Resolve Asset Management Inc.
- Regulatory AUM
- $70.2M
- Discretionary
- $70.2M
- Clients
- 1
- Avg AUM / client
- $70.2M
- Accounts
- 3
- Employees
- 14
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | Fewer than 5 clients | $26.0M | 37.1% |
| Investment companies | 1 | $44.2M | 62.9% |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Butler, Adam, Donald | Shareholder | Sep 2023 (3y) | ≈ 4.69% – 25% via Resolve Asset Management Sezc | |
| Davidson, Cheryl, Ann | Cco And President | Sep 2023 (3y) | Less than 5% | |
| Philbrick, Michael, Leighton | Shareholder | Sep 2023 (3y) | ≈ 4.69% – 25% via Resolve Asset Management Sezc |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Mighty Oak Holdings Inc | Owner | Sep 2023 | A | 75% or more |
| Resolve Asset Management Sezc | Shareholder | Sep 2023 | B | ≈ 18.75% – 50% via Mighty Oak Holdings Inc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Butler, Adam, Donald: 25% – 50% of Resolve Asset Management Sezc × 25% – 50% of Mighty Oak Holdings Inc × 75% – 100% direct ≈ 4.69% – 25% of the firm
- Philbrick, Michael, Leighton: 25% – 50% of Resolve Asset Management Sezc × 25% – 50% of Mighty Oak Holdings Inc × 75% – 100% direct ≈ 4.69% – 25% of the firm
- Resolve Asset Management Sezc: 25% – 50% of Mighty Oak Holdings Inc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1010 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
Custody
Reported custodians
- Interactive Brokers $26.0M (37% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗