AUMdb

Flagship Private Wealth, Llc

SEC-registered Insurance-Affiliated · Small ($100M–$1B) CRD 175277 · SEC file 801-108301 · Woburn, MA · WWW.LINKEDIN.COM
☆ Save with Pro ADV data as of Jun 01, 2026
Regulatory AUM
$447M
Discretionary
$446M
Clients
601
Avg AUM / client
$744K
Accounts
1,050
Employees
4

AUM over time

$100M $447M
Aug 17, 2016 Jun 1, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Jun 01, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 328 $84.5M 18.9%
High net worth individuals 269 $350M 78.3%
Charitable organizations 3 $642K 0.14%
Corporations and other businesses 1 $11.7M 2.63%

People (4)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Elizabeth Auger Johnson Managing Member / Chief Compliance Officer CFP Jun 2012 (14y) 25% – 50%
Karl Jay Warner Managing Member CFP Jun 2012 (14y) 25% – 50%
Ronald John Giunta Managing Member CFP Jun 2012 (14y) 25% – 50%
Giana C Hebert Registered representative Apr 2015 (11y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 06/01/2026 907 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Selection of other advisers

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 01, 2026.

View current Form ADV (SEC/IAPD) ↗