aaron Carter | Registered representative | Feb 2026 (0y) | ||
| Steven Patrick Ford | Registered representative | Feb 2026 (0y) | ||
| Todd Randall Walsh | Registered representative | Feb 2026 (0y) | ||
| Mark Joseph Langerman | Registered representative | Feb 2026 (0y) | ||
| Morgan Elizabeth Evans | Registered representative | Feb 2026 (0y) | ||
| William Lawson Spitz | Registered representative | Feb 2026 (0y) | ||
| Connor Dale Keim | Registered representative | CFA | Feb 2026 (0y) | |
| Jonathan Scott Wall | Registered representative | Feb 2026 (0y) | ||
| Brian Wesley Kofoed | Registered representative | CFP | Feb 2026 (0y) | |
| Elizabeth Dopking Neal | Registered representative | CFP | Feb 2026 (0y) | |
| Mark Everett Eveans | Registered representative | CFA Chartered Investment Counselor | Feb 2026 (0y) | |
| Benjamin Madsen Smiley | Registered representative | CFA | Feb 2026 (0y) | |
| Jeffrey Byron Strouse | Registered representative | Feb 2026 (0y) | ||
| Krista Marie Holappa | Registered representative | CFP | Feb 2026 (0y) | |
| Frank Burkhead Wyatt | Registered representative | Mar 2026 (0y) | ||
| Heather Wagner Perry | Registered representative | Mar 2026 (0y) | ||
| Robin Lynn Cook | Registered representative | Mar 2026 (0y) | ||
| Terri Lynn Ritchie | Registered representative | CFP | Mar 2026 (0y) | |
| Nathan Edward Booth | Registered representative | CFP | Mar 2026 (0y) | |
| Brian Pettis | Registered representative | Mar 2026 (0y) | ||
| Miles Adam Woodling | Registered representative | CFP | Mar 2026 (0y) | |
| Benjamin Marshall Gardner | Registered representative | CFP | Mar 2026 (0y) | |
| Reid S Barber | Registered representative | Mar 2026 (0y) | ||
| Meagan E Abbey | Registered representative | Mar 2026 (0y) | ||
| Doni Lea Langston | Registered representative | Mar 2026 (0y) | ||
| Bryon Richard Gilbert | Registered representative | CFP | Mar 2026 (0y) | |
| Tyler Wink Green | Registered representative | Mar 2026 (0y) | ||
| Tammy Michelle Dannewitz | Registered representative | CFP | Mar 2026 (0y) | |
| Tyler Jeremy Burkom | Registered representative | Mar 2026 (0y) | ||
| Thomas Dalton Truluck | Registered representative | CFP | Mar 2026 (0y) | |
| William Dennis Tates | Registered representative | Mar 2026 (0y) | ||
| Ryan Kartchner | Registered representative | Apr 2026 (0y) | ||
| Timothy Barrett | Registered representative | Apr 2026 (0y) | ||
| Brent Allan Thomas | Registered representative | Apr 2026 (0y) | ||
| Jennifer Beth Williams | Registered representative | CFP | Apr 2026 (0y) | |
| Kory David Lee | Registered representative | CFP | Apr 2026 (0y) | |
| Andrew Ronald Knust | Registered representative | CFP | Apr 2026 (0y) | |
| Loredana M Morosanu | Registered representative | Apr 2026 (0y) | ||
| Tanner Hodges | Registered representative | Apr 2026 (0y) | ||
| Tonja Wisowaty Truesdell | Registered representative | Apr 2026 (0y) | ||
| Christopher Corkhill Dautrich | Registered representative | CFP | May 2026 (0y) | |
| Douglas Andrew Swope | Registered representative | CFP | May 2026 (0y) | |
| Henry William Hudson | Registered representative | CFP | May 2026 (0y) | |
| Justin N Thompson | Registered representative | CFP | May 2026 (0y) | |
| Catherine Elizabeth Currin | Registered representative | CFP | May 2026 (0y) | |
| Kaitlyn Elizabeth Moschella | Registered representative | May 2026 (0y) | ||
| Christopher Neuner | Registered representative | Jun 2026 (0y) | ||
| Patricia Pichardo | Registered representative | Jun 2026 (0y) | ||
| Steven Craig Newcomb | Registered representative | Jun 2026 (0y) | ||
| Brittany Elizabeth Jungers | Registered representative | Jun 2026 (0y) | ||
| Alonso Amaya | Registered representative | Jun 2026 (0y) | ||
| Eric Moist | Registered representative | Jun 2026 (0y) | ||
| Jaden James Gallardo | Registered representative | Jun 2026 (0y) | ||
| James Schaefer | Registered representative | Jun 2026 (0y) | ||
| Danielle La Nise Frazier | Registered representative | CFP | Jun 2026 (0y) | |
| Kirby Eugene Pate | Registered representative | Jul 2026 (0y) | ||
| Stephen Panos Keshishian | Registered representative | CFP | Jul 2026 (0y) | |
| Jennifer Kennedy Ontko | Registered representative | Jul 2026 (0y) | ||
| Lauren Marie Bradley | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| The Capfinancial Group, Llc | Member | May 2015 | A | 75% or more |
| Gtcr Fund Xii/B Lp | Member | Jun 2020 | B | ≈ 14.06% – 50% via Halftime Holdings Llc |
| Capfinancial Holdings, Inc. | Member | May 2015 | B | ≈ 18.75% – 50% via The Capfinancial Group, Llc |
| Halftime Holdings Llc | Member | Aug 2020 | B | ≈ 18.75% – 50% via The Capfinancial Group, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- James Fielding Miller: 25% – 50% of Capfinancial Holdings, Inc. × 25% – 50% of The Capfinancial Group, Llc × 75% – 100% direct ≈ 4.69% – 25% of the firm
- Gtcr Fund Xii/B Lp: 75% – 100% of Halftime Holdings Llc × 25% – 50% of The Capfinancial Group, Llc × 75% – 100% direct ≈ 14.06% – 50% of the firm
- Capfinancial Holdings, Inc.: 25% – 50% of The Capfinancial Group, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Halftime Holdings Llc: 25% – 50% of The Capfinancial Group, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (8, $118M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Mra Credit Strategies Fund I A Lp | Other Private Fund | $27.3M | $0 | 100 |
| Mra Credit Strategies Fund I B Lp | Other Private Fund | $22.8M | $0 | 63 |
| Mra Opportunities Fund I A Lp | Other Private Fund | $22.0M | $0 | 100 |
| Captrust 2022 Homecourt Fund Lp | Other Private Fund | $16.0M | $250K | 38 |
| Mra Opportunities Fund I B Lp Class 1 | Other Private Fund | $15.2M | $0 | 54 |
| Mra Opportunities Fund I B Lp Class 2 | Other Private Fund | $9.2M | $0 | 56 |
| Mr Investment Fund I Llc Class 2 | Other Private Fund | $5.0M | $100K | 49 |
| Mr Investment Fund I Llc Class1 | Other Private Fund | $551K | $100K | 36 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (100)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Romeo Rim, Inc. Retirement Plan | Romeo Rim, Inc. | 0 | $0 | 11/01/2024 |
| Advance Beverage Co., Inc. 401(k) Profit Sharing Plan | Advance Beverage Co., Inc. | 136 | $25.3M | 10/01/2024 |
| W.T. Humphrey, Inc. 401(k) Profit Sharing Plan | W.T. Humphrey, Inc. | 130 | $11.4M | 10/01/2024 |
| Copeland Employee Savings Investment Plan | Copeland, Lp | 4,162 | $570M | 10/01/2024 |
| Sheetz, Inc. 401(k) Retirement Plan | Sheetz, Inc | 18,452 | $778M | 10/01/2024 |
| Senior Services Of Se Virginia 403(b) Defined Contribution Plan | Senior Services Of Se Virginia | 83 | $2.3M | 10/01/2024 |
| Web Industries, Inc. 401(k) Plan | Web Industries, Inc. | 390 | $25.2M | 10/01/2024 |
| American Society Of Civil Engineers Defined Contribution Retirement Plan | American Society Of Civil Engineers | 220 | $33.4M | 10/01/2024 |
| American Society Of Civil Engineers Tax Deferred Annuity Plan | American Society Of Civil Engineers | 244 | $63.0M | 10/01/2024 |
| Fink's Jewelers, Inc. Deferred Compensation Plan | Fink's Jewelers, Inc. | 110 | $18.1M | 09/01/2024 |
| Weca Atc Retirement Plan And Trust | Western Electrical Contractors Association, Inc. | 754 | $19.5M | 09/01/2024 |
| Catalyst, Inc. Retirement And Savings Plan | Catalyst, Inc. | 66 | $33.3M | 09/01/2024 |
| Pei/Genesis, Inc. Tax Deferral And Savings Plan | Pei/Genesis, Inc. | 394 | $36.1M | 09/01/2024 |
| Ohio Education Association Union Pension Plan | Ohio Education Association | 7 | $84.8M | 09/01/2024 |
| Westminster Schools Defined Contribution Retirement Plan | Westminster Schools | 455 | $181M | 09/01/2024 |
| Ebsco Savings And Profit Sharing Plan | Ebsco Industries, Inc. | 3,390 | $736M | 07/01/2024 |
| Culver Educational Foundation Defined Contribution Retirement Plan | The Culver Educational Foundation | 516 | $80.8M | 07/01/2024 |
| The Legal Aid Society Staff Attorneys Pension Plan | Board Of Trustees The Legal Aid Society Staff Attorneys Pen. Plan | 1,220 | $284M | 07/01/2024 |
| Stonehill College 403(b) Retirement Savings Plan | Stonehill College | 815 | $240M | 07/01/2024 |
| John Burroughs School Defined Contribution Retirement Plan | John Burroughs School | 174 | $79.6M | 07/01/2024 |
| Peck School Retirement Plan | The Peck School | 99 | $40.6M | 07/01/2024 |
| University Of Maryland Surgical Associates, P.A. Pension Plan | University Of Maryland Surgical Associates, P.A. | 61 | $26.7M | 07/01/2024 |
| Concurrent Technologies Corporation Retirement Savings Plan | Concurrent Technologies Corporation | 418 | $226M | 07/01/2024 |
| Bs&B Safety Systems 401(k) Savings And Retirement Plan | Bs&B Safety Systems, Llc | 169 | $28.4M | 07/01/2024 |
| Suncoast Center, Inc. 403(b) Plan | Suncoast Center, Inc. | 217 | $12.0M | 07/01/2024 |
Top 25 of 100 plans by assets.
From Form 5500 service-provider disclosures.
Foundations & charities (6)
| Organization | Type | Assets | As of |
|---|---|---|---|
| Central Florida Foundation Inc | Public charity | $104M | 04/30/2025 |
| William H Miner Foundation | Public charity | $129M | 12/31/2024 |
| Wdh Foundation C4 | Public charity | $91.7M | 12/31/2024 |
| Florida Methodist Foundation Inc | Public charity | $246M | 12/31/2024 |
| C H M C Anesthesia Foundation Inc | Public charity | $351M | 09/30/2024 |
| Historic Landmarks Foundation Of Indiana Inc | Public charity | $121M | 08/31/2024 |
From IRS Form 990 investment-management-fee disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/27/2026 | 4.76 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 27, 2026.
View current Form ADV (SEC/IAPD) ↗