Blue Water Asset Management, Llc
- Regulatory AUM
- $428M
- Discretionary
- $428M
- Clients
- 940
- Avg AUM / client
- $456K
- Accounts
- 1,855
- Employees
- 10
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 03, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 794 | $166M | 38.8% |
| High net worth individuals | 122 | $246M | 57.5% |
| Charitable organizations | 6 | $5.0M | 1.16% |
| Insurance companies | 2 | $219K | 0.05% |
| Corporations and other businesses | 15 | $8.3M | 1.94% |
| Other | 1 | $2.3M | 0.53% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Polaris 401(k) Plan Polaris Home Funding Corporation | 2024 |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Mark Sid Redfield | Managing Member | Chartered Financial Consultant | Feb 2015 (12y) | 75% or more |
| Nicolle M. Rumsey | Chief Operating Officer And Compliance Officer | Mar 2015 (11y) | Less than 5% | |
| Jay William Greer | Chief Compliance Officer | May 2015 (11y) | Less than 5% | |
| David Michael Teroller | Registered representative | Mar 2015 (11y) | ||
| Theodore Michael Terzian | Registered representative | Jun 2015 (11y) | ||
| Beau S Redfield | Registered representative | CFP | Jan 2019 (8y) | |
| Benjamin H Redfield | Registered representative | May 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Polaris 401(k) Plan | Polaris Home Funding Corporation | 131 | $11.0M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/03/2026 | 1.11 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $428M (100% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 03, 2026.
View current Form ADV (SEC/IAPD) ↗