The Perspective Group, Llc
- Regulatory AUM
- $225M
- Discretionary
- $225M
- Clients
- 297
- Avg AUM / client
- $758K
- Accounts
- 554
- Employees
- 5
AUM over time
Annual snapshots from Form ADV filings · as of Jul 20, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 190 | $77.0M | 34.2% |
| High net worth individuals | 105 | $146M | 64.8% |
| Charitable organizations | 1 | $1.5M | 0.65% |
| Corporations and other businesses | 1 | $664K | 0.3% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Mercer Zimmerman, Inc. Profit Sharing 401(k) Plan Mercer Zimmerman, Inc. | 2024 |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Stephen Christopher Lane | President / Chief Compliance Officer | CFP | May 2012 (14y) | 75% or more |
| Garrett L Halton | Member | CFP | Jan 2016 (11y) | 5% – 10% |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Mercer Zimmerman, Inc. Profit Sharing 401(k) Plan | Mercer Zimmerman, Inc. | 177 | $19.1M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (2 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/20/2026 | 947 KB | View · PDF · Source ↗ |
| Form ADV (full filing) | 03/03/2026 | 947 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- LPL Financial $174M (77% of AUM) Jul 2026
- Lincoln Financial Advisors Corporation $19.1M (8% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 20, 2026.
View current Form ADV (SEC/IAPD) ↗