Granite Harbor Advisors, Inc.
- Regulatory AUM
- $642M
- Discretionary
- $636M
- Clients
- 431
- Avg AUM / client
- $1.5M
- Accounts
- 1,068
- Employees
- 12
AUM over time
Annual snapshots from Form ADV filings · as of May 04, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 262 | $99.8M | 15.5% |
| High net worth individuals | 154 | $487M | 75.8% |
| Pooled investment vehicles (non-investment companies) | 3 | $20.2M | 3.14% |
| Pension and profit sharing plans | 5 | $6.3M | 0.98% |
| Charitable organizations | Fewer than 5 clients | $1.8M | 0.28% |
| Insurance companies | Fewer than 5 clients | $16.2M | 2.53% |
| Corporations and other businesses | 7 | $11.1M | 1.73% |
Private funds (2)
Reported in Form ADV Section 7.B.(1), filing of Apr 2024 · $0 combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Granite Harbor West Allis Investors, Lp | Other Private Fund | Delaware | $0 | 0 |
| Cypress Vieux Investors, Llc | Private Equity Fund | Delaware | $0 | 0 |
People (13)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Brian Waylon Sak | Managing Partner | CFP Chartered Financial Consultant | May 2015 (11y) | 25% – 50% |
| Nicholas Matthew Brown | Chief Compliance Officer | CFP CFA | May 2015 (11y) | 25% – 50% |
| Timothy Brian Smith | President And Chief Executive Officer | CFP | May 2015 (11y) | 25% – 50% |
| Gregory Dale Shaw | Registered representative | CFP | Nov 2016 (10y) | |
| Caleb Luke Christian | Registered representative | CFP Chartered Financial Consultant | Oct 2022 (4y) | |
| Austin Manning | Registered representative | CFP | Mar 2023 (3y) | |
| Thomas Michael Kelley | Registered representative | Apr 2024 (2y) | ||
| Bethanie Anne Baker | Registered representative | Apr 2024 (2y) | ||
| Jared S Virgadamo | Registered representative | Feb 2026 (0y) | ||
| Tam Minh Nguyen | Registered representative | Feb 2026 (0y) | ||
| Cameron James Mc Ilhenny | Registered representative | Mar 2026 (0y) | ||
| Erica Bourquin | Registered representative | CFP | May 2026 (0y) | |
| Allexander Antonio Pellicano | Registered representative | CFA | Jul 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (2, $0 gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Granite Harbor West Allis Investors, Lp | Other Private Fund | $0 | $0 | 0 |
| Cypress Vieux Investors, Llc | Private Equity Fund | $0 | $100K | 0 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/04/2026 | 1.92 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Sei Investments Distribution Co. $79.9M (12% of AUM) May 2026
- Lincoln Financial Advisors Corporation $3.1M (3% of AUM) Mar 2018
- Charles Schwab & Co. May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 04, 2026.
View current Form ADV (SEC/IAPD) ↗