AUMdb

Midwest Financial Group Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 175288 · SEC file 801-81177 · Overland Park, KS · MIDWESTFINANCIALKC.COM
☆ Save with Pro ADV data as of Feb 28, 2026
Regulatory AUM
$566M
Discretionary
$559M
Clients
955
Avg AUM / client
$593K
Accounts
2,222
Employees
9

AUM over time

$0 $566M
Mar 17, 2015 Feb 28, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Feb 28, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 727 $138M 24.4%
High net worth individuals 204 $414M 73.1%
Pension and profit sharing plans 19 $6.2M 1.1%
Charitable organizations 5 $7.6M 1.34%

People (11)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Cole Stephen Reichle Member, Manager Feb 2015 (12y) 25% – 50%
Leigha Ann Shepard Member, Manager, Chief Compliance Officer Feb 2015 (12y) 25% – 50%
Richard K Ryan Member, Manager CFP Chartered Financial Consultant Feb 2015 (12y) 25% – 50%
Steven Dennis Reichle Member, Manager Feb 2015 (12y) 25% – 50%
Heather Renee Sullivan Registered representative CFP May 2015 (11y)
Allen H Joy Registered representative Jan 2016 (11y)
Jon Doering Grams Registered representative Jul 2016 (10y)
Mitzi Nicole Swaffar Registered representative CFP Dec 2019 (7y)
Amanda Leah Russell Registered representative Aug 2020 (6y)
Nathan Fredrick Mikoleit Registered representative Aug 2021 (5y)
Michael John Meenen Registered representative CFP Feb 2023 (3y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 02/28/2026 949 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Pension consulting services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 28, 2026.

View current Form ADV (SEC/IAPD) ↗